{"url":"https://nivawealth.com/firms/next-up-wealth-advisors-342136","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/342136","regulatoryAum":100234754,"crd":"342136","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5262392","suffix":null,"lastName":"TURNER","firstName":"KENNETH","middleName":null},{"crd":"6957678","suffix":null,"lastName":"Wray","firstName":"Amanda","middleName":"Marie"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136270","legalName":"Next Up Wealth Advisors, LLC","displayName":"Next Up Wealth 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2026","fee_rate_low":0.9,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":100000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly fees range from $150 to $300, or flat fees range from $1,500 to $5,000, with a retainer of up to 50% and never over $1,200 for work that cannot be completed within six months.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053811","versionId":1053811,"submittedOn":"2026-08-03","documentName":"NEXT UP WEALTH- ADV 2A BROCHURE- AUG 2026"},{"role":"other","program":"Pension Plan Advisory","summary":"Pension consulting is a negotiated flat fee of $1,500 to $25,000 per engagement, charged quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053811","versionId":1053811,"submittedOn":"2026-08-03","documentName":"NEXT UP WEALTH- ADV 2A BROCHURE- AUG 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:17:44.208207+00:00","documents":[{"name":"NEXT UP WEALTH- ADV 2A BROCHURE- AUG 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053811","versionId":1053811,"submittedOn":"2026-08-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":94654122},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Dallas, TX","smaAssets":1262572},{"name":"Pontera","shortName":"Pontera","location":"New York, NY","smaAssets":1758214},{"name":"Flourish","shortName":"Flourish","location":"Atlanta, GA","smaAssets":2559846}],"custodyNote":"Next Up Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Amanda Wray","title":"Managing Member, CCO","crd":"6957678"}],"ownership":[{"label":"Amanda Wray","detail":"Managing member, cco in the 75% or more ownership band and a control person, since April 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"9375 E Shea BLVD., Suite 100","city":"Scottsdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-450-7407","stateRegisteredReps":2,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"3 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/342136/PDF/342136.pdf","brochureDate":"3 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053811","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Next Up Wealth Advisors have?","answer":"Next Up Wealth Advisors has 294 clients and manages $100 million for them, as of August 2026. They include 161 individual clients, 132 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Next Up Wealth Advisors offer?","answer":"Next Up Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Next Up Wealth Advisors charge?","answer":"Next Up Wealth Advisors charges 0.90%–1.25% a year for its Portfolio Management. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.","source":"NEXT UP WEALTH- ADV 2A BROCHURE- AUG 2026, filed 3 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Next Up Wealth Advisors use?","answer":"Next Up Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $94.7M, Flourish (Atlanta, GA), with $2.56M, Pontera (New York, NY), with $1.76M and Altruist Financial LLC (Dallas, TX), with $1.26M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Next Up Wealth Advisors have?","answer":"Next Up Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Next Up Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Next Up Wealth Advisors’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 5% cash and equivalents, 3% state and local bonds, 2% high-yield corporate bonds, 1% non-exchange-traded equities and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Next Up Wealth Advisors have a minimum investment?","answer":"Yes, Next Up Wealth Advisors’ minimum account size for its Portfolio Management is $100K.","source":"NEXT UP WEALTH- ADV 2A BROCHURE- AUG 2026, filed 3 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Next Up Wealth Advisors?","answer":"Next Up Wealth Advisors’ direct owner is Amanda Wray (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Next Up Wealth Advisors get paid?","answer":"Next Up Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Next Up Wealth Advisors?","answer":"Next Up Wealth Advisors’ main office is at 9375 E Shea BLVD., Suite 100, Scottsdale, AZ 85260. Its phone number is 480-450-7407. Its website is nextupwealthadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}