{"url":"https://nivawealth.com/firms/nevastar-finance-172523","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/172523","regulatoryAum":1684585723,"crd":"172523","history":[{"filedOn":"2021-04-30","regulatoryAum":993299262,"clients":109,"employees":17,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":1640866767,"clients":138,"employees":22,"offices":2},{"filedOn":"2023-02-27","regulatoryAum":1153225206,"clients":160,"employees":26,"offices":2},{"filedOn":"2024-03-22","regulatoryAum":1234079034,"clients":144,"employees":26,"offices":1},{"filedOn":"2025-04-30","regulatoryAum":1411272265,"clients":108,"employees":27,"offices":1},{"filedOn":"2026-05-12","regulatoryAum":1684585723,"clients":120,"employees":27,"offices":1}],"secFileNumber":"801-111870","legalName":"Nevastar Finance LTD","displayName":"Nevastar Finance","slug":"nevastar-finance-172523","website":"https://nevastar.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/172523/5cb99bed11b5cbd6-r1.webp","tone":"light","width":904,"height":200,"sourceUrl":"https://www.nevastar.com/","sourceLabel":"Nevastar Finance LTD, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/nevastar-finance/","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"6 Duke Street St James'S","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1Y 6BN"},"tradeNames":[],"registration":{"secApproved":"24 November 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":15004946.198019803,"staff":{"employees":27,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1684585723,"discretionary":1039377641,"discretionaryAccounts":99,"nonDiscretionary":645208082,"nonDiscretionaryAccounts":21,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":101,"regulatoryAum":1515499566},{"label":"Insurance companies","clients":19,"regulatoryAum":169086157}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:07:47.564679+00:00","documents":[{"name":"NEVASTAR FINANCE PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024259","versionId":1024259,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"UBS Ag","shortName":"UBS Ag","location":"Zurich","smaAssets":332799770},{"name":"Lombard Odier","shortName":"Lombard Odier","location":"Geneva","smaAssets":353586855},{"name":"Rothschild & Co Bank Ag","shortName":"Rothschild & Co Bank Ag","location":"Zurich","smaAssets":331305075},{"name":"Banque Pictet & Cie Sa","shortName":"Banque Pictet & Cie Sa","location":"Geneva","smaAssets":187734927}],"custodyNote":"Nevastar Finance does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Olivier Rouget","title":"Founding Partner / Chief Compliance Officer","crd":"2025886"},{"name":"Jason Marais","title":"Director","crd":"8241408"}],"ownership":[{"label":"Rcube2","detail":"Holding company in the 75% or more ownership band and a control person, since December 2017."},{"label":"Stanislas Rotman","detail":"Indirect owner: a shareholder of Rcube2 in the 25% to 50% band and a control person, since September 2003.","parent":"Rcube2"},{"label":"Olivier Rouget","detail":"Indirect owner: a shareholder of Rcube2 in the 25% to 50% band and a control person, since September 2003.","parent":"Rcube2"},{"label":"Ignace Rotman","detail":"Indirect owner: a shareholder of Rcube2 in the 25% to 50% band and a control person, since September 2003.","parent":"Rcube2"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"02072903210","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"Non-exchange-traded equity securities","percent":10},{"label":"Investment grade corporate bonds","percent":23},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":28},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":8,"detail":"Fund of Hedge Funds (for Non-US Clients)\nFund of Private Equity (for Non-US Clients)"}],"privateFunds":0},"sources":{"adv1FilingDate":"12 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/172523/PDF/172523.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024259","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nevastar Finance have?","answer":"Nevastar Finance has 120 clients and manages $1.68 billion for them, as of May 2026. They include 101 high-net-worth individuals and 19 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nevastar Finance offer?","answer":"Nevastar Finance provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Nevastar Finance use?","answer":"Nevastar Finance’s separately managed account assets are held at Lombard Odier (Geneva), with $354M, UBS Ag (Zurich), with $333M, Rothschild & Co Bank Ag (Zurich), with $331M and Banque Pictet & Cie Sa (Geneva), with $188M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Nevastar Finance have?","answer":"Nevastar Finance has 0 investment adviser representatives registered with state securities authorities, out of 27 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Nevastar Finance invest in?","answer":"At the end of its last fiscal year, Nevastar Finance’s separately managed accounts held 28% pooled vehicles (private funds and similar), 23% exchange-traded equities, 23% investment grade corporate bonds, 10% non-exchange-traded equities, 8% other, 6% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents. The 8% other category is described as: Fund of Hedge Funds (for Non-US Clients)\nFund of Private Equity (for Non-US Clients).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nevastar Finance?","answer":"Nevastar Finance is owned through a holding company by Stanislas and Ignace Rotman and Olivier Rouget. Its direct owner is Rcube2 (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nevastar Finance get paid?","answer":"Nevastar Finance is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Nevastar Finance?","answer":"Nevastar Finance’s main office is at 6 Duke Street St James'S, London, United Kingdom SW1Y 6BN. Its phone number is 02072903210. Its website is nevastar.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}