{"url":"https://nivawealth.com/firms/neumann-capital-management-112182","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112182","regulatoryAum":630287808,"crd":"112182","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7355178","suffix":null,"lastName":"ATANASSOV","firstName":"EKATERINA","middleName":"DIMITROVA"},{"crd":"7355176","suffix":null,"lastName":"GORHAM","firstName":"CAROLINE","middleName":"AMANDA 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They include 128 high-net-worth individuals and 63 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Neumann Capital Management offer?","answer":"Neumann Capital Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Neumann Capital Management use?","answer":"Neumann Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $629M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Neumann Capital Management have?","answer":"Neumann Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Neumann Capital Management invest in?","answer":"At the end of its last fiscal year, Neumann Capital Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Neumann Capital Management?","answer":"Neumann Capital Management’s direct owners are Daniel Platt, Caroline Gorham and Ekaterina Atanassov, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Neumann Capital Management get paid?","answer":"Neumann Capital Management is paid through a percentage of assets under management. 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