{"url":"https://nivawealth.com/firms/neuberger-berman-singapore-pte-limited-167947","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167947","regulatoryAum":29291807085,"crd":"167947","secFileNumber":"801-78988","legalName":"Neuberger Berman Singapore Pte. Limited","displayName":"Neuberger Berman Singapore Pte. Limited","website":null,"founded":null,"organization":"corporation organized in Singapore","fiscalYearEnd":"December","headquarters":{"street":"10 Collyer Quay, #15-05 Ocean Financial Centre","city":"Singapore","state":"","stateName":"","country":"Singapore","postalCode":"049315"},"tradeNames":[],"registration":{"secApproved":"31 January 2014","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":32,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":13},"aum":{"discretionary":29291807085,"discretionaryAccounts":58,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":86,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":25,"regulatoryAum":19538127801},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":2741813766},{"label":"State or municipal government entities","clients":3,"regulatoryAum":580676215},{"label":"Other investment advisers","clients":5,"regulatoryAum":1874936843},{"label":"Insurance companies","clients":14,"regulatoryAum":2261863441},{"label":"Sovereign wealth funds and foreign official institutions","clients":4,"regulatoryAum":1849103491},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":445285528}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":2192647072},{"name":"Jpmorgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":1990694896},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":2665819911}],"custodyNote":"Neuberger Berman Singapore Pte. Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Travis Chia","title":"Chief Compliance Officer","crd":"6276071"},{"name":"Madeline Ho","title":"Director","crd":"7980137"},{"name":"Alvin Hui","title":"Director","crd":"7828997"},{"name":"Prashant Singh","title":"Director","crd":"7322531"},{"name":"Heather Zuckerman","title":"Director","crd":"4107706"}],"ownership":[{"label":"Neuberger Berman Asia Holdings II LLC","detail":"Holding company in the 75% or more ownership band and a control person, since May 2009."},{"label":"Neuberger Berman Asia Holdings LLC","detail":"Indirect owner: a member of Neuberger Berman Asia Holdings II LLC in the 75% or more band and a control person, since May 2009.","parent":"Neuberger Berman Asia Holdings II LLC"},{"label":"Neuberger Berman Group LLC","detail":"Indirect owner: a member of Neuberger Berman Asia Holdings LLC in the 75% or more band and a control person, since May 2009.","parent":"Neuberger Berman Asia Holdings LLC"},{"label":"NBSH Acquisition, LLC","detail":"Indirect owner: a member of Neuberger Berman Group LLC in the 75% or more band and a control person, since May 2009.","parent":"Neuberger Berman Group LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"656-645-3760","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":12},{"label":"Sovereign bonds","percent":62},{"label":"Investment grade corporate bonds","percent":13},{"label":"Non-investment grade corporate bonds","percent":10},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167947/PDF/167947.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Neuberger Berman Singapore Pte. Limited have?","answer":"Neuberger Berman Singapore Pte. Limited has 58 clients and manages $29.3 billion for them, as of March 2026. They include 25 pooled investment vehicles, 14 insurance companies and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Neuberger Berman Singapore Pte. Limited offer?","answer":"Neuberger Berman Singapore Pte. Limited provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Neuberger Berman Singapore Pte. Limited use?","answer":"Neuberger Berman Singapore Pte. Limited’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $2,665,819,911, The Bank of New York Mellon (New York, NY), with $2,192,647,072 and Jpmorgan Chase & Co. (New York, NY), with $1,990,694,896. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Neuberger Berman Singapore Pte. Limited have?","answer":"Neuberger Berman Singapore Pte. Limited has 0 investment adviser representatives registered with state securities authorities, out of 32 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Neuberger Berman Singapore Pte. Limited invest in?","answer":"At the end of its last fiscal year, Neuberger Berman Singapore Pte. Limited’s separately managed accounts held 62% sovereign bonds, 13% investment grade corporate bonds, 12% U.S. government and agency bonds, 10% high-yield corporate bonds and 3% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Neuberger Berman Singapore Pte. Limited?","answer":"Neuberger Berman Singapore Pte. Limited is owned through a chain of holding companies by NBSH Acquisition, LLC. Its direct owner is Neuberger Berman Asia Holdings II LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Neuberger Berman Singapore Pte. Limited get paid?","answer":"Neuberger Berman Singapore Pte. Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}