{"url":"https://nivawealth.com/firms/neuberger-berman-europe-limited-162267","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162267","regulatoryAum":97984814937,"crd":"162267","secFileNumber":"801-78140","legalName":"Neuberger Berman Europe Limited","displayName":"Neuberger Berman Europe Limited","website":null,"founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"The Zig Zag Building, 70 Victoria Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1E 6SQ"},"tradeNames":[],"registration":{"secApproved":"20 June 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":312,"advisory":79,"brokerDealerReps":10,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":97908140503,"discretionaryAccounts":240,"nonDiscretionary":76674434,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":93,"nonAumClients":3},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":109837935},{"label":"Pooled investment vehicles","clients":177,"regulatoryAum":71841158601},{"label":"Pension and profit-sharing plans","clients":16,"regulatoryAum":10010889611},{"label":"Charitable organizations","clients":2,"regulatoryAum":66064075},{"label":"State or municipal government entities","clients":6,"regulatoryAum":1947659482},{"label":"Other investment advisers","clients":9,"regulatoryAum":3985045966},{"label":"Insurance companies","clients":16,"regulatoryAum":4252486682},{"label":"Sovereign wealth funds and foreign official institutions","clients":8,"regulatoryAum":4888116125},{"label":"Corporations and other businesses","clients":4,"regulatoryAum":881047268},{"label":"Other","clients":2,"regulatoryAum":2509192}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":8443993791},{"name":"Jpmorgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":2794167626},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":4758884600},{"name":"Citibank, National Association","shortName":"Citibank, National Association","location":"Sioux Falls, SD","smaAssets":4496894715}],"custodyNote":"Neuberger Berman Europe Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Malloy","title":"Director, Chief Executive Officer","crd":"2929548"},{"name":"Simon Osborne","title":"Chief Compliance Officer","crd":"8011958"},{"name":"Rob Drijkoningen","title":"Director","crd":"2443926"},{"name":"Michelle Green","title":"Director, Chief Legal Officer","crd":"1954954"},{"name":"Jason Henchman","title":"Director","crd":"5389862"},{"name":"Philipp Patschkowski","title":"Director","crd":"7880719"},{"name":"Heather Zuckerman","title":"Director","crd":"4107706"}],"ownership":[{"label":"Neuberger Berman Europe Holdings II LLC","detail":"Holding company/owner in the 75% or more ownership band and a control person, since September 2023."},{"label":"Neuberger Berman Europe Holdings LLC","detail":"Indirect owner: a member of Neuberger Berman Europe Holdings II LLC in the 75% or more band and a control person, since February 2009.","parent":"Neuberger Berman Europe Holdings II LLC"},{"label":"Neuberger Berman Group LLC","detail":"Indirect owner: a member of Neuberger Berman Europe Holdings LLC in the 75% or more band and a control person, since February 2009.","parent":"Neuberger Berman Europe Holdings LLC"},{"label":"NBSH Acquisition, LLC","detail":"Indirect owner: a member of Neuberger Berman Group LLC in the 75% or more band and a control person, since May 2009.","parent":"Neuberger Berman Group LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442032149000","stateRegisteredReps":10,"otherAdviserReps":10,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":4},{"label":"Sovereign bonds","percent":33},{"label":"Investment grade corporate bonds","percent":22},{"label":"Non-investment grade corporate bonds","percent":19},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":3,"detail":"Bank Loans"}],"privateFunds":7},"sources":{"adv1FilingDate":"6 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162267/PDF/162267.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Neuberger Berman Europe Limited have?","answer":"Neuberger Berman Europe Limited has 241 clients and manages $98 billion for them, as of May 2026. They include 177 pooled investment vehicles, 16 pension and profit-sharing plans and 16 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Neuberger Berman Europe Limited offer?","answer":"Neuberger Berman Europe Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Neuberger Berman Europe Limited use?","answer":"Neuberger Berman Europe Limited’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $8,443,993,791, The Northern Trust Company (Chicago, IL), with $4,758,884,600, Citibank, National Association (Sioux Falls, SD), with $4,496,894,715 and Jpmorgan Chase & Co. (New York, NY), with $2,794,167,626. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Neuberger Berman Europe Limited have?","answer":"Neuberger Berman Europe Limited has 10 investment adviser representatives registered with state securities authorities, out of 312 employees, and 79 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Neuberger Berman Europe Limited invest in?","answer":"At the end of its last fiscal year, Neuberger Berman Europe Limited’s separately managed accounts held 33% sovereign bonds, 22% investment grade corporate bonds, 19% high-yield corporate bonds, 13% exchange-traded equities, 4% U.S. government and agency bonds, 3% pooled vehicles (private funds and similar), 3% cash and equivalents, 3% bank loans and 1% registered funds (mutual funds, ETFs, BDCs). It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Neuberger Berman Europe Limited?","answer":"Neuberger Berman Europe Limited is owned through a chain of holding companies by NBSH Acquisition, LLC. Its direct owner is Neuberger Berman Europe Holdings II LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Neuberger Berman Europe Limited get paid?","answer":"Neuberger Berman Europe Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}