{"url":"https://nivawealth.com/firms/nesteggs-retirement-plan-services-133507","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/133507","regulatoryAum":911259019,"crd":"133507","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5447576","suffix":null,"lastName":"ADELMAN","firstName":"IRENE","middleName":null},{"crd":"7295238","suffix":null,"lastName":"Bak","firstName":"Jason","middleName":"Robert"},{"crd":"4736471","suffix":null,"lastName":"CHEEZUM","firstName":"KEVIN","middleName":"BROOKS"},{"crd":"2391628","suffix":null,"lastName":"CRESS","firstName":"KEVIN","middleName":"JOHN"},{"crd":"5558726","suffix":null,"lastName":"HOLLAWAY","firstName":"ALISON","middleName":"IRENE"},{"crd":"6998053","suffix":null,"lastName":"Jenkins","firstName":"Alexander","middleName":"Bullock"},{"crd":"6751415","suffix":null,"lastName":"Macklin","firstName":"Blake","middleName":"Austine"},{"crd":"6190251","suffix":null,"lastName":"MARTIN","firstName":"LANTZ","middleName":"ALLAN"},{"crd":"5801316","suffix":null,"lastName":"PALISLAMOVIC","firstName":"EMINA","middleName":null},{"crd":"8152743","suffix":null,"lastName":"Quinn","firstName":"Nicholas","middleName":"Aidan"},{"crd":"8226585","suffix":null,"lastName":"Quinn","firstName":"Stephen","middleName":"James"}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":276652066,"clients":305,"employees":15,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":378549145,"clients":397,"employees":14,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":339860561,"clients":400,"employees":17,"offices":1},{"filedOn":"2024-06-07","regulatoryAum":484202822,"clients":440,"employees":18,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":724718727,"clients":510,"employees":23,"offices":1},{"filedOn":"2026-07-07","regulatoryAum":911259019,"clients":616,"employees":29,"offices":1}],"secFileNumber":"801-63869","legalName":"Nesteggs 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2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":670882.8901734104,"staff":{"employees":29,"advisory":9,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":911259019,"discretionary":822869070,"discretionaryAccounts":722,"nonDiscretionary":88389949,"nonDiscretionaryAccounts":37,"wrapProgram":116062740,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":135,"regulatoryAum":20178811},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":95883929},{"label":"Pension and profit-sharing plans","clients":443,"regulatoryAum":795196279}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":113899629},{"name":"Charles Schwab Trust Bank","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":795196279}],"custodyNote":"NestEggs Retirement Plan Services has custody of $795M for 443 clients.","otherCustodians":[],"leadership":[{"name":"Kevin Cheezum","title":"Chief Compliance Officer and President","crd":"4736471"},{"name":"Blake Macklin","title":"Chief Financial Officer","crd":"6751415"},{"name":"Alexander Jenkins","title":"Chief Revenue Officer","crd":"6998053"}],"ownership":[{"label":"Kevin Cheezum","detail":"Chief compliance officer and president in the 25% to 50% ownership band and a control person, since August 2018."},{"label":"Blake Macklin","detail":"Chief financial officer in the 25% to 50% ownership band and a control person, since November 2016."},{"label":"Alexander Jenkins","detail":"Chief revenue officer in the 25% to 50% ownership band and a control person, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"10407 Centurion Parkway North, Suite 126","city":"Jacksonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-348-3131","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":94},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"7 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/133507/PDF/133507.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does NestEggs Retirement Plan Services have?","answer":"NestEggs Retirement Plan Services has 616 clients and manages $911 million for them, as of July 2026. They include 443 pension and profit-sharing plans, 135 individual clients, and 38 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does NestEggs Retirement Plan Services offer?","answer":"NestEggs Retirement Plan Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does NestEggs Retirement Plan Services use?","answer":"NestEggs Retirement Plan Services’ separately managed account assets are held at Charles Schwab Trust Bank (Westlake, TX), with $795M and Charles Schwab & Co., Inc. (Westlake, TX), with $114M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does NestEggs Retirement Plan Services have?","answer":"NestEggs Retirement Plan Services has 9 investment adviser representatives registered with state securities authorities, out of 29 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does NestEggs Retirement Plan Services invest in?","answer":"At the end of its last fiscal year, NestEggs Retirement Plan Services’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns NestEggs Retirement Plan Services?","answer":"NestEggs Retirement Plan Services’ direct owners are Kevin Cheezum, Blake Macklin and Alexander Jenkins, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does NestEggs Retirement Plan Services get paid?","answer":"NestEggs Retirement Plan Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact NestEggs Retirement Plan Services?","answer":"NestEggs Retirement Plan Services’ main office is at 10407 Centurion Parkway North, Suite 126, Jacksonville, FL 32256. Its phone number is 904-348-3131. Its website is nesteggs401k.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}