{"url":"https://nivawealth.com/firms/nestegg-advisors-125878","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125878","regulatoryAum":272745355,"crd":"125878","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6171710","suffix":null,"lastName":"LARSEN","firstName":"DANIEL","middleName":"PETER"},{"crd":"2387806","suffix":null,"lastName":"LEVY","firstName":"BUDDY","middleName":"MARTIN"},{"crd":"6188440","suffix":null,"lastName":"Levy","firstName":"Evan","middleName":"Joshua"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-03-28","regulatoryAum":183551000,"clients":294,"employees":6,"offices":2},{"filedOn":"2024-01-23","regulatoryAum":197661315,"clients":230,"employees":4,"offices":3},{"filedOn":"2025-03-31","regulatoryAum":228956702,"clients":232,"employees":6,"offices":3},{"filedOn":"2026-06-30","regulatoryAum":272745355,"clients":237,"employees":5,"offices":3}],"secFileNumber":"801-127294","legalName":"Nestegg 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They include 135 individual clients and 102 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does NestEgg Advisors offer?","answer":"NestEgg Advisors provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, education planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does NestEgg Advisors use?","answer":"NestEgg Advisors’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $273M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does NestEgg Advisors have?","answer":"NestEgg Advisors has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does NestEgg Advisors invest in?","answer":"At the end of its last fiscal year, NestEgg Advisors’ separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 42% exchange-traded equities, 4% non-exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns NestEgg Advisors?","answer":"NestEgg Advisors’ direct owner is Buddy Levy (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does NestEgg Advisors get paid?","answer":"NestEgg Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}