{"url":"https://nivawealth.com/firms/navigate-private-wealth-170774","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170774","regulatoryAum":529228207,"crd":"170774","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2135586","suffix":null,"lastName":"BUNNELL","firstName":"DAVID","middleName":"SCOTT"},{"crd":"6466078","suffix":null,"lastName":"BUNNELL","firstName":"DAVID","middleName":"ALEX"},{"crd":"4217852","suffix":null,"lastName":"BURGON","firstName":"MARK","middleName":"HAROLD"},{"crd":"6768072","suffix":null,"lastName":"Cazier","firstName":"Spencer","middleName":"David"},{"crd":"6361669","suffix":null,"lastName":"Hendrickson","firstName":"Riley","middleName":"James"},{"crd":"2667910","suffix":null,"lastName":"PETERS","firstName":"MURRAY","middleName":"JAY"},{"crd":"6802883","suffix":null,"lastName":"SMITH","firstName":"STEPHEN","middleName":"MICHAEL"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-11","regulatoryAum":376642861,"clients":728,"employees":16,"offices":3},{"filedOn":"2022-01-11","regulatoryAum":459881234,"clients":2024,"employees":16,"offices":3},{"filedOn":"2023-01-30","regulatoryAum":338929515,"clients":1416,"employees":17,"offices":3},{"filedOn":"2024-01-25","regulatoryAum":395210033,"clients":1691,"employees":13,"offices":3},{"filedOn":"2025-02-10","regulatoryAum":462565254,"clients":1804,"employees":12,"offices":3},{"filedOn":"2026-03-10","regulatoryAum":529228207,"clients":1929,"employees":11,"offices":3}],"secFileNumber":"801-79648","legalName":"Navigate Private Wealth, LLC","displayName":"Navigate Private Wealth","slug":"navigate-private-wealth-170774","website":"https://navigateprivatewealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/170774/3899cff5aa1410a9-r1.webp","tone":"light","width":840,"height":200,"sourceUrl":"https://www.navigateprivatewealth.com/","sourceLabel":"Navigate Private Wealth, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"12012 South 700 East, Suite 100","city":"Draper","state":"UT","stateName":"Utah","country":"United States","postalCode":"84020"},"tradeNames":[],"registration":{"secApproved":"2 May 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":274353.6583722136,"staff":{"employees":11,"advisory":7,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":529228207,"discretionary":526937874,"discretionaryAccounts":1893,"nonDiscretionary":2290333,"nonDiscretionaryAccounts":36,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1713,"regulatoryAum":243851452},{"label":"High-net-worth individuals","clients":216,"regulatoryAum":285376755}],"feePrograms":[{"role":"other","program":"Estate Planning & Consulting","summary":"Initial estate plan flat fee not to exceed $1,150; ala carte services $50 to $250 each.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016623","versionId":1016623,"submittedOn":"2026-03-10","documentName":"FORM ADV PART 2A - FIRM BROCHURE"},{"role":"other","program":"Financial Planning & Consulting","summary":"Flat fees generally $400 to $20,000 a year, or hourly fees of $150 to $450 for junior and senior planners, billed annually.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016623","versionId":1016623,"submittedOn":"2026-03-10","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T09:56:35.021272+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016623","versionId":1016623,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":529937874}],"custodyNote":"Navigate Private Wealth has custody of $289M in client assets for 508 clients.","otherCustodians":[],"leadership":[{"name":"David Bunnell","title":"Managing Member and Chief Compliance Officer","crd":"2135586"}],"ownership":[{"label":"David Bunnell","detail":"Managing member and chief compliance officer in the 10% to 25% ownership band and a control person, since May 2014. Also a managing member of Navigate Holdings LLC in the 25% to 50% band and a control person, since October 2023."},{"label":"Navigate Holdings LLC","detail":"Managing member in the 75% or more ownership band and a control person, since October 2023."},{"label":"Mark Burgon","detail":"Indirect owner: a managing member of Navigate Holdings LLC in the 25% to 50% band and a control person, since October 2023.","parent":"Navigate Holdings LLC"},{"label":"Riley Hendrickson","detail":"Indirect owner: a managing member of Navigate Holdings LLC in the 25% to 50% band and a control person, since October 2023.","parent":"Navigate Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":2,"addresses":[{"street":"12012 South 700 East, Suite 100","city":"Draper","headquarters":true},{"street":"1830 East 3100 North","city":"Layton"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-676-4588","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":8},{"label":"Other","percent":1,"detail":"Private Equity"}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170774/PDF/170774.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016623","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Navigate Private Wealth have?","answer":"Navigate Private Wealth has 1,929 clients and manages $529 million for them, as of March 2026. They include 1,713 individual clients and 216 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Navigate Private Wealth offer?","answer":"Navigate Private Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Navigate Private Wealth use?","answer":"Navigate Private Wealth’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $530M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Navigate Private Wealth have?","answer":"Navigate Private Wealth has 7 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Navigate Private Wealth invest in?","answer":"At the end of its last fiscal year, Navigate Private Wealth’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 8% cash and equivalents and 1% other. The 1% other category is described as: Private Equity.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Navigate Private Wealth?","answer":"Navigate Private Wealth is owned through a holding company by Mark Burgon and Riley Hendrickson. Its direct owners are David Bunnell (10% to 25%) and Navigate Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Navigate Private Wealth get paid?","answer":"Navigate Private Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Navigate Private Wealth?","answer":"Navigate Private Wealth’s main office is at 12012 South 700 East, Suite 100, Draper, UT 84020. Its phone number is 801-676-4588. Its website is navigateprivatewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}