{"url":"https://nivawealth.com/firms/nationwide-fund-advisors-109391","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109391","regulatoryAum":83137789807,"crd":"109391","secFileNumber":"801-56370","legalName":"Nationwide Fund Advisors","displayName":"Nationwide Fund Advisors","website":"https://www.nationwide.com/financial-professionals/products/investments/mutual-funds/","linkedinUrl":"https://www.linkedin.com/company/nationwide-financial/","founded":null,"organization":"Delaware other (specify)","fiscalYearEnd":"December","headquarters":{"street":"One Nationwide Plaza","city":"Columbus","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43215"},"tradeNames":["Nationwide Investment Management Group"],"registration":{"secApproved":"18 March 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":129,"advisory":22,"brokerDealerReps":66,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":83137789807,"discretionaryAccounts":129,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":110,"regulatoryAum":79599081913},{"label":"Pooled investment vehicles","clients":19,"regulatoryAum":3538707894}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Nationwide Fund Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph Nicholas Aniano","title":"President","crd":"4303290"},{"name":"Leland Cummings","title":"Senior Vice President","crd":"2523271"},{"name":"Nicholas Graham","title":"Vice President & Chief Compliance Officer","crd":"4759764"},{"name":"Stephen Rimes","title":"Vice President & General Counsel & Assistant Secretary","crd":"4138948"},{"name":"Christopher Graham","title":"Chief Investment Officer","crd":"4624759"}],"ownership":[{"label":"Nationwide Financial Services, Inc.","detail":"Corporate parent in the 75% or more ownership band and a control person, since April 2007."},{"label":"Nationwide Corporation","detail":"Indirect owner: a shareholder of Nationwide Financial Services, Inc. in the 75% or more band and a control person, since November 1996.","parent":"Nationwide Financial Services, Inc."},{"label":"Nationwide Mutual Insurance Company","detail":"Indirect owner: a shareholder of Nationwide Corporation in the 75% or more band and a control person, since May 1998.","parent":"Nationwide Corporation"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"One Nationwide Plaza","city":"Columbus","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"614-435-6274","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"12 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109391/PDF/109391.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nationwide Fund Advisors have?","answer":"Nationwide Fund Advisors has 129 clients and manages $83.1 billion for them, as of February 2026. They include 110 investment companies and 19 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nationwide Fund Advisors offer?","answer":"Nationwide Fund Advisors provides portfolio management for investment companies, portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Nationwide Fund Advisors have?","answer":"Nationwide Fund Advisors has 0 investment adviser representatives registered with state securities authorities, out of 129 employees, and 22 perform investment advisory functions. 66 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nationwide Fund Advisors?","answer":"Nationwide Fund Advisors is owned through a chain of holding companies by Nationwide Mutual Insurance Company. Its direct owner is Nationwide Financial Services, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nationwide Fund Advisors get paid?","answer":"Nationwide Fund Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/nationwide-fund-advisors-109391/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1097218/000119312526315040/0001193125-26-315040-index.html","totalValue":2420360459,"positionCount":8,"top10Share":1,"top10":[{"issuer":"ISHARES CORE S&P ETF","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464287200","value":1019564308,"shares":1361434,"shareType":"SH","priorValue":567350118,"priorShares":868557},{"issuer":"ISHARES CORE S&P","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464287804","value":362542609,"shares":2444492,"shareType":"SH","priorValue":333648662,"priorShares":2684005},{"issuer":"ISHARES CORE INTL AGT BD","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46435G672","value":284903328,"shares":3439200,"shareType":"SH","priorValue":278608058,"priorShares":5567707},{"issuer":"ISHARES J.P. MORGAN USD EMG MRKT","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464288281","value":279294644,"shares":5519657,"shareType":"SH","priorValue":202539005,"priorShares":2156276},{"issuer":"ISHARES CORE MSCI EMKT","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46434G103","value":241147125,"shares":2496864,"shareType":"SH","priorValue":265182804,"priorShares":3801904},{"issuer":"ISHARES US TREASURY BOND","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46429B267","value":204822744,"shares":2123836,"shareType":"SH","priorValue":18300531,"priorShares":798801},{"issuer":"ISHARES CORE MSCI EAFE","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46432F842","value":18494809,"shares":811888,"shareType":"SH","priorValue":218446174,"priorShares":2412970},{"issuer":"ISHARES 20 YEAR","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464287432","value":9590892,"shares":110980,"shareType":"SH","priorValue":9155591,"priorShares":105613}],"positionsListed":8,"positions":[{"issuer":"ISHARES CORE S&P ETF","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464287200","value":1019564308,"shares":1361434,"shareType":"SH","priorValue":567350118,"priorShares":868557},{"issuer":"ISHARES CORE S&P","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464287804","value":362542609,"shares":2444492,"shareType":"SH","priorValue":333648662,"priorShares":2684005},{"issuer":"ISHARES CORE INTL AGT BD","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46435G672","value":284903328,"shares":3439200,"shareType":"SH","priorValue":278608058,"priorShares":5567707},{"issuer":"ISHARES J.P. MORGAN USD EMG MRKT","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464288281","value":279294644,"shares":5519657,"shareType":"SH","priorValue":202539005,"priorShares":2156276},{"issuer":"ISHARES CORE MSCI EMKT","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46434G103","value":241147125,"shares":2496864,"shareType":"SH","priorValue":265182804,"priorShares":3801904},{"issuer":"ISHARES US TREASURY BOND","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46429B267","value":204822744,"shares":2123836,"shareType":"SH","priorValue":18300531,"priorShares":798801},{"issuer":"ISHARES CORE MSCI EAFE","titleOfClass":"EXCHANGE TRADED FUND","cusip":"46432F842","value":18494809,"shares":811888,"shareType":"SH","priorValue":218446174,"priorShares":2412970},{"issuer":"ISHARES 20 YEAR","titleOfClass":"EXCHANGE TRADED FUND","cusip":"464287432","value":9590892,"shares":110980,"shareType":"SH","priorValue":9155591,"priorShares":105613}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}