{"url":"https://nivawealth.com/firms/nationwide-asset-management-143668","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143668","regulatoryAum":15189759037,"crd":"143668","secFileNumber":"801-67833","legalName":"Nationwide Asset Management, LLC","displayName":"Nationwide Asset Management","website":null,"founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One Nationwide Plaza, Mail Code 1-05-602","city":"Columbus","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43215"},"tradeNames":[],"registration":{"secApproved":"20 June 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":212,"advisory":107,"brokerDealerReps":10,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":15077284906,"discretionaryAccounts":12,"nonDiscretionary":112474131,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":112474131},{"label":"Investment companies","clients":2,"regulatoryAum":425793904},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":5716286643},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":4171892167},{"label":"Charitable organizations","clients":null,"regulatoryAum":111034628},{"label":"Insurance companies","clients":null,"regulatoryAum":4588865067},{"label":"Other","clients":null,"regulatoryAum":63412497}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Bank of New York - Mellon","shortName":"Bank of New York - Mellon","location":"New York, NY","smaAssets":7870474901},{"name":"JP Morgan Chase","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":1177457361}],"custodyNote":"Nationwide Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bradley Beman","title":"Vice President and Manager","crd":"1976291"},{"name":"Joel Coleman","title":"President and Manager","crd":"3175167"},{"name":"Jill Phlegar","title":"Vice President and Manager","crd":"2955415"},{"name":"ALLISON Milliken","title":"Chief Compliance Officer","crd":"5343445"}],"ownership":[{"label":"Nationwide Mutual Insurance Company","detail":"Managing member in the 75% or more ownership band and a control person, since March 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"One Nationwide Plaza, Mail Code 1-05-602","city":"Columbus","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"614-435-6127","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":21},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":42},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":13},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":15,"detail":"Structured Securities Such As Abs, CMBS and Non-Agency MBS"}],"privateFunds":2},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143668/PDF/143668.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Nationwide Asset Management have?","answer":"Nationwide Asset Management has 3 clients and manages $15.2 billion for them, as of March 2026. They include 2 investment companies and 1 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Nationwide Asset Management offer?","answer":"Nationwide Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Nationwide Asset Management use?","answer":"Nationwide Asset Management’s separately managed account assets are held at Bank of New York - Mellon (New York, NY), with $7,870,474,901 and JP Morgan Chase (New York, NY), with $1,177,457,361. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Nationwide Asset Management have?","answer":"Nationwide Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 212 employees, and 107 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Nationwide Asset Management invest in?","answer":"At the end of its last fiscal year, Nationwide Asset Management’s separately managed accounts held 42% investment grade corporate bonds, 21% U.S. government and agency bonds, 15% structured securities such as abs, cmbs and non-agency mbs, 13% pooled vehicles (private funds and similar), 7% cash and equivalents and 2% state and local bonds. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Nationwide Asset Management?","answer":"Nationwide Asset Management’s direct owner is Nationwide Mutual Insurance Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Nationwide Asset Management get paid?","answer":"Nationwide Asset Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}