{"url":"https://nivawealth.com/firms/national-investment-services-of-america-307169","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307169","regulatoryAum":16252169000,"crd":"307169","secFileNumber":"801-118132","legalName":"National Investment Services of America, LLC","displayName":"National Investment Services of America","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"777 East Wisconsin Avenue, Suite 2350","city":"Milwaukee","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53202"},"tradeNames":["National Investment Services"],"registration":{"secApproved":"26 February 2020","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":38,"advisory":16,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":16252169000,"discretionaryAccounts":360,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":10,"regulatoryAum":32954000},{"label":"Investment companies","clients":1,"regulatoryAum":8702000},{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":408852000},{"label":"Pension and profit-sharing plans","clients":263,"regulatoryAum":12983012000},{"label":"Charitable organizations","clients":35,"regulatoryAum":656993000},{"label":"State or municipal government entities","clients":29,"regulatoryAum":1270577000},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":589349000},{"label":"Other","clients":2,"regulatoryAum":301730000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank","shortName":"State Street Bank","location":"Quincy, IL","smaAssets":706446336},{"name":"Northern Trust Corporation","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":979546271},{"name":"U.S. Bank","shortName":"U.S. Bank","location":"Cincinnati, OH","smaAssets":1605433986},{"name":"Mellon Trust","shortName":"Mellon Trust","location":"New York, NY","smaAssets":1678092640}],"custodyNote":"National Investment Services of America has custody of $7.73B for 12 clients.","otherCustodians":[],"leadership":[{"name":"Bartlett McCartin","title":"Chief Executive Officer, Principal, Managing Partner, Director","crd":"6176288"},{"name":"Scott Van Lith","title":"Chief Financial Officer","crd":"6777451"},{"name":"Natalie Abbott","title":"Chief Compliance Officer","crd":"2987978"},{"name":"Mark Anderson","title":"Chief Strategy Officer","crd":"4381132"},{"name":"Jason Berrie","title":"Chief Investment Officer, Director","crd":"4743839"},{"name":"Robert Brooks","title":"Principal, Director","crd":"4373806"},{"name":"John Fremgen","title":"Principal, Managing Partner, Director","crd":"6375359"},{"name":"Rebecca Harris","title":"Director","crd":"5255524"},{"name":"Norman Sidler","title":"Principal, Managing Partner, Director","crd":"2259087"},{"name":"Mark Steen","title":"Principal, Managing Partner","crd":"2093368"},{"name":"Gregory Stumm","title":"Director","crd":"4730753"}],"ownership":[{"label":"Nis Holding Corporation","detail":"Direct owner in the 25% to 50% ownership band and a control person, since December 2019."},{"label":"Resolute Investment Managers, Inc.","detail":"Direct owner in the 50% to 75% ownership band and a control person, since December 2019."},{"label":"Resolute Acquisition, Inc.","detail":"Indirect owner: a shareholder of Resolute Investment Managers, Inc. in the 75% or more band and a control person, since December 2019.","parent":"Resolute Investment Managers, Inc."},{"label":"Resolute Topco, Inc.","detail":"Indirect owner: a shareholder of Resolute Acquisition, Inc. in the 75% or more band and a control person, since December 2019.","parent":"Resolute Acquisition, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2001 Spring Road","city":"Oak Brook"}]},{"state":"Wisconsin","offices":1,"addresses":[{"street":"777 East Wisconsin Avenue, Suite 2350","city":"Milwaukee","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"414-765-1980","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":17},{"label":"Investment grade corporate bonds","percent":64},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":15,"detail":"Mortgage and Asset Backed Bonds"}],"privateFunds":12},"sources":{"adv1FilingDate":"1 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307169/PDF/307169.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does National Investment Services of America have?","answer":"National Investment Services of America has 360 clients and manages $16.3 billion for them, as of May 2026. They include 263 pension and profit-sharing plans, 35 charitable organizations and 29 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does National Investment Services of America offer?","answer":"National Investment Services of America provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does National Investment Services of America use?","answer":"National Investment Services of America’s separately managed account assets are held at Mellon Trust (New York, NY), with $1,678,092,640, U.S. Bank (Cincinnati, OH), with $1,605,433,986, Northern Trust Corporation (Chicago, IL), with $979,546,271 and State Street Bank (Quincy, IL), with $706,446,336. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does National Investment Services of America have?","answer":"National Investment Services of America has 13 investment adviser representatives registered with state securities authorities, out of 38 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does National Investment Services of America invest in?","answer":"At the end of its last fiscal year, National Investment Services of America’s separately managed accounts held 64% investment grade corporate bonds, 17% U.S. government and agency bonds, 15% mortgage and asset backed bonds, 2% high-yield corporate bonds and 1% cash and equivalents. It advises 12 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns National Investment Services of America?","answer":"National Investment Services of America is owned through a chain of holding companies by Resolute Topco, Inc. Its direct owners are Nis Holding Corporation (25% to 50%) and Resolute Investment Managers, Inc. (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does National Investment Services of America get paid?","answer":"National Investment Services of America is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}