{"url":"https://nivawealth.com/firms/naples-wealth-planning-330316","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/330316","regulatoryAum":226934674,"crd":"330316","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2322340","suffix":null,"lastName":"CALHOUN","firstName":"RICHARD","middleName":"J"},{"crd":"4757028","suffix":null,"lastName":"Cimino","firstName":"John","middleName":null},{"crd":"712122","suffix":null,"lastName":"HULBERT","firstName":"LAURENCE","middleName":"ELLIOTT"},{"crd":"2166371","suffix":null,"lastName":"Iacampo","firstName":"Michael","middleName":"J"},{"crd":"1465896","suffix":null,"lastName":"KRONE","firstName":"ANDREW","middleName":"JOSEPH"},{"crd":"5474021","suffix":null,"lastName":"Pereira","firstName":"Nelson","middleName":null},{"crd":"4729371","suffix":null,"lastName":"PETERS","firstName":"JENEE","middleName":"C"},{"crd":"4189721","suffix":null,"lastName":"RICKMAN","firstName":"MACKENZIE","middleName":"C"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-19","regulatoryAum":0,"clients":0,"employees":15,"offices":1},{"filedOn":"2025-04-02","regulatoryAum":356289605,"clients":358,"employees":13,"offices":1},{"filedOn":"2026-04-01","regulatoryAum":226934674,"clients":226,"employees":13,"offices":1}],"secFileNumber":"801-129895","legalName":"Naples Wealth Planning, LLC","displayName":"Naples Wealth Planning","slug":"naples-wealth-planning-330316","website":"https://napleswealthplanning.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/330316/97ffdae0b39c1dea-r1.webp","tone":"light","width":488,"height":200,"sourceUrl":"https://napleswealthplanning.com","sourceLabel":"Naples Wealth Planning, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2023","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3301 Bonita Beach Road, Suite 308","city":"Bonita Springs","state":"FL","stateName":"Florida","country":"United States","postalCode":"34103"},"tradeNames":[],"registration":{"secApproved":"11 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1008594.4355555555,"staff":{"employees":13,"advisory":10,"brokerDealerReps":3,"insuranceAgents":4,"promoters":2},"aum":{"regulatory":226934674,"discretionary":115867784,"discretionaryAccounts":225,"nonDiscretionary":111066890,"nonDiscretionaryAccounts":227,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":181,"regulatoryAum":71013194},{"label":"High-net-worth individuals","clients":44,"regulatoryAum":155920554},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":926}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039960","versionId":1039960,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-01","documentName":"NWP FORM ADV 2A - (AMENDED OCTOBER 2025)","fee_rate_low":0.5,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Ongoing consulting","summary":"Stand-alone ongoing consulting fees range from $10,000 to $200,000, based on the complexity of the services and the experience of the adviser.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039960","versionId":1039960,"submittedOn":"2026-04-01","documentName":"NWP FORM ADV 2A - (AMENDED OCTOBER 2025)"},{"role":"other","program":"Stand-alone financial planning","summary":"Stand-alone financial planning is a fixed project fee ranging from $1,000 to $10,000, based on complexity and the experience of the adviser, and may be negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039960","versionId":1039960,"submittedOn":"2026-04-01","documentName":"NWP FORM ADV 2A - (AMENDED OCTOBER 2025)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:23:16.221034+00:00","documents":[{"name":"NWP FORM ADV 2A - (AMENDED OCTOBER 2025)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039960","versionId":1039960,"submittedOn":"2026-04-01"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=994400","versionId":994400,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":459536490}],"custodyNote":"Naples Wealth Planning does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Bruneau","title":"President & Chief Compliance Officer - Managing Member","crd":"2168870"},{"name":"Richard Calhoun","title":"Strategic Advisor - Managing Member","crd":"2322340"}],"ownership":[{"label":"Mla Capital Partners, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since December 2024."},{"label":"Brian Bruneau","detail":"Indirect owner: a managing member of Mla Capital Partners, LLC in the 50% to 75% band and a control person, since May 2024.","parent":"Mla Capital Partners, LLC"},{"label":"Richard Calhoun","detail":"Indirect owner: a managing member of Mla Capital Partners, LLC in the 50% to 75% band and a control person, since May 2024.","parent":"Mla Capital Partners, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3301 Bonita Beach Road, Suite 308","city":"Bonita Springs","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"239-330-4183","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":58},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"1 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/330316/PDF/330316.pdf","brochureDate":"1 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039960","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Naples Wealth Planning have?","answer":"Naples Wealth Planning has 226 clients and manages $227 million for them, as of April 2026. They include 181 individual clients, 44 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Naples Wealth Planning offer?","answer":"Naples Wealth Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, education planning, estate planning, insurance, and philanthropic planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Naples Wealth Planning charge?","answer":"Naples Wealth Planning charges 0.50%–2.50% a year for its Investment Management Services. The fee is billed in advance, is negotiable and requires an account of at least $250,000.","source":"NWP FORM ADV 2A - (AMENDED OCTOBER 2025), filed 1 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Naples Wealth Planning use?","answer":"Naples Wealth Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $460M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Naples Wealth Planning have?","answer":"Naples Wealth Planning has 10 investment adviser representatives registered with state securities authorities, out of 13 employees, and 10 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Naples Wealth Planning invest in?","answer":"At the end of its last fiscal year, Naples Wealth Planning’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 15% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Naples Wealth Planning have a minimum investment?","answer":"Yes, Naples Wealth Planning’s minimum account size for its Investment Management Services is $250K.","source":"NWP FORM ADV 2A - (AMENDED OCTOBER 2025), filed 1 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Naples Wealth Planning?","answer":"Naples Wealth Planning is owned through a holding company by Brian Bruneau and Richard Calhoun. Its direct owner is Mla Capital Partners, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Naples Wealth Planning get paid?","answer":"Naples Wealth Planning is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Naples Wealth Planning?","answer":"Naples Wealth Planning’s main office is at 3301 Bonita Beach Road, Suite 308, Bonita Springs, FL 34103. Its phone number is 239-330-4183. Its website is napleswealthplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}