{"url":"https://nivawealth.com/firms/naples-asset-management-133978","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/133978","regulatoryAum":404329984,"crd":"133978","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7556340","suffix":null,"lastName":"CORNELL","firstName":"MICHAEL","middleName":null},{"crd":"7532247","suffix":null,"lastName":"Detty","firstName":"Chip","middleName":null},{"crd":"6801036","suffix":null,"lastName":"Fusco","firstName":"Michael","middleName":"Paul"},{"crd":"5287262","suffix":null,"lastName":"RISER WHITLOCK","firstName":"SUSAN","middleName":"ROBIN"},{"crd":"2324786","suffix":null,"lastName":"SMITH","firstName":"BRYAN","middleName":"EVAN"},{"crd":"2413572","suffix":null,"lastName":"WASZKOWSKI","firstName":"ADAM","middleName":"VERNON"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-09","regulatoryAum":267049178,"clients":394,"employees":13,"offices":21},{"filedOn":"2022-06-29","regulatoryAum":234515154,"clients":234,"employees":13,"offices":17},{"filedOn":"2023-06-07","regulatoryAum":236043677,"clients":213,"employees":14,"offices":20},{"filedOn":"2024-02-29","regulatoryAum":277669058,"clients":411,"employees":17,"offices":20},{"filedOn":"2025-07-31","regulatoryAum":312332592,"clients":291,"employees":16,"offices":8},{"filedOn":"2026-06-03","regulatoryAum":404329984,"clients":584,"employees":11,"offices":5}],"secFileNumber":"801-66945","legalName":"Naples Asset Management Co., LLC","displayName":"Naples Asset Management","slug":"naples-asset-management-133978","website":"https://namcoa.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"107 Kilson Drive, Suite 206","city":"Mooresville","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28117"},"tradeNames":["Infinite Wealth Advisors"],"registration":{"secApproved":"5 July 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":240168.6716141002,"staff":{"employees":11,"advisory":8,"brokerDealerReps":0,"insuranceAgents":8,"promoters":4},"aum":{"regulatory":404329984,"discretionary":386286159,"discretionaryAccounts":570,"nonDiscretionary":18043825,"nonDiscretionaryAccounts":14,"wrapProgram":313360608,"nonUsClientsPct":0,"nonAumClients":8},"clientTypes":[{"label":"Individuals (other than HNW)","clients":488,"regulatoryAum":105109577},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":24341337},{"label":"Pension and profit-sharing plans","clients":44,"regulatoryAum":236117736},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":38761334}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":104453536},{"name":"Ascensus Trust Company","shortName":"Ascensus Trust","location":"Fargo, ND","smaAssets":113915317},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":64028666}],"custodyNote":"Naples Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bryan Smith","title":"President","crd":"2324786"},{"name":"Ernest C'Debaca","title":"CCO","crd":"5574701"},{"name":"Paul McIntyre","title":"Member","crd":"1002368"},{"name":"Susan Riser Whitlock","title":"Member & Chairperson","crd":"5287262"}],"ownership":[{"label":"Paul McIntyre","detail":"Member in the 25% to 50% ownership band and a control person, since December 2004."},{"label":"Susan Riser Whitlock","detail":"Member & chairperson in the 50% to 75% ownership band and a control person, since February 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"5095 Murphy Canyon Road","city":"San Diego"}]},{"state":"Florida","offices":1,"addresses":[{"street":"15050 Elderberry Lane","city":"Fort Myers"}]},{"state":"North Carolina","offices":2,"addresses":[{"street":"107 Kilson Drive, Suite 206","city":"Mooresville","headquarters":true},{"street":"1836 Eastchester DR","city":"High Point"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"5460 Franklin St.","city":"Hilliard,"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"239-593-5525","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":83},{"label":"U.S. state and local bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"3 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/133978/PDF/133978.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Naples Asset Management have?","answer":"Naples Asset Management has 584 clients and manages $404 million for them, as of June 2026. They include 488 individual clients, 51 high-net-worth individuals, and 44 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Naples Asset Management offer?","answer":"Naples Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Naples Asset Management use?","answer":"Naples Asset Management’s separately managed account assets are held at Ascensus Trust Company (Fargo, ND), with $114M, LPL Financial LLC (Fort Mill, SC), with $104M and Empower Financial Services, Inc. (Greenwood Village, CO), with $64M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Naples Asset Management have?","answer":"Naples Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Naples Asset Management invest in?","answer":"At the end of its last fiscal year, Naples Asset Management’s separately managed accounts held 83% exchange-traded equities, 9% cash and equivalents, 7% state and local bonds and 1% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Naples Asset Management?","answer":"Naples Asset Management’s direct owners are Paul McIntyre (25% to 50%) and Susan Riser Whitlock (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Naples Asset Management get paid?","answer":"Naples Asset Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Naples Asset Management?","answer":"Naples Asset Management’s main office is at 107 Kilson Drive, Suite 206, Mooresville, NC 28117. Its phone number is 239-593-5525. Its website is namcoa.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}