{"url":"https://nivawealth.com/firms/napier-park-global-capital-us-166333","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166333","regulatoryAum":14567892675,"crd":"166333","secFileNumber":"801-77543","legalName":"Napier Park Global Capital (us) LP","displayName":"Napier Park Global Capital (us)","website":"http://www.napierparkglobal.com","linkedinUrl":"https://www.linkedin.com/company/napier-park-global","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"280 Park Avenue, 3rd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":["Le Brevent Railcar GP LLC","NP Receiveables GP LLC","Napier Park Abs Income Fund GP Holdings LLC","Napier Park Abs Income Fund GP LP","Napier Park Centre Street GP LLC","Napier Park Concorde US Feeder GP LLC","Napier Park Deep Value Fund II GP LLC","Napier Park Deep Value Fund III GP LLC","Napier Park Enhanced  Senior Clo Equity Fund GP LLC","Napier Park Global Capital Delaware LLC","Napier Park Global Capital Partners GP LLC","Napier Park Multi-Asset Fund I GP LLC","Napier Park Muni GP LLC","Napier Park Railcar Investments III GP LLC","Napier Park Select Fund GP Holdings LLC","Napier Park Select Fund GP LP","Napier Park Strategic Loan Fund GP Holdings LLC","Napier Park Strategic Loan Fund GP LP","Napier Park Value Fund I GP LLC","Old Lane India GP LLC","Regatta II Funding GP LTD."],"registration":{"secApproved":"22 January 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":137,"advisory":43,"brokerDealerReps":7,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":14567892675,"discretionaryAccounts":63,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":54,"regulatoryAum":12294108059},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":572624017},{"label":"State or municipal government entities","clients":5,"regulatoryAum":1701160599}],"fees":[],"feeNotes":[],"custodians":[{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":5585053076}],"custodyNote":"Napier Park Global Capital (us) does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jonathan Dorfman","title":"Co-Chief Executive Officer","crd":"4025919"},{"name":"James Obrien","title":"Co-Chief Executive Officer","crd":"1257015"},{"name":"Timothy Greatorex","title":"Co-President","crd":"7300450"},{"name":"Michael Williams","title":"Co-President and Chief Operating Officer","crd":"5699831"},{"name":"Spyro Stathonikos","title":"Chief Financial Officer","crd":"5635101"},{"name":"Sonia Plata","title":"Chief Compliance Officer","crd":"6170165"},{"name":"Jeffrey Traum","title":"General Counsel","crd":"1533364"}],"ownership":[{"label":"Napier Park Global Capital LLC","detail":"Limited partner in the 75% or more ownership band and a control person, since September 2012."},{"label":"GC Ferry Intermediate, Inc.","detail":"Indirect owner: a managing member of First Eagle Holdings, Inc. in the 75% or more band and a control person, since August 2025.","parent":"First Eagle Holdings, Inc."},{"label":"First Eagle Holdings, Inc.","detail":"Indirect owner: a managing member and parent company of First Eagle Investment Management, LLC in the 75% or more band and a control person, since March 1987.","parent":"First Eagle Investment Management, LLC"},{"label":"First Eagle Investment Management, LLC","detail":"Indirect owner: a sole member and managing member of Napier Park Global Capital LLC in the 75% or more band and a control person, since August 2022.","parent":"Napier Park Global Capital LLC"},{"label":"GC Ferry Holdings, Inc.","detail":"Indirect owner: a sole shareholder of GC Ferry Intermediate, Inc. in the 75% or more band and a control person, since February 2025.","parent":"GC Ferry Intermediate, Inc."},{"label":"GC Ferry Parent LP","detail":"Indirect owner: a sole shareholder of GC Ferry Holdings, Inc. in the 75% or more band and a control person, since February 2025.","parent":"GC Ferry Holdings, Inc."},{"label":"GC Ferry Parent GP, LLC","detail":"Indirect owner: general partner of GC Ferry Parent LP and a control person, since February 2025.","parent":"GC Ferry Parent LP"},{"label":"Genstar Capital Partners XI, L.P.","detail":"Indirect owner: sole member of GC Ferry Parent GP, LLC and a control person, since February 2025.","parent":"GC Ferry Parent GP, LLC"},{"label":"Genstar Capital XI, L.P.","detail":"Indirect owner: general partner of Genstar Capital Partners XI, L.P. and a control person, since June 2022.","parent":"Genstar Capital Partners XI, L.P."},{"label":"Genstar Capital Partners LLC","detail":"Indirect owner: investment adviser of Genstar Capital Partners XI, L.P. and a control person, since April 2015.","parent":"Genstar Capital Partners XI, L.P."},{"label":"Genstar XI GP LLC","detail":"Indirect owner: general partner of Genstar Capital XI, L.P. and a control person, since June 2022.","parent":"Genstar Capital XI, L.P."},{"label":"CG Family Trust","detail":"Indirect owner: a member of Genstar Capital Partners LLC in the 25% to 50% band and a control person, since September 2015. Also a member of Genstar XI GP LLC in the 25% to 50% band and a control person, since September 2015. Also a limited partner of Genstar Capital Partners XI, L.P. in the 25% to 50% band and a control person, since September 2015.","parent":"Genstar Capital Partners LLC"},{"label":"J. Ryan Clark","detail":"Indirect owner: trustee of CG Family Trust and a control person, since September 2015.","parent":"CG Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"355 Alahambra Circle","city":"Coral Gables"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"227 W. Monroe","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"500 Boylston Street","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"280 Park Avenue, 3rd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-235-0717","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Derivatives","percent":37},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":18},{"label":"Cash and cash equivalents","percent":22},{"label":"Other","percent":11,"detail":"Assets Included in Other Are Holdings in Asset Back Securities, Credit Facilities  of Commercial Mortgage Backed Securities Or De Minis Amounts of Non-Exchange Traded  Equity Securities, Asset Financings  and Corporate Bonds Which Are Less Than 1%. Please Note Asset Types With Negative Values Have Not Been Reported Given We Report Raums As Total Assets on the Balance Sheet Per Faq on 7(b)(1) and 5f."}],"privateFunds":36},"sources":{"adv1FilingDate":"13 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166333/PDF/166333.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Napier Park Global Capital (us) have?","answer":"Napier Park Global Capital (us) has 59 clients and manages $14.6 billion for them, as of May 2026. They include 54 pooled investment vehicles and 5 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Napier Park Global Capital (us) offer?","answer":"Napier Park Global Capital (us) provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Napier Park Global Capital (us) use?","answer":"Napier Park Global Capital (us)’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $5,585,053,076. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Napier Park Global Capital (us) have?","answer":"Napier Park Global Capital (us) has 0 investment adviser representatives registered with state securities authorities, out of 137 employees, and 43 perform investment advisory functions. 7 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Napier Park Global Capital (us) invest in?","answer":"At the end of its last fiscal year, Napier Park Global Capital (us)’s separately managed accounts held 37% derivatives, 22% cash and equivalents, 18% pooled vehicles (private funds and similar), 11% assets included in other are holdings in asset back securities, credit facilities  of commercial mortgage backed securities or de minis amounts of non-exchange traded  equity securities, asset financings  and corporate bonds which are less than 1%. please note asset types with negative values have not been reported given we report raums as total assets on the balance sheet per faq on 7(b)(1) and 5f., 6% exchange-traded equities, 3% high-yield corporate bonds and 1% state and local bonds. It advises 36 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Napier Park Global Capital (us)?","answer":"Napier Park Global Capital (us)’s direct owner is Napier Park Global Capital LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Napier Park Global Capital (us) get paid?","answer":"Napier Park Global Capital (us) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}