{"url":"https://nivawealth.com/firms/n10-assets-342185","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/342185","regulatoryAum":306876934,"crd":"342185","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5607299","suffix":null,"lastName":"LOKMANYAN","firstName":"KARO","middleName":null},{"crd":"6452620","suffix":null,"lastName":"LYNCH","firstName":"ELIZABETH","middleName":"JEAN"},{"crd":"5316404","suffix":null,"lastName":"URBANSKI","firstName":"ANDREW","middleName":"D."},{"crd":"7399534","suffix":null,"lastName":"URBANSKI","firstName":"LAUREN","middleName":"N"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136309","legalName":"N10 Assets, LLC.","displayName":"N10 Assets","slug":"n10-assets-342185","website":"https://n10assets.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/342185/135166db76c2ebeb-r1.webp","tone":"light","width":1089,"height":200,"sourceUrl":"https://www.n10assets.com","sourceLabel":"N10° Assets, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/n10-assets/about/","xUrl":"https://x.com/n10assets","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5 Greenwich Office Park, Suite 100","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06831"},"tradeNames":[],"registration":{"secApproved":"1 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3038385.4851485146,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":306876934,"discretionary":306876934,"discretionaryAccounts":101,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":9,"regulatoryAum":3299944},{"label":"High-net-worth individuals","clients":92,"regulatoryAum":303576990}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:35:59.651351+00:00","documents":[{"name":"N10° ASSET MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054997","versionId":1054997,"submittedOn":"2026-08-14"}]},"custodians":[{"name":"Folio Investments, Inc.","shortName":"Folio Investments","location":"New York, NY","smaAssets":306876934}],"custodyNote":"N10 Assets does not have custody of client assets.","leadership":[{"name":"Adam Urbanski","title":"Chief Executive Officer","crd":"8282010"},{"name":"Lauren Urbanski","title":"Chief Compliance Officer & Chief Administrative Officer","crd":"7399534"},{"name":"Karo Lokmanyan","title":"Chief Operations Officer","crd":"5607299"},{"name":"Andrew Urbanski","title":"Chief Investment Officer/Managing Member","crd":"5316404"}],"ownership":[{"label":"N10 Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since May 2026."},{"label":"Andromeda, Inc.","detail":"Indirect owner: a owner of N10 Holdings, LLC in the 75% or more band and a control person, since May 2026.","parent":"N10 Holdings, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"5 Greenwich Office Park, Suite 100","city":"Greenwich","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-930-2880","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"21 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/342185/PDF/342185.pdf","brochureDate":"14 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054997","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does N10 Assets have?","answer":"N10 Assets has 101 clients and manages $307 million for them, as of August 2026. They include 92 high-net-worth individuals and 9 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does N10 Assets offer?","answer":"N10 Assets provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does N10 Assets use?","answer":"N10 Assets’ separately managed account assets are held at Folio Investments, Inc. (New York, NY), with $307M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does N10 Assets have?","answer":"N10 Assets has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does N10 Assets invest in?","answer":"At the end of its last fiscal year, N10 Assets’ separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns N10 Assets?","answer":"N10 Assets is owned through a holding company by Andromeda, Inc. Its direct owner is N10 Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does N10 Assets get paid?","answer":"N10 Assets is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is N10 Assets registered with the SEC?","answer":"Yes, N10 Assets has been registered with the SEC as an investment adviser since 1 June 2026. Its CRD number is 342185 and its SEC file number is 801-136309.","source":"Form ADV Part 1A, Item 1, filed 21 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact N10 Assets?","answer":"N10 Assets’ main office is at 5 Greenwich Office Park, Suite 100, Greenwich, CT 06831. Its phone number is 203-930-2880. Its website is n10assets.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/n10-assets-342185/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-17","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2146922/000214692226000001/0002146922-26-000001-index.html","totalValue":231296982,"positionCount":34,"top10Share":0.6104062049542869,"top10":[{"issuer":"VERTIV HOLDINGS CO","titleOfClass":"COM CL A","cusip":"92537N108","value":19889647,"shares":59404,"shareType":"SH"},{"issuer":"TAIWAN SEMICONDUCTOR MFG LTD","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":19141483,"shares":40081,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":18831270,"shares":94114,"shareType":"SH"},{"issuer":"AMAZON COM 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}