{"url":"https://nivawealth.com/firms/muse-capital-management-304463","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304463","regulatoryAum":106983502,"crd":"304463","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6104562","suffix":null,"lastName":"Cianci","firstName":"Nicholas","middleName":"Steven"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134745","legalName":"Muse Capital Management LLC","displayName":"Muse Capital Management","slug":"muse-capital-management-304463","website":"https://musecap.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/muse-capital-management/about/","founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"April","headquarters":{"street":"100 Wilshire BLVD., Suite 700","city":"Santa Monica","state":"CA","stateName":"California","country":"United States","postalCode":"90401"},"tradeNames":["Muse Investment Management LLC"],"registration":{"secApproved":"2 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":9312782.272727273,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":106983502,"discretionary":106983502,"discretionaryAccounts":109,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7,"regulatoryAum":3042496},{"label":"High-net-worth individuals","clients":4,"regulatoryAum":99398109},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":4542897}],"feePrograms":[{"role":"main","program":"SMA Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053262","versionId":1053262,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-07-29","documentName":"MUSE CAPITAL MANAGEMENT PART 2","fee_rate_low":0.55,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting are billed hourly and/or as a fixed annual fee, based on the scope and complexity of the services; planning fees may be waived.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053262","versionId":1053262,"submittedOn":"2026-07-29","documentName":"MUSE CAPITAL MANAGEMENT PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:23:11.379735+00:00","documents":[{"name":"MUSE CAPITAL MANAGEMENT PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053262","versionId":1053262,"submittedOn":"2026-07-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":54538453},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":20469854},{"name":"JPMorgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":24398450}],"custodyNote":"Muse Capital Management has custody of $23.8M in client assets for 4 clients.","otherCustodians":[],"leadership":[{"name":"Nicholas Cianci","title":"Chief Compliance Officer, Founder","crd":"6104562"}],"ownership":[{"label":"Nicholas Cianci","detail":"Chief compliance officer, founder in the 75% or more ownership band and a control person, since April 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"100 Wilshire BLVD., Suite 700","city":"Santa Monica","headquarters":true},{"street":"8405 Pershing Drive","city":"Playa Del Rey"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-752-1002","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":16},{"label":"U.S. state and local bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":42},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":2},"sources":{"adv1FilingDate":"29 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304463/PDF/304463.pdf","brochureDate":"29 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053262","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Muse Capital Management have?","answer":"Muse Capital Management has 13 clients and manages $107 million for them, as of July 2026. They include 7 individual clients, 4 high-net-worth individuals and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Muse Capital Management offer?","answer":"Muse Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Muse Capital Management charge?","answer":"Muse Capital Management charges 0.55%–1.25% a year for its SMA Investment Management Services. The fee is billed in arrears and is negotiable.","source":"MUSE CAPITAL MANAGEMENT PART 2, filed 29 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Muse Capital Management use?","answer":"Muse Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $54.5M, JPMorgan Chase & Co. (New York, NY), with $24.4M and Interactive Brokers LLC (Greenwich, CT), with $20.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Muse Capital Management have?","answer":"Muse Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Muse Capital Management invest in?","answer":"At the end of its last fiscal year, Muse Capital Management’s separately managed accounts held 42% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 16% U.S. government and agency bonds, 14% pooled vehicles (private funds and similar), 5% state and local bonds and 2% cash and equivalents. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Muse Capital Management?","answer":"Muse Capital Management’s direct owner is Nicholas Cianci (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Muse Capital Management get paid?","answer":"Muse Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Muse Capital Management?","answer":"Muse Capital Management’s main office is at 100 Wilshire BLVD., Suite 700, Santa Monica, CA 90401. Its phone number is 908-752-1002. Its website is musecap.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}