{"url":"https://nivawealth.com/firms/ms-capital-partners-adviser-147521","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147521","regulatoryAum":38758105318,"crd":"147521","secFileNumber":"801-69426","legalName":"MS Capital Partners Adviser Inc.","displayName":"MS Capital Partners Adviser","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1585 Broadway","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036"},"tradeNames":[],"registration":{"secApproved":"4 August 2008","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":209,"advisory":125,"brokerDealerReps":34,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":38758105318,"discretionaryAccounts":78,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":32,"nonAumClients":0},"clientTypes":[{"label":"Business development companies","clients":6,"regulatoryAum":15479345000},{"label":"Pooled investment vehicles","clients":72,"regulatoryAum":23278760318}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"MS Capital Partners Adviser has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Benjamin Huneke","title":"President and Managing Director of Morgan Stanley Investment Management","crd":"2796985"},{"name":"Amy Yeung","title":"Vice President","crd":"3126143"},{"name":"Gauranga Pal","title":"Chief Compliance Officer","crd":"4916233"},{"name":"Thomas Cahill","title":"Head of Tactical Value","crd":"1552035"},{"name":"Peter Chung","title":"Head of Expansion Capital","crd":"2368467"},{"name":"Henry D'Alessandro","title":"Vice Chair of MS Private Credit, Co-Portfolio Manager and CIO of Opportunistic Credit and Senior Loan Investment Strategy","crd":"2502834"},{"name":"Kara Fricke","title":"Co-Head Private Investing Legal","crd":"6525109"},{"name":"Benjamin Hammes","title":"Head of Derivatives Advisory Compliance & Executive Direcrtor","crd":"2973966"},{"name":"Ashwin Krishnan","title":"Head of North America Private Credit at Morgan Stanley and Portfolio Manager of the Opportunistic Credit Strategy","crd":"4432488"},{"name":"David Miller","title":"Head of Private Credit and Equity and Director","crd":"3106150"},{"name":"John Moon","title":"Head of Morgan Stanley Energy Partners and Director","crd":"1875161"},{"name":"Aaron Sack","title":"Head of Morgan Stanley Capital Partners and Director","crd":"4233474"},{"name":"Mustufa Salehbhai","title":"Co-Head Private Investing Legal","crd":"5066028"}],"ownership":[{"label":"MS Holdings Incorporated","detail":"Sole shareholder in the 75% or more ownership band and a control person, since November 2007."},{"label":"Morgan Stanley","detail":"Indirect owner: a sole shareholder of MS Holdings Incorporated in the 75% or more band and a control person, since November 1995.","parent":"MS Holdings Incorporated"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"555 California ST.","city":"San Francisco"},{"street":"1999 Avenue of the Stars","city":"Los Angeles"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"233 South Wacker Drive","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"1585 Broadway","city":"New York","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"600 Travis Street","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-761-7160","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":67},"sources":{"adv1FilingDate":"17 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147521/PDF/147521.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does MS Capital Partners Adviser have?","answer":"MS Capital Partners Adviser has 78 clients and manages $38.8 billion for them, as of July 2026. They include 72 pooled investment vehicles and 6 business development companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does MS Capital Partners Adviser offer?","answer":"MS Capital Partners Adviser provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does MS Capital Partners Adviser have?","answer":"MS Capital Partners Adviser has 0 investment adviser representatives registered with state securities authorities, out of 209 employees, and 125 perform investment advisory functions. 34 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns MS Capital Partners Adviser?","answer":"MS Capital Partners Adviser is owned through a holding company by Morgan Stanley. Its direct owner is MS Holdings Incorporated (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does MS Capital Partners Adviser get paid?","answer":"MS Capital Partners Adviser is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}