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They include 39 high-net-worth individuals, 23 individual clients and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mount Vernon Associates offer?","answer":"Mount Vernon Associates provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Mount Vernon Associates use?","answer":"Mount Vernon Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $172M and Bank of Labor (Overland Park, KS), with $32.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mount Vernon Associates have?","answer":"Mount Vernon Associates has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mount Vernon Associates invest in?","answer":"At the end of its last fiscal year, Mount Vernon Associates’ separately managed accounts held 67% exchange-traded equities, 14% investment grade corporate bonds, 8% high-yield corporate bonds, 4% U.S. government and agency bonds, 4% cash and equivalents and 3% other. The 3% other category is described as: Mutual Funds, Warrants.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mount Vernon Associates?","answer":"Mount Vernon Associates’ direct owners are Mark Sullivan (50% to 75%) and Nancy O'Hara (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mount Vernon Associates get paid?","answer":"Mount Vernon Associates is paid through a percentage of assets under management. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}