{"url":"https://nivawealth.com/firms/mount-logan-management-311161","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311161","regulatoryAum":1983010064,"crd":"311161","history":[{"filedOn":"2021-06-28","regulatoryAum":348365435,"clients":4,"employees":24,"offices":1},{"filedOn":"2022-05-06","regulatoryAum":1125465043,"clients":7,"employees":47,"offices":1},{"filedOn":"2023-08-09","regulatoryAum":1697771514,"clients":15,"employees":49,"offices":1},{"filedOn":"2024-07-12","regulatoryAum":2086814905,"clients":14,"employees":19,"offices":2},{"filedOn":"2025-07-16","regulatoryAum":2131328775,"clients":13,"employees":23,"offices":2},{"filedOn":"2026-09-29","regulatoryAum":1983010064,"clients":12,"employees":120,"offices":1}],"secFileNumber":"801-119731","legalName":"Mount Logan Management LLC","displayName":"Mount Logan Management","slug":"mount-logan-management-311161","website":"https://mountlogan.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/mount-logan-management-llc/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"650 Madison Ave., 3rd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"5 November 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":120,"advisory":0,"brokerDealerReps":46,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1983010064,"discretionary":1983010064,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":38,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":230625312},{"label":"Pooled investment vehicles","clients":9,"regulatoryAum":904819589},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":847565163}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Corporation","shortName":"State Street","location":"Bo, MA","smaAssets":367880188},{"name":"The Bank of New York Mellon Corporation","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":166495966},{"name":"Wilmington Trust","shortName":"Wilmington Trust","location":"Wilmington, DE","smaAssets":81822246}],"custodyNote":"Mount Logan Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Edward Goldthorpe","title":"Chief Executive Officer","crd":"3278806"},{"name":"Henry Wang","title":"President","crd":"4210992"},{"name":"Brandon Satoren","title":"Chief Financial Officer","crd":"8267195"},{"name":"David Held","title":"Chief Compliance Officer","crd":"5765381"}],"ownership":[{"label":"MLC US Holdings LLC","detail":"Sole member in the 75% or more ownership band and a control person, since December 2020."},{"label":"Mount Logan Capital Inc.","detail":"Indirect owner: a member of Mount Logan Capital Intermediate LLC in the 75% or more band and a control person, since September 2025.","parent":"Mount Logan Capital Intermediate LLC"},{"label":"Mount Logan Capital Intermediate LLC","detail":"Indirect owner: a member of MLC US Holdings LLC in the 75% or more band and a control person, since December 2020.","parent":"MLC US Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"650 Madison Ave., 3rd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-891-2880","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Investment grade corporate bonds","percent":22},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":68,"detail":"Loans and Clo Interests"}],"privateFunds":9},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311161/PDF/311161.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mount Logan Management have?","answer":"Mount Logan Management has 12 clients and manages $1.98 billion for them, as of September 2026. They include 9 pooled investment vehicles, 2 investment companies and 1 insurance company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mount Logan Management offer?","answer":"Mount Logan Management provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Mount Logan Management use?","answer":"Mount Logan Management’s separately managed account assets are held at State Street Corporation (Bo, MA), with $368M, The Bank of New York Mellon Corporation (New York, NY), with $166M and Wilmington Trust (Wilmington, DE), with $81.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mount Logan Management have?","answer":"Mount Logan Management has 3 investment adviser representatives registered with state securities authorities, out of 120 employees, and 0 perform investment advisory functions. 46 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mount Logan Management invest in?","answer":"At the end of its last fiscal year, Mount Logan Management’s separately managed accounts held 68% other, 22% investment grade corporate bonds, 7% cash and equivalents and 2% exchange-traded equities. The 68% other category is described as: Loans and Clo Interests. It advises 9 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mount Logan Management?","answer":"Mount Logan Management is owned through a chain of holding companies by Mount Logan Capital Inc. Its direct owner is MLC US Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mount Logan Management get paid?","answer":"Mount Logan Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Mount Logan Management?","answer":"Mount Logan Management’s main office is at 650 Madison Ave., 3rd Floor, New York, NY 10022. Its phone number is 212-891-2880. Its website is mountlogan.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}