{"url":"https://nivawealth.com/firms/mosaic-wealth-management-340681","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340681","regulatoryAum":285000000,"crd":"340681","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2130276","suffix":"JR","lastName":"DEINLEIN","firstName":"RONALD","middleName":"JACK"},{"crd":"5577661","suffix":null,"lastName":"MEADOR","firstName":"CHRISTOPHER","middleName":"HAYS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135517","legalName":"Mosaic Wealth Management LLC","displayName":"Mosaic Wealth Management","slug":"mosaic-wealth-management-340681","website":"https://mosaicwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2026","organization":"Indiana limited liability 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Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050960","versionId":1050960,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-07-07","documentName":"WRAP FEE BROCHURE- MOSAIC WEALTH MANAGEMENT LLC","fee_rate_low":null,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:34:53.106956+00:00","documents":[{"name":"FORM ADV PART 2A-  MOSAIC WEALTH MANAGEMENT LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050961","versionId":1050961,"submittedOn":"2026-07-07"},{"name":"WRAP FEE BROCHURE- MOSAIC WEALTH MANAGEMENT LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050960","versionId":1050960,"submittedOn":"2026-07-07"}]},"custodians":[{"name":"Raymond James Financial Services, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":285000000}],"custodyNote":"Mosaic Wealth Management has custody of client assets.","leadership":[{"name":"Ronald Deinlein","title":"Managing Partner, Senior","crd":"2130276"},{"name":"Christopher Meador","title":"Partner, Senior Financial Advisor","crd":"5577661"}],"ownership":[{"label":"Ronald Deinlein","detail":"Managing partner, senior in the 75% or more ownership band and a control person, since January 2026."},{"label":"Christopher Meador","detail":"Partner, senior financial advisor in the 5% to 10% ownership band and a control person, since January 2026."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Indiana","offices":1,"addresses":[{"street":"463 South Park Ridge Road, #102","city":"Bloomington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"812-333-3275","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"7 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340681/PDF/340681.pdf","brochureDate":"7 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050960","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mosaic Wealth Management have?","answer":"Mosaic Wealth Management has 199 clients and manages $285 million for them, as of July 2026. They include 122 individual clients and 77 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mosaic Wealth Management offer?","answer":"Mosaic Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Mosaic Wealth Management charge?","answer":"Mosaic Wealth Management charges up to 1.75% for its Portfolio Management Fees. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"WRAP FEE BROCHURE- MOSAIC WEALTH MANAGEMENT LLC, filed 7 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Mosaic Wealth Management use?","answer":"Mosaic Wealth Management’s separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $285M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mosaic Wealth Management have?","answer":"Mosaic Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mosaic Wealth Management invest in?","answer":"At the end of its last fiscal year, Mosaic Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mosaic Wealth Management?","answer":"Mosaic Wealth Management’s direct owners are Ronald Deinlein (75% or more) and Christopher Meador (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mosaic Wealth Management get paid?","answer":"Mosaic Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Mosaic Wealth Management registered with the SEC?","answer":"Yes, Mosaic Wealth Management has been registered with the SEC as an investment adviser since 9 March 2026. Its CRD number is 340681 and its SEC file number is 801-135517.","source":"Form ADV Part 1A, Item 1, filed 7 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Mosaic Wealth Management?","answer":"Mosaic Wealth Management’s main office is at 463 South Park Ridge Road, #102, Bloomington, IN 47401. Its phone number is 812-333-3275. Its website is mosaicwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}