{"url":"https://nivawealth.com/firms/morrison-us-315983","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315983","regulatoryAum":32527000000,"crd":"315983","secFileNumber":"801-122215","legalName":"Morrison US, LLC","displayName":"Morrison US","website":null,"linkedinUrl":"https://www.linkedin.com/company/morrisonglobal","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"March","headquarters":{"street":"5 Market Lane","city":"Wellington","state":"","stateName":"","country":"New Zealand","postalCode":"6011"},"tradeNames":["Morrison","Morrison Global"],"registration":{"secApproved":"30 August 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":20,"advisory":14,"brokerDealerReps":6,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":3196000000,"discretionaryAccounts":4,"nonDiscretionary":29331000000,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":90,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":8900000000},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":5907000000},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":5925000000},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":11795000000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Morrison US has custody of $105.5M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Paul Newfield","title":"Chief Executive Officer","crd":"7420766"},{"name":"Rebecca Bonnevie","title":"Corporate Counsel/Morrison Chief Compliance Officer","crd":"7682075"},{"name":"Seth Webster","title":"Chief Compliance Officer","crd":"7355160"},{"name":"Kellee Clark","title":"Head of Legal","crd":"7420095"},{"name":"William Smales","title":"Chief Investment Officer","crd":"7420092"}],"ownership":[{"label":"Paul Newfield","detail":"Chief executive officer in the 5% to 10% ownership band and a control person, since January 2022."},{"label":"Morrison US Holdings LLC","detail":"Sole member in the 75% or more ownership band and a control person, since December 2019."},{"label":"Anthony Howard","detail":"Indirect owner: trustee of H.R.L. Morrison & Co Group Limited Partnership and a control person, since December 2012.","parent":"H.R.L. Morrison & Co Group Limited Partnership"},{"label":"Robert Morrison","detail":"Indirect owner: trustee of H.R.L. Morrison & Co Group Limited Partnership and a control person, since September 2011.","parent":"H.R.L. Morrison & Co Group Limited Partnership"},{"label":"Andrew Stewart","detail":"Indirect owner: trustee of H.R.L. Morrison & Co Group Limited Partnership and a control person, since September 2011.","parent":"H.R.L. Morrison & Co Group Limited Partnership"},{"label":"H.R.L. Morrison & Co Group Limited Partnership","detail":"Indirect owner: a sole shareholder of Morrison US Holdings LLC in the 75% or more band and a control person, since December 2019.","parent":"Morrison US Holdings LLC"},{"label":"H.R.L Morrison & Co Group GP Limited","detail":"Indirect owner: general partner of H.R.L. Morrison & Co Group Limited Partnership and a control person, since December 2013.","parent":"H.R.L. Morrison & Co Group Limited Partnership"},{"label":"Duncan Saville","detail":"Indirect owner: member of H.R.L. Morrison & Co Group Limited Partnership and a control person, since November 2016.","parent":"H.R.L. Morrison & Co Group Limited Partnership"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"600 Fifth Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"347-952-6718","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Investments Alongside Funds Directly in Portfolio Companies and A Publicly Traded Company That Conducts Private Investments"}],"privateFunds":1},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315983/PDF/315983.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Morrison US have?","answer":"Morrison US has 10 clients and manages $32.5 billion for them, as of July 2026. They include 4 pooled investment vehicles, 4 pension and profit-sharing plans and 1 sovereign wealth funds and foreign official institutions.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Morrison US offer?","answer":"Morrison US provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Morrison US have?","answer":"Morrison US has 0 investment adviser representatives registered with state securities authorities, out of 20 employees, and 14 perform investment advisory functions. 6 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Morrison US invest in?","answer":"At the end of its last fiscal year, Morrison US’s separately managed accounts held 100% investments alongside funds directly in portfolio companies and a publicly traded company that conducts private investments. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Morrison US?","answer":"Morrison US’s direct owners are Paul Newfield (5% to 10%) and Morrison US Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Morrison US get paid?","answer":"Morrison US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}