{"url":"https://nivawealth.com/firms/morin-private-client-group-154565","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154565","regulatoryAum":716308389,"crd":"154565","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5993241","suffix":null,"lastName":"Harrington","firstName":"ANN-MARIE","middleName":null},{"crd":"2384249","suffix":null,"lastName":"MORIN","firstName":"ROBERT","middleName":"ARTHUR"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-09","regulatoryAum":508668094,"clients":103,"employees":5,"offices":3},{"filedOn":"2022-05-16","regulatoryAum":617431786,"clients":166,"employees":4,"offices":3},{"filedOn":"2023-06-22","regulatoryAum":527522876,"clients":166,"employees":4,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":604565384,"clients":33,"employees":4,"offices":1},{"filedOn":"2025-04-04","regulatoryAum":546658201,"clients":79,"employees":3,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":716308389,"clients":80,"employees":4,"offices":1}],"secFileNumber":"801-71832","legalName":"Morin Private Client Group, LLC","displayName":"Morin Private Client Group","slug":"morin-private-client-group-154565","website":"https://mp-cg.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/154565/d0ff3f07a236c360-r1.webp","tone":"light","width":893,"height":200,"sourceUrl":"https://mp-cg.com/","sourceLabel":"Morin Private Client Group, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Wyoming limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"1 October 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1178129.1304347827,"staff":{"employees":4,"advisory":2,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":716308389,"discretionary":81290910,"discretionaryAccounts":69,"nonDiscretionary":635017479,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":57,"regulatoryAum":41531569},{"label":"High-net-worth individuals","clients":12,"regulatoryAum":39759341},{"label":"Pension and profit-sharing plans","clients":11,"regulatoryAum":635017479}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"T. Rowe Price Investment Services, Inc.","shortName":"T. Rowe Price Investment Services","location":"Baltimore, MD","smaAssets":646967154}],"custodyNote":"Morin Private Client Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Morin","title":"Managing Member and Chief Compliance Officer","crd":"2384249"}],"ownership":[{"label":"Robert Morin","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since September 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"833-989-2869","stateRegisteredReps":2,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":82},{"label":"Investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":14}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154565/PDF/154565.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Morin Private Client Group have?","answer":"Morin Private Client Group has 80 clients and manages $716 million for them, as of March 2026. They include 57 individual clients, 12 high-net-worth individuals, and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Morin Private Client Group offer?","answer":"Morin Private Client Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Morin Private Client Group use?","answer":"Morin Private Client Group’s separately managed account assets are held at T. Rowe Price Investment Services, Inc. (Baltimore, MD), with $647M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Morin Private Client Group have?","answer":"Morin Private Client Group has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Morin Private Client Group invest in?","answer":"At the end of its last fiscal year, Morin Private Client Group’s separately managed accounts held 82% exchange-traded equities, 14% cash and equivalents and 4% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Morin Private Client Group?","answer":"Morin Private Client Group’s direct owner is Robert Morin (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Morin Private Client Group get paid?","answer":"Morin Private Client Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Morin Private Client Group?","answer":"Its phone number is 833-989-2869. Its website is mp-cg.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}