{"url":"https://nivawealth.com/firms/morgan-stanley-investment-management-limited-105922","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105922","regulatoryAum":174539375039,"crd":"105922","secFileNumber":"801-26847","legalName":"Morgan Stanley Investment Management Limited","displayName":"Morgan Stanley Investment Management Limited","website":"http://www.morganstanley.com/im","founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"25 Cabot Square, Canary Wharf","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"E14 4QA"},"tradeNames":[],"registration":{"secApproved":"15 April 1986","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":222,"advisory":97,"brokerDealerReps":1,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":152265689676,"discretionaryAccounts":130,"nonDiscretionary":22273685363,"nonDiscretionaryAccounts":4,"wrapProgram":235883144,"nonUsClientsPct":95,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":20,"regulatoryAum":29856310490},{"label":"Pooled investment vehicles","clients":42,"regulatoryAum":94391492723},{"label":"Pension and profit-sharing plans","clients":21,"regulatoryAum":7522117722},{"label":"Charitable organizations","clients":1,"regulatoryAum":47112085},{"label":"State or municipal government entities","clients":2,"regulatoryAum":2751989960},{"label":"Other investment advisers","clients":5,"regulatoryAum":5485066251},{"label":"Insurance companies","clients":6,"regulatoryAum":7709033788},{"label":"Sovereign wealth funds and foreign official institutions","clients":6,"regulatoryAum":5254535981},{"label":"Corporations and other businesses","clients":16,"regulatoryAum":1908389500},{"label":"Other","clients":15,"regulatoryAum":19613326539}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Mitsubishi Ufj Global Custody S.a","shortName":"Mitsubishi Ufj Global Custody S.a","location":"Luxembourg","smaAssets":21410256179}],"custodyNote":"Morgan Stanley Investment Management Limited has custody of $992.1M for 3 clients.","otherCustodians":[],"leadership":[{"name":"Benjamin Juergens","title":"Chief Compliance Officer","crd":"5320946"},{"name":"Sacha Anselm","title":"Director","crd":"2783063"},{"name":"Laura Bottega","title":"Director","crd":"8348935"},{"name":"Parminder Fells","title":"Director","crd":"8145753"},{"name":"Yiwen Goh","title":"Director","crd":"8065550"},{"name":"Edward Heron","title":"Chief Legal Officer","crd":"7743730"},{"name":"Zoe Parish","title":"Director","crd":"7720195"}],"ownership":[{"label":"Morgan Stanley Investments (uk)","detail":"Direct owner of morgan stanley investment management ltd. in the 75% or more ownership band and a control person, since February 2009."},{"label":"Morgan Stanley International Limited","detail":"Indirect owner: a beneficial owner of Morgan Stanley Investments (uk) in the 75% or more band and a control person, since June 2017.","parent":"Morgan Stanley Investments (uk)"},{"label":"Morgan Stanley International Holdings Inc.","detail":"Indirect owner: a beneficial owner of Morgan Stanley International Limited in the 75% or more band and a control person, since September 2006.","parent":"Morgan Stanley International Limited"},{"label":"Morgan Stanley","detail":"Indirect owner: a beneficial owner of Morgan Stanley International Holdings Inc. in the 75% or more band and a control person, since July 2019.","parent":"Morgan Stanley International Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"One Post Office Square","city":"Boston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442074258000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":52},{"label":"U.S. government/agency bonds","percent":3},{"label":"Sovereign bonds","percent":5},{"label":"Investment grade corporate bonds","percent":17},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Derivatives","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":6},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":2,"detail":"Other"}],"privateFunds":3},"sources":{"adv1FilingDate":"23 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105922/PDF/105922.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Morgan Stanley Investment Management Limited have?","answer":"Morgan Stanley Investment Management Limited has 134 clients and manages $174.5 billion for them, as of September 2026. They include 42 pooled investment vehicles, 21 pension and profit-sharing plans and 20 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Morgan Stanley Investment Management Limited offer?","answer":"Morgan Stanley Investment Management Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Morgan Stanley Investment Management Limited use?","answer":"Morgan Stanley Investment Management Limited’s separately managed account assets are held at Mitsubishi Ufj Global Custody S.a (Luxembourg), with $21,410,256,179. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Morgan Stanley Investment Management Limited have?","answer":"Morgan Stanley Investment Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 222 employees, and 97 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Morgan Stanley Investment Management Limited invest in?","answer":"At the end of its last fiscal year, Morgan Stanley Investment Management Limited’s separately managed accounts held 52% exchange-traded equities, 17% investment grade corporate bonds, 6% pooled vehicles (private funds and similar), 5% sovereign bonds, 5% high-yield corporate bonds, 5% registered funds (mutual funds, ETFs, BDCs), 3% U.S. government and agency bonds, 3% derivatives, 3% cash and equivalents and 2% other. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Morgan Stanley Investment Management Limited?","answer":"Morgan Stanley Investment Management Limited is owned through a chain of holding companies by Morgan Stanley. Its direct owner is Morgan Stanley Investments (uk) (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Morgan Stanley Investment Management Limited get paid?","answer":"Morgan Stanley Investment Management Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}