{"url":"https://nivawealth.com/firms/morgan-stanley-investment-management-126896","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/126896","regulatoryAum":10935979456,"crd":"126896","secFileNumber":"801-62173","legalName":"Morgan Stanley Investment Management Company","displayName":"Morgan Stanley Investment Management","website":"http://www.morganstanley.com/im","founded":null,"organization":"corporation organized in Singapore","fiscalYearEnd":"December","headquarters":{"street":"2 Central Boulevard, #22-01 West Tower, Ioi Central Boulevard Towers","city":"Singapore","state":"","stateName":"","country":"Singapore","postalCode":"018916"},"tradeNames":[],"registration":{"secApproved":"24 July 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":51,"advisory":26,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":10935979456,"discretionaryAccounts":26,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":78,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":6,"regulatoryAum":1238405815},{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":1900201178},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":15582830},{"label":"State or municipal government entities","clients":2,"regulatoryAum":755833615},{"label":"Other investment advisers","clients":1,"regulatoryAum":83677143},{"label":"Insurance companies","clients":1,"regulatoryAum":982364562},{"label":"Sovereign wealth funds and foreign official institutions","clients":2,"regulatoryAum":630760978},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":65702904},{"label":"Other","clients":7,"regulatoryAum":5263450431}],"fees":[],"feeNotes":[],"custodians":[{"name":"Citibank (hong Kong) Limited","shortName":"Citibank (hong Kong) Limited","location":"Hong Kong","smaAssets":4015006216},{"name":"Jpmorgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":890115434}],"custodyNote":"Morgan Stanley Investment Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Vikram Lokur","title":"Director & Chief Executive Officer","crd":"3031317"},{"name":"Valerie Foo","title":"Chief Compliance Officer & Executive Director","crd":"6191017"},{"name":"David Aronovitch","title":"Director","crd":"3094866"},{"name":"Chetankumar Jain","title":"Director","crd":"5299605"},{"name":"Michael Levin","title":"Director","crd":"5966674"},{"name":"Ronald Ong","title":"Director","crd":"4875271"},{"name":"Jennifer Theunissen","title":"Director","crd":"7203374"},{"name":"Uzay Topuz","title":"Legal Counsel & Executive Director","crd":"6400864"},{"name":"Kapil Trikha","title":"Director","crd":"5855767"},{"name":"Onn Yee Wong","title":"Financial Controller & Managing Director","crd":"7355789"}],"ownership":[{"label":"Morgan Stanley (singapore) Holdings Pte. LTD.","detail":"Beneficial owner in the 75% or more ownership band and a control person, since March 2000."},{"label":"Morgan Stanley Asia Regional (holdings) III LLC","detail":"Indirect owner: a beneficial owner of Morgan Stanley (singapore) Holdings Pte. LTD. in the 75% or more band and a control person, since December 1999.","parent":"Morgan Stanley (singapore) Holdings Pte. LTD."},{"label":"Morgan Stanley International Holdings Inc.","detail":"Indirect owner: a beneficial owner of Morgan Stanley Asia Regional (holdings) III LLC in the 75% or more band and a control person, since December 2024.","parent":"Morgan Stanley Asia Regional (holdings) III LLC"},{"label":"Morgan Stanley","detail":"Indirect owner: a beneficial owner of Morgan Stanley International Holdings Inc. in the 75% or more band and a control person, since July 2019.","parent":"Morgan Stanley International Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"656-834-6800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":77},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":14},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":5,"detail":"Other"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/126896/PDF/126896.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Morgan Stanley Investment Management have?","answer":"Morgan Stanley Investment Management has 26 clients and manages $10.9 billion for them, as of March 2026. They include 7 other clients, 6 investment companies and 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Morgan Stanley Investment Management offer?","answer":"Morgan Stanley Investment Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Morgan Stanley Investment Management use?","answer":"Morgan Stanley Investment Management’s separately managed account assets are held at Citibank (hong Kong) Limited (Hong Kong), with $4,015,006,216 and Jpmorgan Chase Bank, National Association (New York, NY), with $890,115,434. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Morgan Stanley Investment Management have?","answer":"Morgan Stanley Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 51 employees, and 26 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Morgan Stanley Investment Management invest in?","answer":"At the end of its last fiscal year, Morgan Stanley Investment Management’s separately managed accounts held 77% exchange-traded equities, 14% investment grade corporate bonds, 5% other, 1% U.S. government and agency bonds, 1% sovereign bonds, 1% high-yield corporate bonds, 1% derivatives and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Morgan Stanley Investment Management?","answer":"Morgan Stanley Investment Management is owned through a chain of holding companies by Morgan Stanley. Its direct owner is Morgan Stanley (singapore) Holdings Pte. LTD. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Morgan Stanley Investment Management get paid?","answer":"Morgan Stanley Investment Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}