{"url":"https://nivawealth.com/firms/montchanin-asset-management-304367","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304367","regulatoryAum":120762028,"crd":"304367","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4450939","suffix":null,"lastName":"MCCOY","firstName":"DOUGLAS","middleName":"CARPENTER"},{"crd":"8231447","suffix":"Jr","lastName":"McCoy","firstName":"Douglas","middleName":"Carpenter"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-31","regulatoryAum":111040676,"clients":70,"employees":2,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":93822746,"clients":66,"employees":2,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":107634563,"clients":65,"employees":2,"offices":1},{"filedOn":"2025-04-03","regulatoryAum":112549173,"clients":64,"employees":2,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":120762028,"clients":60,"employees":2,"offices":1}],"secFileNumber":"801-124868","legalName":"Montchanin Asset Management, LLC","displayName":"Montchanin Asset Management","slug":"montchanin-asset-management-304367","website":"https://montchaninasset.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/304367/acaaaac781705431-r1.webp","tone":"light","width":857,"height":200,"sourceUrl":"https://www.montchaninasset.com","sourceLabel":"Montchanin Asset Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10 West Rockland Road","city":"Montchanin","state":"DE","stateName":"Delaware","country":"United States","postalCode":"19710"},"tradeNames":[],"registration":{"secApproved":"2 May 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2012700.4666666666,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":120762028,"discretionary":120762028,"discretionaryAccounts":100,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":28,"regulatoryAum":10188475},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":110573553}],"feePrograms":[{"role":"main","program":"Annual management fee","feeBasis":"marginal","fee_tiers":[{"to":2000000,"pct":1,"from":0},{"to":4000000,"pct":0.85,"from":2000000},{"to":null,"pct":0.75,"from":4000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035906","versionId":1035906,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"03162021","fee_rate_low":0.75,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":"annual","fee_minimum_annual":2500}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:22:54.670873+00:00","documents":[{"name":"03162021","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035906","versionId":1035906,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":93041877},{"name":"BNY Mellon Securities Corporation","shortName":"BNY Mellon Securities","location":"New York, NY","smaAssets":14678278}],"custodyNote":"Montchanin Asset Management does not have custody of client assets.","leadership":[{"name":"Douglas McCoy","title":"Chief Compliance Officer/Managing Partner","crd":"4450939"},{"name":"Douglas McCoy","title":"Managing Director","crd":"8231447"}],"ownership":[{"label":"Douglas McCoy","detail":"Chief compliance officer/managing partner in the 75% or more ownership band and a control person, since May 2019. Also managing director in the 5% to 10% ownership band, since March 2026."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Delaware","offices":1,"addresses":[{"street":"10 West Rockland Road","city":"Montchanin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-652-3101","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":92},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304367/PDF/304367.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035906","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Montchanin Asset Management have?","answer":"Montchanin Asset Management has 60 clients and manages $121 million for them, as of March 2026. They include 32 high-net-worth individuals and 28 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Montchanin Asset Management offer?","answer":"Montchanin Asset Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Montchanin Asset Management charge?","answer":"Montchanin Asset Management charges 0.75%–1.00% a year for its Annual management fee. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $2,500 annual minimum and requires an account of at least $250,000.","source":"03162021, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Montchanin Asset Management use?","answer":"Montchanin Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $93M and BNY Mellon Securities Corporation (New York, NY), with $14.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Montchanin Asset Management have?","answer":"Montchanin Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Montchanin Asset Management invest in?","answer":"At the end of its last fiscal year, Montchanin Asset Management’s separately managed accounts held 92% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Montchanin Asset Management have a minimum investment?","answer":"Yes, Montchanin Asset Management’s minimum account size for its Annual management fee is $250K. It charges a $2.5K annual minimum fee.","source":"03162021, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Montchanin Asset Management?","answer":"Montchanin Asset Management’s direct owner is Douglas McCoy (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Montchanin Asset Management get paid?","answer":"Montchanin Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Montchanin Asset Management registered with the SEC?","answer":"Yes, Montchanin Asset Management has been registered with the SEC as an investment adviser since 2 May 2022. Its CRD number is 304367 and its SEC file number is 801-124868.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Montchanin Asset Management?","answer":"Montchanin Asset Management’s main office is at 10 West Rockland Road, Montchanin, DE 19710. Its phone number is 302-652-3101. Its website is montchaninasset.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/montchanin-asset-management-304367/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-05-21","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1940660/000194066026000003/0001940660-26-000003-index.html","totalValue":94052,"positionCount":54,"top10Share":0.6179879215752988,"top10":[{"issuer":"Apple Computer Inc","titleOfClass":"COM","cusip":"037833100","value":15292,"shares":60254,"shareType":"SH"},{"issuer":"Alphabet Inc Class C","titleOfClass":"COM","cusip":"02079K107","value":7075,"shares":24663,"shareType":"SH"},{"issuer":"Kinder Morgan Inc.","titleOfClass":"COM","cusip":"49456B101","value":7039,"shares":209925,"shareType":"SH"},{"issuer":"J P Morgan Chase & Co 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}