{"url":"https://nivawealth.com/firms/monroe-capital-management-advisors-157073","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157073","regulatoryAum":18555608314,"crd":"157073","secFileNumber":"801-74559","legalName":"Monroe Capital Management Advisors LLC","displayName":"Monroe Capital Management Advisors","website":"https://www.monroecap.com/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"155 N Wacker Drive, 35th Floor","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606-1701"},"tradeNames":["Monroe Capital Asset Management LLC","Monroe Capital Clo Manager II LLC","Monroe Capital Clo Manager LLC","Monroe Capital Management LLC","Monroe Capital Partners Fund Advisors, Inc.","Monroe Capital Real Estate Credit Advisors, LLC","Monroe Capital, LLC"],"registration":{"secApproved":"22 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":282,"advisory":79,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":18555608314,"discretionaryAccounts":90,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":62,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":88,"regulatoryAum":18197521755},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":358086559}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Monroe Capital Management Advisors has custody of $12.94B for 70 clients.","otherCustodians":[],"leadership":[{"name":"Theodore Koenig","title":"Chief Executive Officer","crd":"5911066"},{"name":"Zia Uddin","title":"President","crd":"4805211"},{"name":"Scott Marienau","title":"Chief Financial Officer","crd":"5960505"},{"name":"James Cassady","title":"Chief Operating Officer","crd":"5793233"},{"name":"Ronald Holinsky","title":"Chief Compliance Officer","crd":"4867461"},{"name":"Thomas Aronson","title":"Head of Originations","crd":"6033678"},{"name":"Michael Egan","title":"Chief Credit Officer","crd":"6033669"},{"name":"Peter Gruszka","title":"General Counsel","crd":"7520813"}],"ownership":[{"label":"Monroe Capital Intermediate Holdings, LLC","detail":"Sole managing member in the 75% or more ownership band and a control person, since March 2025."},{"label":"Momentum US Bidco, LLC","detail":"Indirect owner: a managing member of Monroe Capital Intermediate Holdings, LLC in the 75% or more band and a control person, since March 2025.","parent":"Monroe Capital Intermediate Holdings, LLC"},{"label":"Winvestco S.a.s","detail":"Indirect owner: a managing member of Momentum US Topco, LLC in the 75% or more band and a control person, since January 2025.","parent":"Momentum US Topco, LLC"},{"label":"Wendel Se","detail":"Indirect owner: a managing member of Winvestco S.a.s in the 75% or more band and a control person, since December 2023.","parent":"Winvestco S.a.s"},{"label":"Momentum US Topco, LLC","detail":"Indirect owner: a managing member of Momentum US Bidco, LLC in the 75% or more band and a control person, since December 2023.","parent":"Momentum US Bidco, LLC"},{"label":"Wendel Participations Se","detail":"Indirect owner: a shareholder of Wendel Se in the 25% to 50% band and a control person, since August 2007.","parent":"Wendel Se"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":1},"listedOfficeAddresses":4,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"233 Wilshire Boulevard","city":"Santa Monica"}]},{"state":"Florida","offices":1,"addresses":[{"street":"999 Vanderbilt Beach Road","city":"Naples"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"155 N Wacker Drive, 35th Floor","city":"Chicago","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"320 Park Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-258-8300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":93,"detail":"Loans, Accrued Interest, Coupon Interest Receivable, Organizational Costs, Uncalled Capital"}],"privateFunds":49},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157073/PDF/157073.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Monroe Capital Management Advisors have?","answer":"Monroe Capital Management Advisors has 90 clients and manages $18.6 billion for them, as of March 2026. They include 88 pooled investment vehicles and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Monroe Capital Management Advisors offer?","answer":"Monroe Capital Management Advisors provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Monroe Capital Management Advisors have?","answer":"Monroe Capital Management Advisors has 0 investment adviser representatives registered with state securities authorities, out of 282 employees, and 79 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Monroe Capital Management Advisors invest in?","answer":"At the end of its last fiscal year, Monroe Capital Management Advisors’ separately managed accounts held 93% loans, accrued interest, coupon interest receivable, organizational costs, uncalled capital and 7% cash and equivalents. It advises 49 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Monroe Capital Management Advisors?","answer":"Monroe Capital Management Advisors is owned through a chain of holding companies by Wendel Participations Se. Its direct owner is Monroe Capital Intermediate Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Monroe Capital Management Advisors get paid?","answer":"Monroe Capital Management Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}