{"url":"https://nivawealth.com/firms/moment-private-wealth-313223","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/313223","regulatoryAum":357162296,"crd":"313223","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6553051","suffix":null,"lastName":"FLAUGHER","firstName":"ALEX","middleName":"MATTHEW"},{"crd":"7652093","suffix":null,"lastName":"Fraleigh","firstName":"Brendan","middleName":"James"},{"crd":"6855518","suffix":null,"lastName":"Morrison","firstName":"Scott","middleName":"Everett"},{"crd":"7286504","suffix":null,"lastName":"Turner","firstName":"Jacob","middleName":"Edward"},{"crd":"6486767","suffix":null,"lastName":"TURNER","firstName":"LUKE","middleName":"ANDREW"},{"crd":"8214557","suffix":null,"lastName":"Westhoff","firstName":"Karson","middleName":"David"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-15","regulatoryAum":112149459,"clients":31,"employees":3,"offices":2},{"filedOn":"2025-06-18","regulatoryAum":156748390,"clients":42,"employees":4,"offices":3},{"filedOn":"2026-08-18","regulatoryAum":357162296,"clients":105,"employees":7,"offices":3}],"secFileNumber":"801-129592","legalName":"Moment Private Wealth, LLC","displayName":"Moment Private Wealth","slug":"moment-private-wealth-313223","website":"https://momentprivatewealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/momentprivatewealth/","xUrl":"https://twitter.com/momentwealth","founded":"2021","organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2 Cityplace Drive, 2nd Floor","city":"Saint Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63141"},"tradeNames":[],"registration":{"secApproved":"29 February 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3401545.6761904764,"staff":{"employees":7,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":357162296,"discretionary":357162296,"discretionaryAccounts":719,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":40,"regulatoryAum":12070375},{"label":"High-net-worth individuals","clients":65,"regulatoryAum":345091921}],"feePrograms":[{"role":"main","program":"Standard blended fee 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ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:59:24.828675+00:00","documents":[{"name":"2026-03-24 MOMENT PRIVATE WEALTH FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024491","versionId":1024491,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":334635503}],"custodyNote":"Moment Private Wealth has custody of $174M in client assets for 56 clients.","leadership":[{"name":"Luke Turner","title":"Co-Owner, Chief Compliance Officer, Member","crd":"6486767"},{"name":"Jacob Turner","title":"Co-Owner, Member","crd":"7286504"}],"ownership":[{"label":"Luke Turner","detail":"Co-owner, chief compliance officer, member in the 25% to 50% ownership band and a control person, since February 2021."},{"label":"Jacob Turner","detail":"Co-owner, member in the 50% to 75% ownership band and a control person, since February 2021."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"2 Cityplace Drive, 2nd Floor","city":"Saint Louis","headquarters":true}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"636-591-1050","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"18 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/313223/PDF/313223.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024491","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Moment Private Wealth have?","answer":"Moment Private Wealth has 105 clients and manages $357 million for them, as of August 2026. They include 65 high-net-worth individuals and 40 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Moment Private Wealth offer?","answer":"Moment Private Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Moment Private Wealth charge?","answer":"Moment Private Wealth charges 0.40%–1.00% a year for its Standard blended fee schedule. Each asset band is charged at its own rate. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $500,000.","source":"2026-03-24 MOMENT PRIVATE WEALTH FORM ADV PART 2A, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Moment Private Wealth use?","answer":"Moment Private Wealth’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $335M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Moment Private Wealth have?","answer":"Moment Private Wealth has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Moment Private Wealth invest in?","answer":"At the end of its last fiscal year, Moment Private Wealth’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 13% cash and equivalents, 4% state and local bonds, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Moment Private Wealth have a minimum investment?","answer":"Yes, Moment Private Wealth’s minimum account size for its Standard blended fee schedule is $500K.","source":"2026-03-24 MOMENT PRIVATE WEALTH FORM ADV PART 2A, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Moment Private Wealth?","answer":"Moment Private Wealth’s direct owners are Luke Turner (25% to 50%) and Jacob Turner (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Moment Private Wealth get paid?","answer":"Moment Private Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Moment Private Wealth registered with the SEC?","answer":"Yes, Moment Private Wealth has been registered with the SEC as an investment adviser since 29 February 2024. Its CRD number is 313223 and its SEC file number is 801-129592.","source":"Form ADV Part 1A, Item 1, filed 18 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Moment Private Wealth?","answer":"Moment Private Wealth’s main office is at 2 Cityplace Drive, 2nd Floor, Saint Louis, MO 63141. Its phone number is 636-591-1050. Its website is momentprivatewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}