{"url":"https://nivawealth.com/firms/modell-capital-management-339228","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/339228","regulatoryAum":1884181810,"crd":"339228","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2729149","suffix":null,"lastName":"MODELL","firstName":"JEREMY","middleName":"JOSEPH"},{"crd":"7870041","suffix":null,"lastName":"Powers","firstName":"Jake","middleName":"Mitchell"},{"crd":"6089514","suffix":null,"lastName":"STREK","firstName":"ALEXANDER","middleName":"W"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134961","legalName":"Modell Capital Management LLC","displayName":"Modell Capital Management","slug":"modell-capital-management-339228","website":"https://modellcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2025","organization":"Michigan limited liability company","fiscalYearEnd":"December","headquarters":{"street":"91 W. Long Lake Road","city":"Bloomfield Hills","state":"MI","stateName":"Michigan","country":"United States","postalCode":"48304"},"tradeNames":[],"registration":{"secApproved":"15 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4878136,"staff":{"employees":7,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1884181810,"discretionary":1884181810,"discretionaryAccounts":918,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":270,"regulatoryAum":323800249},{"label":"High-net-worth individuals","clients":101,"regulatoryAum":1485988207},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":20372360},{"label":"Charitable organizations","clients":5,"regulatoryAum":9583208},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":11163617},{"label":"Corporations and other businesses","clients":10,"regulatoryAum":33274169}],"feePrograms":[{"role":"main","program":"Asset management fees","feeBasis":"marginal","fee_tiers":[{"to":3000000,"pct":1,"from":0},{"to":5000000,"pct":0.75,"from":3000000},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008430","versionId":1008430,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-12","documentName":"PART 2A OF FORM ADV","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:43:45.558399+00:00","documents":[{"name":"PART 2A OF FORM ADV","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008430","versionId":1008430,"submittedOn":"2026-02-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":1515560699},{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":357893943}],"custodyNote":"Modell Capital Management has custody of $612M in client assets for 130 clients.","leadership":[{"name":"Jeremy Modell","title":"Member/Chief Executive Officer","crd":"2729149"},{"name":"Jake Powers","title":"Chief Compliance Officer","crd":"7870041"}],"ownership":[{"label":"Modell Capital LLC","detail":"Owner in the 75% or more ownership band and a control person, since January 2026."},{"label":"Jeremy J Modell Revocable Living Trust DTD 11/06/2003","detail":"Indirect owner: a member of llc of Modell Capital LLC in the 75% or more band and a control person, since December 2018.","parent":"Modell Capital LLC"},{"label":"Jeremy Modell","detail":"Indirect owner: trustee of Jeremy J Modell Revocable Living Trust DTD 11/06/2003 and a control person, since November 2003.","parent":"Jeremy J Modell Revocable Living Trust DTD 11/06/2003"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Michigan","offices":1,"addresses":[{"street":"91 W. Long Lake Road","city":"Bloomfield Hills","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"248-723-8000","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"U.S. government/agency bonds","percent":10},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":12},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":18},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"12 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/339228/PDF/339228.pdf","brochureDate":"12 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008430","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Modell Capital Management have?","answer":"Modell Capital Management has 394 clients and manages $1.88 billion for them, as of February 2026. They include 270 individual clients, 101 high-net-worth individuals, and 10 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Modell Capital Management offer?","answer":"Modell Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Modell Capital Management charge?","answer":"Modell Capital Management charges 0.50%–1.00% a year for its Asset management fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"PART 2A OF FORM ADV, filed 12 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Modell Capital Management use?","answer":"Modell Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.52B and Fidelity Distributors Company LLC (Smithfield, RI), with $358M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Modell Capital Management have?","answer":"Modell Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Modell Capital Management invest in?","answer":"At the end of its last fiscal year, Modell Capital Management’s separately managed accounts held 50% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs), 12% investment grade corporate bonds, 10% U.S. government and agency bonds, 5% state and local bonds, 5% cash and equivalents and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Modell Capital Management?","answer":"Modell Capital Management’s direct owner is Modell Capital LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Modell Capital Management get paid?","answer":"Modell Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Modell Capital Management registered with the SEC?","answer":"Yes, Modell Capital Management has been registered with the SEC as an investment adviser since 15 December 2025. Its CRD number is 339228 and its SEC file number is 801-134961.","source":"Form ADV Part 1A, Item 1, filed 12 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Modell Capital Management?","answer":"Modell Capital Management’s main office is at 91 W. Long Lake Road, Bloomfield Hills, MI 48304. Its phone number is 248-723-8000. Its website is modellcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}