{"url":"https://nivawealth.com/firms/mio-partners-108637","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108637","regulatoryAum":59588224670,"crd":"108637","secFileNumber":"801-41495","legalName":"Mio Partners, Inc.","displayName":"Mio Partners","website":"https://www.miopartners.com","linkedinUrl":"https://www.linkedin.com/company/mio-partners-inc./","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"630 Fifth Avenue, 37th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10111"},"tradeNames":[],"registration":{"secApproved":"10 June 1992","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":287,"advisory":66,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":59588224670,"discretionaryAccounts":75,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":975},"clientTypes":[{"label":"Individuals (other than HNW)","clients":60,"regulatoryAum":0},{"label":"High-net-worth individuals","clients":915,"regulatoryAum":0},{"label":"Pooled investment vehicles","clients":75,"regulatoryAum":44879959613},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":14708265057}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":6357653453}],"custodyNote":"Mio Partners has custody of $59.59B for 75 clients.","otherCustodians":[],"leadership":[{"name":"Basil Williams","title":"Chief Executive Officer","crd":"717300"},{"name":"Gunnar Pritsch","title":"President and Chief Operating Officer","crd":"5656313"},{"name":"Matthew Kelly","title":"Chief Financial Officer","crd":"2697136"},{"name":"Mark Salzberg","title":"Chief Compliance Officer","crd":"6989834"},{"name":"David Azad","title":"Co-Chief Investment Officer","crd":"7717185"},{"name":"Patience Ball","title":"Director","crd":"7417507"},{"name":"Kathleen Bettencourt","title":"Director","crd":"2344265"},{"name":"David Blumer","title":"Director","crd":"4945886"},{"name":"Kevin Clancy","title":"Co-Chief Investment Officer","crd":"5675974"},{"name":"Christine Cumming","title":"Director","crd":"6886954"},{"name":"Toos Daruvala","title":"Director","crd":"4938398"},{"name":"Timothy Flynn","title":"Director","crd":"6886947"},{"name":"Casey Lipscomb","title":"General Counsel and Secretary","crd":"4938355"},{"name":"Helena Morrissey","title":"Director","crd":"4362862"},{"name":"Nirmal Narvekar","title":"Director","crd":"1837253"},{"name":"Charles Noski","title":"Director","crd":"7660519"},{"name":"Gordon Orr","title":"Director","crd":"5656267"},{"name":"Michael Patsalos-Fox","title":"Director","crd":"7244060"},{"name":"Barry Zubrow","title":"Director","crd":"1690229"}],"ownership":[{"label":"Mio Group, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2003."},{"label":"McKinsey & Company, Inc.","detail":"Indirect owner: a shareholder of Mio Group, Inc. in the 75% or more band and a control person, since October 1986.","parent":"Mio Group, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"222 Lakeview Ave.","city":"West Palm Beach"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"1 Concourse Parkway","city":"Atlanta"}]},{"state":"New York","offices":1,"addresses":[{"street":"630 Fifth Avenue, 37th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-203-4000","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"1000","assetMix":[{"label":"Non-exchange-traded equity securities","percent":23},{"label":"U.S. government/agency bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":70},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":15},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108637/PDF/108637.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mio Partners have?","answer":"Mio Partners has 1,050 clients and manages $59.6 billion for them, as of March 2026. They include 915 high-net-worth individuals, 75 pooled investment vehicles and 60 other individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mio Partners offer?","answer":"Mio Partners provides financial planning, portfolio management for pooled vehicles, selecting other managers, educational seminars and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Mio Partners use?","answer":"Mio Partners’ separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $6,357,653,453. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mio Partners have?","answer":"Mio Partners has 8 investment adviser representatives registered with state securities authorities, out of 287 employees, and 66 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mio Partners invest in?","answer":"At the end of its last fiscal year, Mio Partners’ separately managed accounts held 70% pooled vehicles (private funds and similar), 23% non-exchange-traded equities, 3% cash and equivalents, 2% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% derivatives. It advises 15 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mio Partners?","answer":"Mio Partners is owned through a holding company by McKinsey & Company, Inc. Its direct owner is Mio Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mio Partners get paid?","answer":"Mio Partners is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/mio-partners-108637/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-05","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1535457/000153545726000007/0001535457-26-000007-index.html","totalValue":371532995,"positionCount":6,"top10Share":1,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CHINA LG-CAP ETF","cusip":"464287184","value":165727458,"shares":52462,"shareType":"SH","putCall":"Put","priorValue":188245240,"priorShares":52436},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":139579527,"shares":186911,"shareType":"SH","priorValue":55239229,"priorShares":84939},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":37425960,"shares":4680,"shareType":"SH","putCall":"Put"},{"issuer":"ISHARES TR","titleOfClass":"MSCI EMG MKT ETF","cusip":"464287234","value":20865050,"shares":3050,"shareType":"SH","putCall":"Put","priorValue":49225572,"priorShares":8668},{"issuer":"ISHARES INC","titleOfClass":"MSCI BRAZIL ETF","cusip":"464286400","value":3967500,"shares":1150,"shareType":"SH","putCall":"Call","priorValue":12668700,"priorShares":3300},{"issuer":"ISHARES INC","titleOfClass":"MSCI BRAZIL ETF","cusip":"464286400","value":3967500,"shares":1150,"shareType":"SH","putCall":"Put","priorValue":12668700,"priorShares":3300}],"positionsListed":6,"positions":[{"issuer":"ISHARES TR","titleOfClass":"CHINA LG-CAP ETF","cusip":"464287184","value":165727458,"shares":52462,"shareType":"SH","putCall":"Put","priorValue":188245240,"priorShares":52436},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":139579527,"shares":186911,"shareType":"SH","priorValue":55239229,"priorShares":84939},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":37425960,"shares":4680,"shareType":"SH","putCall":"Put"},{"issuer":"ISHARES TR","titleOfClass":"MSCI EMG MKT ETF","cusip":"464287234","value":20865050,"shares":3050,"shareType":"SH","putCall":"Put","priorValue":49225572,"priorShares":8668},{"issuer":"ISHARES INC","titleOfClass":"MSCI BRAZIL ETF","cusip":"464286400","value":3967500,"shares":1150,"shareType":"SH","putCall":"Call","priorValue":12668700,"priorShares":3300},{"issuer":"ISHARES INC","titleOfClass":"MSCI BRAZIL ETF","cusip":"464286400","value":3967500,"shares":1150,"shareType":"SH","putCall":"Put","priorValue":12668700,"priorShares":3300}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}