{"url":"https://nivawealth.com/firms/mindoro-capital-partners-328488","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328488","regulatoryAum":226439964,"crd":"328488","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4595776","suffix":null,"lastName":"FERNANDES","firstName":"AVINASH","middleName":"MARK"},{"crd":"4262748","suffix":null,"lastName":"HAASE","firstName":"JOHN","middleName":"DIETRICH"},{"crd":"7272798","suffix":null,"lastName":"Straus","firstName":"Aaron","middleName":"William"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-29","regulatoryAum":0,"clients":0,"employees":3,"offices":3},{"filedOn":"2025-05-23","regulatoryAum":134326380,"clients":5,"employees":8,"offices":2},{"filedOn":"2026-03-27","regulatoryAum":226439964,"clients":11,"employees":11,"offices":2}],"secFileNumber":"801-129441","legalName":"Mindoro Capital Partners LLC","displayName":"Mindoro Capital Partners","slug":"mindoro-capital-partners-328488","website":"https://mindoro.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/mindoro-capital-partners/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"1 February 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SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028867","versionId":1028867,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":157405384}],"custodyNote":"Mindoro Capital Partners has custody of $28.7M in client assets for 20 clients.","otherCustodians":[],"leadership":[{"name":"Jason Abelowitz","title":"Chief Operations Officer / Chief Compliance Officer","crd":"6554579"},{"name":"Avinash Fernandes","title":"Chief Client Advisory Officer","crd":"4595776"},{"name":"John Haase","title":"Chairman & CEO","crd":"4262748"},{"name":"James Parker","title":"Chief Investment Officer","crd":"5014603"}],"ownership":[{"label":"FDC Mindoro SPV LLC","detail":"Special purpose vehicle in the 10% to 25% ownership band, since November 2023."},{"label":"John Haase","detail":"Chairman & ceo in the 50% to 75% ownership band and a control person, since November 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-214-2313","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. state and local bonds","percent":17},{"label":"Investment grade corporate bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":17},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":20},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328488/PDF/328488.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028867","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mindoro Capital Partners have?","answer":"Mindoro Capital Partners has 11 clients and manages $226 million for them, as of March 2026. They include 11 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mindoro Capital Partners offer?","answer":"Mindoro Capital Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Mindoro Capital Partners use?","answer":"Mindoro Capital Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $157M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mindoro Capital Partners have?","answer":"Mindoro Capital Partners has 3 investment adviser representatives registered with state securities authorities, out of 11 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mindoro Capital Partners invest in?","answer":"At the end of its last fiscal year, Mindoro Capital Partners’ separately managed accounts held 30% exchange-traded equities, 20% pooled vehicles (private funds and similar), 17% state and local bonds, 17% registered funds (mutual funds, ETFs, BDCs), 10% investment grade corporate bonds and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mindoro Capital Partners?","answer":"Mindoro Capital Partners’ direct owners are FDC Mindoro SPV LLC (10% to 25%) and John Haase (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mindoro Capital Partners get paid?","answer":"Mindoro Capital Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Mindoro Capital Partners?","answer":"Its phone number is 617-214-2313. Its website is mindoro.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}