{"url":"https://nivawealth.com/firms/miller-wealth-management-342288","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/342288","regulatoryAum":100440000,"crd":"342288","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4984062","suffix":null,"lastName":"MILLER","firstName":"RODD","middleName":"ROBERT"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136769","legalName":"Miller Wealth Management LLC","displayName":"Miller Wealth Management","slug":"miller-wealth-management-342288","website":"https://millerwm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/342288/743e9652b715a167-r1.webp","tone":"dark","width":725,"height":200,"sourceUrl":"https://millerwm.com/","sourceLabel":"Miller Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2162 E Williams Field RD, Ste 111","city":"Gilbert","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85295"},"tradeNames":[],"registration":{"secApproved":"17 July 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":100440000,"discretionary":98952000,"discretionaryAccounts":246,"nonDiscretionary":1488000,"nonDiscretionaryAccounts":3,"wrapProgram":100440000,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":91,"regulatoryAum":77940000},{"label":"High-net-worth individuals","clients":0,"fewerThan5":true,"regulatoryAum":20000000},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":2500000}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Initial plan fees are fixed by tier from $2,500 to $125,000, hourly work is $250 to $500, and ongoing planning is a flat fee of $3,000 to $60,000 a year.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059471","versionId":1059471,"submittedOn":"2026-09-29","documentName":"FORM ADV PART 2A- MILLER WEALTH MANAGEMENT"},{"role":"other","program":"Retirement Plan Consulting","summary":"Asset-based fees of 0.25% to 1.50% a year on plan assets, or flat fees of $2,500 to $25,000, negotiated plan by plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059471","versionId":1059471,"submittedOn":"2026-09-29","documentName":"FORM ADV PART 2A- MILLER WEALTH MANAGEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:17:50.331879+00:00","documents":[{"name":"FORM ADV PART 2A- MILLER WEALTH MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059471","versionId":1059471,"submittedOn":"2026-09-29"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059472","versionId":1059472,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"San Diego, CA","smaAssets":100440000}],"custodyNote":"Miller Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Rodd Miller","title":"Chief Compliance Officer and CEO","crd":"4984062"}],"ownership":[{"label":"Miller Ventures, Inc.","detail":"Member in the 75% or more ownership band and a control person, since April 2026."},{"label":"Rodd Miller","detail":"Indirect owner: a managing member and ceo of Miller Ventures, Inc. in the 75% or more band and a control person, since April 2026.","parent":"Miller Ventures, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"2162 E Williams Field RD, Ste 111","city":"Gilbert","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-613-7400","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":15},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":77},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":5,"detail":"Structured Notes."}],"privateFunds":0},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/342288/PDF/342288.pdf","brochureDate":"29 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059471","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Miller Wealth Management have?","answer":"Miller Wealth Management has 91 clients and manages $100 million for them, as of September 2026. They include 91 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Miller Wealth Management offer?","answer":"Miller Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Miller Wealth Management use?","answer":"Miller Wealth Management’s separately managed account assets are held at LPL Financial LLC (San Diego, CA), with $100M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Miller Wealth Management have?","answer":"Miller Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Miller Wealth Management invest in?","answer":"At the end of its last fiscal year, Miller Wealth Management’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 5% other, 2% cash and equivalents and 1% investment grade corporate bonds. The 5% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Miller Wealth Management?","answer":"Miller Wealth Management is owned through a holding company by Rodd Miller. Its direct owner is Miller Ventures, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Miller Wealth Management get paid?","answer":"Miller Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Miller Wealth Management?","answer":"Miller Wealth Management’s main office is at 2162 E Williams Field RD, Ste 111, Gilbert, AZ 85295. Its phone number is 480-613-7400. Its website is millerwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}