{"url":"https://nivawealth.com/firms/miami-valley-portfolio-management-106389","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106389","regulatoryAum":218569672,"crd":"106389","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1407986","suffix":null,"lastName":"BEHNKEN","firstName":"KENT","middleName":"ANDREW"},{"crd":"711263","suffix":null,"lastName":"BEHNKEN","firstName":"SCOTT","middleName":"EARL"},{"crd":"6205854","suffix":null,"lastName":"BEHNKEN","firstName":"TYLER","middleName":"GENE"},{"crd":"1410722","suffix":null,"lastName":"MORAN","firstName":"MICHAEL","middleName":"ANDREW"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-06","regulatoryAum":109239533,"clients":523,"employees":4,"offices":3},{"filedOn":"2022-03-30","regulatoryAum":157565044,"clients":624,"employees":4,"offices":3},{"filedOn":"2023-03-23","regulatoryAum":130269354,"clients":667,"employees":4,"offices":3},{"filedOn":"2024-03-26","regulatoryAum":153303648,"clients":692,"employees":4,"offices":3},{"filedOn":"2025-03-28","regulatoryAum":189019773,"clients":714,"employees":5,"offices":3},{"filedOn":"2026-03-17","regulatoryAum":218569672,"clients":738,"employees":5,"offices":3}],"secFileNumber":"801-121421","legalName":"Miami 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PA","smaAssets":143964002}],"custodyNote":"Miami Valley Portfolio Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Scott Behnken","title":"President","crd":"711263"},{"name":"Kent Behnken","title":"Vice-President","crd":"1407986"},{"name":"Michael Moran","title":"Chief Compliance Officer","crd":"1410722"}],"ownership":[{"label":"Scott Behnken","detail":"President in the 25% to 50% ownership band and a control person, since March 1992."},{"label":"Kent Behnken","detail":"Vice-president in the 25% to 50% ownership band and a control person, since March 1992."},{"label":"Michael Moran","detail":"Chief compliance officer in the 25% to 50% ownership band and a control person, since March 1992."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":3,"addresses":[{"street":"475 Arlington Road","city":"Brookville","headquarters":true},{"street":"28 East Rahn RD","city":"Kettering"},{"street":"545 Metro Place South","city":"Dublin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"937-833-4043","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106389/PDF/106389.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019940","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Miami Valley Portfolio Management have?","answer":"Miami Valley Portfolio Management has 738 clients and manages $219 million for them, as of March 2026. They include 641 individual clients, 91 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Miami Valley Portfolio Management offer?","answer":"Miami Valley Portfolio Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Miami Valley Portfolio Management charge?","answer":"Miami Valley Portfolio Management charges up to 2.00% a year for its Investment management. The fee is billed in advance or in arrears and is negotiable.","source":"MVP PART 2A, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Miami Valley Portfolio Management use?","answer":"Miami Valley Portfolio Management’s separately managed account assets are held at SEI Investment Management Co (Oaks, PA), with $144M and Stonex Financial Inc. (Winter Park, FL), with $51.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Miami Valley Portfolio Management have?","answer":"Miami Valley Portfolio Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Miami Valley Portfolio Management invest in?","answer":"At the end of its last fiscal year, Miami Valley Portfolio Management’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Miami Valley Portfolio Management?","answer":"Miami Valley Portfolio Management’s direct owners are Scott Behnken, Kent Behnken and Michael Moran, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Miami Valley Portfolio Management get paid?","answer":"Miami Valley Portfolio Management is paid through a percentage of assets under management, hourly charges and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Miami Valley Portfolio Management?","answer":"Miami Valley Portfolio Management’s main office is at 475 Arlington Road, Brookville, OH 45309. Its phone number is 937-833-4043.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}