{"url":"https://nivawealth.com/firms/mfg-investments-125122","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125122","regulatoryAum":146476000,"crd":"125122","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2902553","suffix":null,"lastName":"DENN","firstName":"BRADLEY","middleName":"HOWARD"},{"crd":"4487875","suffix":null,"lastName":"HOGUET","firstName":"BRIAN","middleName":"PATRICK"},{"crd":"7568650","suffix":null,"lastName":"Kennedy","firstName":"Austin","middleName":"Carlson"},{"crd":"7231189","suffix":null,"lastName":"Kennedy","firstName":"Kevin","middleName":"Kerwin"},{"crd":"1886437","suffix":null,"lastName":"KENNEDY","firstName":"WALLACE","middleName":"JOSEPH"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-29","regulatoryAum":121000000,"clients":330,"employees":6,"offices":2},{"filedOn":"2026-04-21","regulatoryAum":146476000,"clients":344,"employees":5,"offices":2}],"secFileNumber":"801-132877","legalName":"MFG Investments, LLC","displayName":"MFG Investments","slug":"mfg-investments-125122","website":"https://mfginvestments.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"150 Himmelein Road, Ste 9","city":"Medford","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"08055"},"tradeNames":[],"registration":{"secApproved":"29 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":425802.32558139536,"staff":{"employees":5,"advisory":5,"brokerDealerReps":5,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":146476000,"discretionary":146476000,"discretionaryAccounts":515,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":292,"regulatoryAum":124371000},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":22105000}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042151","versionId":1042151,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-21","documentName":"MFG INVESTMENTS ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and single-subject consulting carry a negotiable fee set by the scope and complexity of the plan, payable quarterly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042151","versionId":1042151,"submittedOn":"2026-04-21","documentName":"MFG INVESTMENTS ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:46:08.30899+00:00","documents":[{"name":"MFG INVESTMENTS ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042151","versionId":1042151,"submittedOn":"2026-04-21"}]},"custodians":[{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":146639000}],"custodyNote":"MFG Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Wallace Kennedy","title":"Managing Member , President and Chief Compliance Officer","crd":"1886437"},{"name":"Kevin Kennedy","title":"Owner/Investment Adviser Representative","crd":"7231189"},{"name":"Austin Kennedy","title":"Owner/Investment Adviser Representative","crd":"7568650"},{"name":"Kathleen Kennedy","title":"Admin/Owner","crd":"6472106"}],"ownership":[{"label":"Wallace Kennedy","detail":"Managing member , president and chief compliance officer in the 50% to 75% ownership band and a control person, since March 2021."},{"label":"Kathleen Kennedy","detail":"Admin/owner in the 10% to 25% ownership band, since January 2003."},{"label":"Austin Kennedy","detail":"Owner/investment adviser representative in the 10% to 25% ownership band, since November 2023."},{"label":"Kevin Kennedy","detail":"Owner/investment adviser representative in the 10% to 25% ownership band, since November 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Delaware","offices":1,"addresses":[{"street":"21 Village Green Drive","city":"Oceanview"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"150 Himmelein Road, Ste 9","city":"Medford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"609-714-0546","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"21 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125122/PDF/125122.pdf","brochureDate":"21 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042151","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does MFG Investments have?","answer":"MFG Investments has 344 clients and manages $146 million for them, as of April 2026. They include 292 individual clients and 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does MFG Investments offer?","answer":"MFG Investments provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does MFG Investments charge?","answer":"MFG Investments charges up to 1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.","source":"MFG INVESTMENTS ADV PART 2A, filed 21 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does MFG Investments use?","answer":"MFG Investments’ separately managed account assets are held at Fidelity Distributors Company LLC (Smithfield, RI), with $147M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does MFG Investments have?","answer":"MFG Investments has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does MFG Investments invest in?","answer":"At the end of its last fiscal year, MFG Investments’ separately managed accounts held 60% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents and 7% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns MFG Investments?","answer":"MFG Investments’ direct owners are Wallace Kennedy (50% to 75%), Kathleen Kennedy (10% to 25%), Austin Kennedy (10% to 25%) and Kevin Kennedy (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does MFG Investments get paid?","answer":"MFG Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact MFG Investments?","answer":"MFG Investments’ main office is at 150 Himmelein Road, Ste 9, Medford, NJ 08055. Its phone number is 609-714-0546. Its website is mfginvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}