{"url":"https://nivawealth.com/firms/metis-wealth-management-and-planning-305086","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305086","regulatoryAum":114852391,"crd":"305086","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6882692","suffix":null,"lastName":"Sokolowski","firstName":"Jennifer","middleName":"S"},{"crd":"6882734","suffix":null,"lastName":"Sokolowski","firstName":"Robert","middleName":"W"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-17","regulatoryAum":107613051,"clients":83,"employees":2,"offices":1},{"filedOn":"2026-01-24","regulatoryAum":114852391,"clients":465,"employees":2,"offices":1}],"secFileNumber":"801-132805","legalName":"Metis Wealth Management & Planning LLC","displayName":"Metis Wealth Management & Planning","slug":"metis-wealth-management-and-planning-305086","website":"https://metiswealthllc.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/metiswealth","founded":null,"organization":"South Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5 Red Cedar St, Suite 201","city":"Bluffton","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29910"},"tradeNames":[],"registration":{"secApproved":"19 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":243971.76789587853,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":114852391,"discretionary":113663033,"discretionaryAccounts":227,"nonDiscretionary":1189358,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":430,"regulatoryAum":11467378},{"label":"High-net-worth individuals","clients":31,"regulatoryAum":101003607},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":9445},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":2371961}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003775","versionId":1003775,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-01-24","documentName":"BROCHURE PART 2A","fee_rate_low":0.75,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning and consulting","summary":"Stand-alone financial planning and consulting fees are negotiable, generally an hourly fee of $300.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003775","versionId":1003775,"submittedOn":"2026-01-24","documentName":"BROCHURE PART 2A"},{"role":"other","program":"Retirement plan consulting","summary":"Retirement plan consulting is a percentage of plan assets; fees vary by plan and are negotiated with the client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003775","versionId":1003775,"submittedOn":"2026-01-24","documentName":"BROCHURE PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:25:39.914464+00:00","documents":[{"name":"BROCHURE PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003775","versionId":1003775,"submittedOn":"2026-01-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":114852391}],"custodyNote":"Metis Wealth Management & Planning has custody of $1.91M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Jennifer Sokolowski","title":"Chief Compliance Officer/Owner","crd":"6882692"},{"name":"Robert Sokolowski","title":"Owner/Investment Manager","crd":"6882734"}],"ownership":[{"label":"Jennifer Sokolowski","detail":"Chief compliance officer/owner in the 50% to 75% ownership band and a control person, since January 2022."},{"label":"Robert Sokolowski","detail":"Owner/investment manager in the 50% to 75% ownership band and a control person, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"5 Red Cedar St, Suite 201","city":"Bluffton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"843-271-6088","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":44},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":17},{"label":"Securities issued by registered investment companies or business development companies","percent":29},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"24 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305086/PDF/305086.pdf","brochureDate":"24 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003775","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Metis Wealth Management & Planning have?","answer":"Metis Wealth Management & Planning has 465 clients and manages $115 million for them, as of January 2026. They include 430 individual clients, 31 high-net-worth individuals, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Metis Wealth Management & Planning offer?","answer":"Metis Wealth Management & Planning provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Metis Wealth Management & Planning charge?","answer":"Metis Wealth Management & Planning charges 0.75%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"BROCHURE PART 2A, filed 24 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Metis Wealth Management & Planning use?","answer":"Metis Wealth Management & Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $115M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Metis Wealth Management & Planning have?","answer":"Metis Wealth Management & Planning has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Metis Wealth Management & Planning invest in?","answer":"At the end of its last fiscal year, Metis Wealth Management & Planning’s separately managed accounts held 44% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 17% investment grade corporate bonds, 5% cash and equivalents, 4% U.S. government and agency bonds and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Metis Wealth Management & Planning?","answer":"Metis Wealth Management & Planning’s direct owners are Jennifer Sokolowski (50% to 75%) and Robert Sokolowski (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Metis Wealth Management & Planning get paid?","answer":"Metis Wealth Management & Planning is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Metis Wealth Management & Planning?","answer":"Metis Wealth Management & Planning’s main office is at 5 Red Cedar St, Suite 201, Bluffton, SC 29910. Its phone number is 843-271-6088. Its website is metiswealthllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}