{"url":"https://nivawealth.com/firms/merrion-investment-management-139143","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139143","regulatoryAum":244813786,"crd":"139143","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1146615","suffix":null,"lastName":"CALLAHAN","firstName":"JOHN","middleName":"PATRICK"},{"crd":"4572290","suffix":null,"lastName":"ERB","firstName":"DAVID","middleName":"EDWIN"},{"crd":"4379180","suffix":null,"lastName":"WIGTON","firstName":"ANDREW","middleName":"HAYES"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-04","regulatoryAum":164134957,"clients":43,"employees":8,"offices":2},{"filedOn":"2022-05-10","regulatoryAum":182497565,"clients":46,"employees":7,"offices":2},{"filedOn":"2023-03-03","regulatoryAum":156586093,"clients":42,"employees":6,"offices":2},{"filedOn":"2024-07-18","regulatoryAum":188709100,"clients":42,"employees":6,"offices":2},{"filedOn":"2025-05-15","regulatoryAum":212724134,"clients":44,"employees":6,"offices":2},{"filedOn":"2026-02-12","regulatoryAum":244813786,"clients":37,"employees":6,"offices":2}],"secFileNumber":"801-65917","legalName":"Merrion 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management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008464","versionId":1008464,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-12","documentName":"ADV PART 2A","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:23:52.573498+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008464","versionId":1008464,"submittedOn":"2026-02-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":244813786}],"custodyNote":"Merrion Investment Management has custody of $149M in client assets for 6 clients.","otherCustodians":[],"leadership":[{"name":"David Erb","title":"Chief Executive Officer","crd":"4572290"},{"name":"Randolph Rogers","title":"Chief Compliance Officer/CFO","crd":"4821597"},{"name":"William Wigton","title":"Chairman","crd":"806775"}],"ownership":[{"label":"Merrion Financial Group, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since November 2005."},{"label":"William Wigton","detail":"Indirect owner: a managing member of Merrion Financial Group, LLC in the 75% or more band and a control person, since November 2005.","parent":"Merrion Financial Group, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"184 North Ave. East","city":"Cranford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Merrion Investment Management have?","answer":"Merrion Investment Management has 37 clients and manages $245 million for them, as of February 2026. They include 20 high-net-worth individuals, 12 individual clients and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Merrion Investment Management offer?","answer":"Merrion Investment Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Merrion Investment Management charge?","answer":"Merrion Investment Management charges 1.00% a year for its Investment management. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 12 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Merrion Investment Management use?","answer":"Merrion Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $245M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Merrion Investment Management have?","answer":"Merrion Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Merrion Investment Management invest in?","answer":"At the end of its last fiscal year, Merrion Investment Management’s separately managed accounts held 85% exchange-traded equities, 8% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs) and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Merrion Investment Management?","answer":"Merrion Investment Management is owned through a holding company by William Wigton. Its direct owner is Merrion Financial Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Merrion Investment Management get paid?","answer":"Merrion Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Merrion Investment Management?","answer":"Merrion Investment Management’s main office is at 184 North Ave. East, Cranford, NJ 07016. Its phone number is 908-654-0033. Its website is merriongroup.net.","source":"Form ADV Part 1A, Item 1.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}