{"url":"https://nivawealth.com/firms/mellon-investments-105764","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105764","regulatoryAum":873866603349,"crd":"105764","secFileNumber":"801-19785","legalName":"Mellon Investments Corporation","displayName":"Mellon Investments","website":"https://www.mellon.com","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"500 Ross Street","city":"Pittsburgh","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15258"},"tradeNames":["BNY Investments","BNY Investments Dreyfus","BNY Investments Mellon","Dreyfus","Mellon"],"registration":{"secApproved":"30 September 1983","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":98,"advisory":61,"brokerDealerReps":7,"insuranceAgents":0,"promoters":9},"aum":{"discretionary":873866603349,"discretionaryAccounts":3942,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":396924914,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":3492,"regulatoryAum":19626445530},{"label":"Investment companies","clients":176,"regulatoryAum":590622267350},{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":28634686666},{"label":"Pension and profit-sharing plans","clients":106,"regulatoryAum":57612641645},{"label":"Charitable organizations","clients":26,"regulatoryAum":5122884554},{"label":"State or municipal government entities","clients":89,"regulatoryAum":86955389251},{"label":"Insurance companies","clients":6,"regulatoryAum":1849316988},{"label":"Sovereign wealth funds and foreign official institutions","clients":15,"regulatoryAum":75460175696},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":3575998447},{"label":"Other","clients":17,"regulatoryAum":4406797222}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"North Qunicy, MA","smaAssets":41657111239},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":112175620777},{"name":"Northern Trust Corporation","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":30550001670}],"custodyNote":"Mellon Investments has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Stephanie Pierce","title":"Chief Executive Officer & Director","crd":"2526452"},{"name":"Kimberly Mackenzie-Perman","title":"Chief Financial Officer & Director","crd":"4576869"},{"name":"Lori Najjar","title":"Chief Compliance Officer","crd":"7422514"},{"name":"John Tobin","title":"CIO, Dreyfus","crd":"2137528"},{"name":"Marlene Walker","title":"CIO, Mellon","crd":"2049132"}],"ownership":[{"label":"MBC Investments Corporation","detail":"Shareholder in the 75% or more ownership band and a control person, since July 1992."},{"label":"The Bank of New York Mellon Corporation","detail":"Indirect owner: a shareholder of BNY Mellon Ihc, LLC in the 75% or more band and a control person, since April 2017.","parent":"BNY Mellon Ihc, LLC"},{"label":"BNY Mellon Ihc, LLC","detail":"Indirect owner: a shareholder of MBC Investments Corporation in the 75% or more band and a control person, since April 2017.","parent":"MBC Investments Corporation"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"101 2nd Street","city":"San Francisco"}]},{"state":"Florida","offices":1,"addresses":[{"street":"600 Colonial Center Parkway","city":"Lake Mary"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"One Boston Place","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 Park Avenue","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"500 Ross Street","city":"Pittsburgh","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-248-3682","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":64},{"label":"U.S. government/agency bonds","percent":14},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":18}],"privateFunds":0},"sources":{"adv1FilingDate":"18 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105764/PDF/105764.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mellon Investments have?","answer":"Mellon Investments has 3,942 clients and manages $873.9 billion for them, as of September 2026. They include 3,492 high-net-worth individuals, 176 investment companies and 106 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mellon Investments offer?","answer":"Mellon Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Mellon Investments use?","answer":"Mellon Investments’ separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $112,175,620,777, State Street Bank and Trust Company (North Qunicy, MA), with $41,657,111,239 and Northern Trust Corporation (Chicago, IL), with $30,550,001,670. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mellon Investments have?","answer":"Mellon Investments has 0 investment adviser representatives registered with state securities authorities, out of 98 employees, and 61 perform investment advisory functions. 7 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mellon Investments invest in?","answer":"At the end of its last fiscal year, Mellon Investments’ separately managed accounts held 64% exchange-traded equities, 18% cash and equivalents, 14% U.S. government and agency bonds, 2% investment grade corporate bonds and 2% pooled vehicles (private funds and similar). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mellon Investments?","answer":"Mellon Investments is owned through a chain of holding companies by the Bank of New York Mellon Corporation. Its direct owner is MBC Investments Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mellon Investments get paid?","answer":"Mellon Investments is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}