{"url":"https://nivawealth.com/firms/meg-green-and-associates-284866","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284866","regulatoryAum":1017902995,"crd":"284866","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5406005","suffix":null,"lastName":"BAILEY","firstName":"JEREMY","middleName":"J"},{"crd":"1965041","suffix":null,"lastName":"BATTAGLIA","firstName":"TODD","middleName":"MICHAEL"},{"crd":"4924231","suffix":null,"lastName":"CALENZANI","firstName":"HUGO","middleName":"MANUEL"},{"crd":"6170793","suffix":null,"lastName":"HINKELMANN","firstName":"KARINA","middleName":"P"},{"crd":"6909770","suffix":null,"lastName":"Lam","firstName":"Scott","middleName":null},{"crd":"7180336","suffix":null,"lastName":"Leonardo","firstName":"Scarlyn","middleName":"Maria"},{"crd":"2850664","suffix":null,"lastName":"O'HALLORAN","firstName":"JAMES","middleName":"SEAN"},{"crd":"6483136","suffix":null,"lastName":"Restrepo","firstName":"Carolina","middleName":null}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":761201850,"clients":813,"employees":13,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":759668199,"clients":669,"employees":13,"offices":1},{"filedOn":"2023-04-27","regulatoryAum":709195186,"clients":680,"employees":11,"offices":1},{"filedOn":"2024-06-07","regulatoryAum":718512598,"clients":683,"employees":12,"offices":2},{"filedOn":"2025-03-28","regulatoryAum":821377447,"clients":660,"employees":12,"offices":2},{"filedOn":"2026-09-29","regulatoryAum":1017902995,"clients":657,"employees":15,"offices":3}],"secFileNumber":"801-108236","legalName":"Meg Green & Associates, Inc.","displayName":"Meg Green & Associates","slug":"meg-green-and-associates-284866","website":"https://mgawealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/meg-green-&-associates","founded":"1989","organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"8151 Peters Road, Suite 3200","city":"Plantation","state":"FL","stateName":"Florida","country":"United States","postalCode":"33324"},"tradeNames":[],"registration":{"secApproved":"8 August 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1489990.4037267081,"staff":{"employees":15,"advisory":6,"brokerDealerReps":11,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":1017902995,"discretionary":868365579,"discretionaryAccounts":1380,"nonDiscretionary":149537416,"nonDiscretionaryAccounts":544,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":413,"regulatoryAum":125845559},{"label":"High-net-worth individuals","clients":231,"regulatoryAum":833708261},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":47147286},{"label":"Charitable organizations","clients":9,"regulatoryAum":605245},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":10596644}],"feePrograms":[{"role":"main","program":"Investment Management 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DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:16:13.311148+00:00","documents":[{"name":"MG&A WEALTH PART 2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038710","versionId":1038710,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":993793162}],"custodyNote":"Meg Green & Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Todd Battaglia","title":"President/CEO","crd":"1965041"},{"name":"Kevin McGann","title":"Vice President/COO","crd":"1937310"},{"name":"Mallory Mangrum","title":"Chief Compliance Officer","crd":"2481051"},{"name":"Hugo Calenzani","title":"Managing Partner and CIO","crd":"4924231"},{"name":"James O'Halloran","title":"Managing Partner","crd":"2850664"}],"ownership":[{"label":"Todd Battaglia","detail":"President/ceo in the 75% or more ownership band and a control person, since January 2016."},{"label":"James O'Halloran","detail":"Managing partner in the 5% to 10% ownership band, since June 2016."},{"label":"Hugo Calenzani","detail":"Managing partner and cio in the 5% to 10% ownership band, since June 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":"SW6 1AH","street":"20 FULHAM BROADWAY","display":{"city":"LONDON","region":null,"postalCode":"SW6 1AH","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"8151 Peters Road, Suite 3200","city":"Plantation","headquarters":true}]},{"state":"Puerto Rico","offices":1,"addresses":[{"street":"151 Calle De San Francisco","city":"San Juan"}]}],"brochureServices":["insurance","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"954-289-9000","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":30},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":1},"sources":{"adv1FilingDate":"29 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284866/PDF/284866.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038710","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Meg Green & Associates have?","answer":"Meg Green & Associates has 657 clients and manages $1.02 billion for them, as of September 2026. They include 413 individual clients, 231 high-net-worth individuals and 9 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Meg Green & Associates offer?","answer":"Meg Green & Associates provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Meg Green & Associates charge?","answer":"Meg Green & Associates charges 0.25%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable.","source":"MG&A WEALTH PART 2A DISCLOSURE BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Meg Green & Associates use?","answer":"Meg Green & Associates’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $994M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Meg Green & Associates have?","answer":"Meg Green & Associates has 6 investment adviser representatives registered with state securities authorities, out of 15 employees, and 6 perform investment advisory functions. 11 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Meg Green & Associates invest in?","answer":"At the end of its last fiscal year, Meg Green & Associates’ separately managed accounts held 35% exchange-traded equities, 30% state and local bonds, 25% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 3% pooled vehicles (private funds and similar), 1% non-exchange-traded equities and 1% U.S. government and agency bonds. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Meg Green & Associates?","answer":"Meg Green & Associates’ direct owners are Todd Battaglia (75% or more), James O'Halloran (5% to 10%) and Hugo Calenzani (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Meg Green & Associates get paid?","answer":"Meg Green & Associates is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Meg Green & Associates?","answer":"Meg Green & Associates’ main office is at 8151 Peters Road, Suite 3200, Plantation, FL 33324. Its phone number is 954-289-9000. Its website is mgawealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}