{"url":"https://nivawealth.com/firms/mcmill-wealth-129015","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/129015","regulatoryAum":862276146,"crd":"129015","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7440783","suffix":null,"lastName":"Beckman","firstName":"Mckenna","middleName":"Kristine"},{"crd":"7012395","suffix":null,"lastName":"BECKMANN","firstName":"LYNNDSY","middleName":"JO"},{"crd":"7385599","suffix":null,"lastName":"Brozek","firstName":"Ethan","middleName":"Michael"},{"crd":"4836496","suffix":null,"lastName":"CHRISTENSEN 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incurred.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029776","versionId":1029776,"submittedOn":"2026-03-27","documentName":"MCMILL WEALTH MANAGEMENT ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:30:43.878277+00:00","documents":[{"name":"MCMILL WEALTH MANAGEMENT ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029776","versionId":1029776,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":746460041}],"custodyNote":"McMill Wealth has custody of $532M in client assets for 2,188 clients.","leadership":[{"name":"Jared Faltys","title":"Vice President","crd":"4725174"},{"name":"Clint Weeder","title":"President","crd":"6596555"},{"name":"Nathan Raabe","title":"Chief Compliance 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2026."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Nebraska","offices":1,"addresses":[{"street":"125 South 4th Street","city":"Norfolk","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"402-371-1160","stateRegisteredReps":22,"otherAdviserReps":2,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or 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They include 4,192 individual clients, 1,382 high-net-worth individuals, and 30 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does McMill Wealth offer?","answer":"McMill Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does McMill Wealth charge?","answer":"McMill Wealth charges 0.50%–1.75% a year for its Investment Advisory Fees. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.","source":"MCMILL WEALTH MANAGEMENT ADV PART 2A, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does McMill Wealth use?","answer":"McMill Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $746M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does McMill Wealth have?","answer":"McMill Wealth has 22 investment adviser representatives registered with state securities authorities, out of 50 employees, and 22 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does McMill Wealth invest in?","answer":"At the end of its last fiscal year, McMill Wealth’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns McMill Wealth?","answer":"McMill Wealth’s direct owners are Jared Faltys, Clint Weeder, Andrew Steffensmeier, Kyle Koester and Lynndsy Beckmann, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does McMill Wealth get paid?","answer":"McMill Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is McMill Wealth registered with the SEC?","answer":"Yes, McMill Wealth has been registered with the SEC as an investment adviser since 21 April 2005. Its CRD number is 129015 and its SEC file number is 801-64153.","source":"Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact McMill Wealth?","answer":"McMill Wealth’s main office is at 125 South 4th Street, Norfolk, NE 68701. Its phone number is 402-371-1160.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}