{"url":"https://nivawealth.com/firms/mclaughlin-ryder-investments-147529","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147529","regulatoryAum":522091202,"crd":"147529","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2613260","suffix":null,"lastName":"GLICKLIN","firstName":"MICHELLE","middleName":null},{"crd":"1232710","suffix":null,"lastName":"MCLAUGHLIN","firstName":"SHAWN","middleName":"PATRICK"},{"crd":"6838035","suffix":null,"lastName":"Truex","firstName":"Jacobson","middleName":"P"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-30","regulatoryAum":272699467,"clients":453,"employees":5,"offices":1},{"filedOn":"2022-06-29","regulatoryAum":397532384,"clients":216,"employees":3,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":409006389,"clients":418,"employees":3,"offices":1},{"filedOn":"2024-03-13","regulatoryAum":427887713,"clients":435,"employees":3,"offices":1},{"filedOn":"2025-03-06","regulatoryAum":471632619,"clients":440,"employees":3,"offices":1},{"filedOn":"2026-03-04","regulatoryAum":522091202,"clients":503,"employees":3,"offices":1}],"secFileNumber":"801-107125","legalName":"McLaughlin Ryder Investments, Inc.","displayName":"McLaughlin Ryder Investments","slug":"mclaughlin-ryder-investments-147529","website":"https://mclaughlinryder.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2009","organization":"Minnesota corporation","fiscalYearEnd":"December","headquarters":{"street":"1421 Prince Street, Suite 200","city":"Alexandria","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22314"},"tradeNames":[],"registration":{"secApproved":"9 February 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Program","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014614","versionId":1014614,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-04","documentName":"MCLAUGHLIN RYDER WRAP PROGRAM BROCHURE","fee_rate_low":0.75,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:20:22.953562+00:00","documents":[{"name":"MCLAUGHLIN RYDER WRAP PROGRAM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014614","versionId":1014614,"submittedOn":"2026-03-04"},{"name":"MCLAUGHLIN RYDER ADV PART 2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014613","versionId":1014613,"submittedOn":"2026-03-04"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":482917224}],"custodyNote":"McLaughlin Ryder Investments does not have custody of client assets.","leadership":[{"name":"Shawn McLaughlin","title":"President, CEO","crd":"1232710"},{"name":"Catherine Cucharale","title":"Chief Compliance Officer","crd":"3054881"},{"name":"Ilina S Stamova","title":"FINOP","crd":"5500851"}],"ownership":[{"label":"The McLaughlin Companies, LLC","detail":"Parent company in the 75% or more ownership band and a control person, since October 2010."},{"label":"Shawn McLaughlin","detail":"Indirect owner: a sole member of parent company llc of The McLaughlin Companies, LLC in the 75% or more band and a control person, since November 2003.","parent":"The McLaughlin Companies, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"1421 Prince Street, Suite 200","city":"Alexandria","headquarters":true}]}],"brochureServices":["estate planning","insurance","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-684-9222","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":85},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"4 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147529/PDF/147529.pdf","brochureDate":"4 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014614","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does McLaughlin Ryder Investments have?","answer":"McLaughlin Ryder Investments has 503 clients and manages $522 million for them, as of March 2026. They include 252 individual clients, 213 high-net-worth individuals, and 20 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does McLaughlin Ryder Investments offer?","answer":"McLaughlin Ryder Investments provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does McLaughlin Ryder Investments charge?","answer":"McLaughlin Ryder Investments charges 0.75%–1.25% a year for its The McLaughlin Ryder ELITE Program. The fee is negotiable and requires an account of at least $250,000.","source":"MCLAUGHLIN RYDER WRAP PROGRAM BROCHURE, filed 4 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does McLaughlin Ryder Investments use?","answer":"McLaughlin Ryder Investments’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $483M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does McLaughlin Ryder Investments have?","answer":"McLaughlin Ryder Investments has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does McLaughlin Ryder Investments invest in?","answer":"At the end of its last fiscal year, McLaughlin Ryder Investments’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does McLaughlin Ryder Investments have a minimum investment?","answer":"Yes, McLaughlin Ryder Investments’ minimum account size for its The McLaughlin Ryder ELITE Program is $250K.","source":"MCLAUGHLIN RYDER WRAP PROGRAM BROCHURE, filed 4 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns McLaughlin Ryder Investments?","answer":"McLaughlin Ryder Investments is owned through a holding company by Shawn McLaughlin. Its direct owner is the McLaughlin Companies, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does McLaughlin Ryder Investments get paid?","answer":"McLaughlin Ryder Investments is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is McLaughlin Ryder Investments registered with the SEC?","answer":"Yes, McLaughlin Ryder Investments has been registered with the SEC as an investment adviser since 9 February 2016. Its CRD number is 147529 and its SEC file number is 801-107125.","source":"Form ADV Part 1A, Item 1, filed 4 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact McLaughlin Ryder Investments?","answer":"McLaughlin Ryder Investments’ main office is at 1421 Prince Street, Suite 200, Alexandria, VA 22314. Its phone number is 703-684-9222. Its website is mclaughlinryder.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}