{"url":"https://nivawealth.com/firms/mcg-advisors-342252","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/342252","regulatoryAum":306153730,"crd":"342252","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6976467","suffix":null,"lastName":"CHASE","firstName":"KATHRYN","middleName":"ELAINE"},{"crd":"1007926","suffix":null,"lastName":"KINTZ","firstName":"ROBERT","middleName":"ALLEN"},{"crd":"5259631","suffix":null,"lastName":"ZANETTI","firstName":"ANTHONY","middleName":"MICHAEL"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136300","legalName":"MCG Advisors LLC","displayName":"MCG Advisors","slug":"mcg-advisors-342252","website":"https://mardincapitalgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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2A","fee_rate_low":0.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:36:05.281866+00:00","documents":[{"name":"2026-08-13 MCG ADVISORS FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054761","versionId":1054761,"submittedOn":"2026-08-13"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Dallas, TX","smaAssets":306153730}],"custodyNote":"MCG Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kathryn Chase","title":"Partner","crd":"6976467"},{"name":"Robert Kintz","title":"Partner","crd":"1007926"},{"name":"Anthony Zanetti","title":"Managing Partner, CCO","crd":"5259631"}],"ownership":[{"label":"Mardin Capital Group LLC","detail":"Sole member in the 75% or more ownership band and a control person, since April 2026."},{"label":"Anthony Zanetti","detail":"Indirect owner: a partner, cco, member of Mardin Capital Group LLC in the 50% to 75% band and a control person, since May 2025.","parent":"Mardin Capital Group LLC"},{"label":"Robert Kintz","detail":"Indirect owner: a partner, member of Mardin Capital Group LLC in the 25% to 50% band and a control person, since May 2025.","parent":"Mardin Capital Group LLC"},{"label":"Kathryn Chase","detail":"Indirect owner: partner, member of Mardin Capital Group LLC and a control person, since May 2025.","parent":"Mardin Capital Group LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Hampshire","offices":1,"addresses":[{"street":"6 Airfield Drive, Suite 203","city":"Rye","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"603-766-4700","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"13 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/342252/PDF/342252.pdf","brochureDate":"13 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054761","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does MCG Advisors have?","answer":"MCG Advisors has 238 clients and manages $306 million for them, as of August 2026. They include 158 high-net-worth individuals and 80 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does MCG Advisors offer?","answer":"MCG Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does MCG Advisors charge?","answer":"MCG Advisors charges 0.50%–1.50% a year for its Wealth Management Services. The whole portfolio is charged at the rate of its band. The fee is billed in arrears and is negotiable.","source":"2026-08-13 MCG ADVISORS FORM ADV PART 2A, filed 13 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does MCG Advisors use?","answer":"MCG Advisors’ separately managed account assets are held at Altruist Financial LLC (Dallas, TX), with $306M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does MCG Advisors have?","answer":"MCG Advisors has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does MCG Advisors invest in?","answer":"At the end of its last fiscal year, MCG Advisors’ separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 2% investment grade corporate bonds, 2% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns MCG Advisors?","answer":"MCG Advisors is owned through a holding company by Anthony Zanetti and Robert Kintz. Its direct owner is Mardin Capital Group LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does MCG Advisors get paid?","answer":"MCG Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact MCG Advisors?","answer":"MCG Advisors’ main office is at 6 Airfield Drive, Suite 203, Rye, NH 03870. Its phone number is 603-766-4700. Its website is mardincapitalgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}