{"url":"https://nivawealth.com/firms/mcallister-capital-management-115613","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/115613","regulatoryAum":306161569,"crd":"115613","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6340929","suffix":null,"lastName":"FORD","firstName":"SHELDON","middleName":"MILES"},{"crd":"1197612","suffix":"JR","lastName":"MCALLISTER","firstName":"LYLE","middleName":"LESTER"},{"crd":"7358267","suffix":"III","lastName":"McAllister","firstName":"Lyle","middleName":"Lester"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-03","regulatoryAum":152829321,"clients":118,"employees":2,"offices":1},{"filedOn":"2022-06-15","regulatoryAum":179374757,"clients":152,"employees":3,"offices":1},{"filedOn":"2023-01-13","regulatoryAum":170048550,"clients":168,"employees":3,"offices":1},{"filedOn":"2024-01-11","regulatoryAum":216285529,"clients":178,"employees":3,"offices":1},{"filedOn":"2025-01-15","regulatoryAum":260842817,"clients":193,"employees":3,"offices":1},{"filedOn":"2026-01-12","regulatoryAum":306161569,"clients":210,"employees":3,"offices":1}],"secFileNumber":"801-114794","legalName":"McAllister Capital Management Corporation","displayName":"McAllister Capital Management","slug":"mcallister-capital-management-115613","website":"https://mcallistercapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1995","organization":"Mississippi corporation","fiscalYearEnd":"December","headquarters":{"street":"1907 Dunbarton Drive, Suite E","city":"Jackson","state":"MS","stateName":"Mississippi","country":"United States","postalCode":"39216"},"tradeNames":[],"registration":{"secApproved":"8 March 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1457912.2333333334,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":306161569,"discretionary":306161569,"discretionaryAccounts":210,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":118,"regulatoryAum":125526243},{"label":"High-net-worth individuals","clients":92,"regulatoryAum":180635326}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:36:21.662723+00:00","documents":[{"name":"MCALLISTER CAPITAL MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001298","versionId":1001298,"submittedOn":"2026-01-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":152829321}],"custodyNote":"McAllister Capital Management does not have custody of client assets.","leadership":[{"name":"Lyle McAllister","title":"Chief Compliance Officer/President","crd":"1197612"}],"ownership":[{"label":"Lyle McAllister","detail":"Chief compliance officer/president in the 75% or more ownership band and a control person, since January 1995."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Mississippi","offices":1,"addresses":[{"street":"1907 Dunbarton Drive, Suite E","city":"Jackson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"601-362-1000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":13},{"label":"Investment grade corporate bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":42},{"label":"Cash and cash equivalents","percent":12}],"privateFunds":0},"sources":{"adv1FilingDate":"12 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/115613/PDF/115613.pdf","brochureDate":"12 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001298","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does McAllister Capital Management have?","answer":"McAllister Capital Management has 210 clients and manages $306 million for them, as of January 2026. They include 118 individual clients and 92 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does McAllister Capital Management offer?","answer":"McAllister Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does McAllister Capital Management use?","answer":"McAllister Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $153M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does McAllister Capital Management have?","answer":"McAllister Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does McAllister Capital Management invest in?","answer":"At the end of its last fiscal year, McAllister Capital Management’s separately managed accounts held 42% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 13% U.S. government and agency bonds, 12% cash and equivalents and 7% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns McAllister Capital Management?","answer":"McAllister Capital Management’s direct owner is Lyle McAllister (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does McAllister Capital Management get paid?","answer":"McAllister Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is McAllister Capital Management registered with the SEC?","answer":"Yes, McAllister Capital Management has been registered with the SEC as an investment adviser since 8 March 2019. Its CRD number is 115613 and its SEC file number is 801-114794.","source":"Form ADV Part 1A, Item 1, filed 12 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact McAllister Capital Management?","answer":"McAllister Capital Management’s main office is at 1907 Dunbarton Drive, Suite E, Jackson, MS 39216. Its phone number is 601-362-1000. Its website is mcallistercapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}