{"url":"https://nivawealth.com/firms/maytal-asset-management-168812","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168812","regulatoryAum":125307034,"crd":"168812","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4871392","suffix":null,"lastName":"AIZENBERG","firstName":"SALO","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-05","regulatoryAum":123976904,"clients":98,"employees":1,"offices":2},{"filedOn":"2022-03-01","regulatoryAum":126435000,"clients":58,"employees":1,"offices":2},{"filedOn":"2023-04-13","regulatoryAum":113828000,"clients":95,"employees":2,"offices":2},{"filedOn":"2024-02-06","regulatoryAum":126267869,"clients":63,"employees":1,"offices":2},{"filedOn":"2025-02-12","regulatoryAum":120206238,"clients":67,"employees":1,"offices":2},{"filedOn":"2026-02-05","regulatoryAum":125307034,"clients":59,"employees":1,"offices":1}],"secFileNumber":"801-110387","legalName":"Maytal Asset Management LLC","displayName":"Maytal Asset Management","slug":"maytal-asset-management-168812","website":"https://downtownllc.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"360 Hamilton Avenue, Suite 1110","city":"White Plains","state":"NY","stateName":"New York","country":"United States","postalCode":"10601"},"tradeNames":["Downtown Investment Advisory"],"registration":{"secApproved":"17 April 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2153260.888888889,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":125307034,"discretionary":125307034,"discretionaryAccounts":153,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":15,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":19,"regulatoryAum":9792635},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":106483453},{"label":"Charitable organizations","clients":5,"regulatoryAum":9030946}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006541","versionId":1006541,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-04","documentName":"ADV PART 2A - MAYTAL ASSET MANAGEMENT LLC (FEBRUARY 4, 2026)","fee_rate_low":0.9,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:47:50.058315+00:00","documents":[{"name":"ADV PART 2A - MAYTAL ASSET MANAGEMENT LLC (FEBRUARY 4, 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006541","versionId":1006541,"submittedOn":"2026-02-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":108435126},{"name":"Interactive Brokers Corp.","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":16871908}],"custodyNote":"Maytal Asset Management has custody of $2.27M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Salo Aizenberg","title":"Managing Member and Chief Compliance Officer","crd":"4871392"}],"ownership":[{"label":"Salo Aizenberg","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since July 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"360 Hamilton Avenue, Suite 1110","city":"White Plains","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-363-4919","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"Investment grade corporate bonds","percent":86},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"5 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168812/PDF/168812.pdf","brochureDate":"4 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006541","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Maytal Asset Management have?","answer":"Maytal Asset Management has 59 clients and manages $125 million for them, as of February 2026. They include 35 high-net-worth individuals, 19 individual clients and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Maytal Asset Management offer?","answer":"Maytal Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Maytal Asset Management charge?","answer":"Maytal Asset Management charges 0.90%–1.00% a year for its Investment Advisory Services. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A - MAYTAL ASSET MANAGEMENT LLC (FEBRUARY 4, 2026), filed 4 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Maytal Asset Management use?","answer":"Maytal Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $108M and Interactive Brokers Corp. (Greenwich, CT), with $16.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Maytal Asset Management have?","answer":"Maytal Asset Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Maytal Asset Management invest in?","answer":"At the end of its last fiscal year, Maytal Asset Management’s separately managed accounts held 86% investment grade corporate bonds, 8% exchange-traded equities, 3% high-yield corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Maytal Asset Management?","answer":"Maytal Asset Management’s direct owner is Salo Aizenberg (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Maytal Asset Management get paid?","answer":"Maytal Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Maytal Asset Management?","answer":"Maytal Asset Management’s main office is at 360 Hamilton Avenue, Suite 1110, White Plains, NY 10601. Its phone number is 917-363-4919. Its website is downtownllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}