{"url":"https://nivawealth.com/firms/maximai-investment-partners-284919","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284919","regulatoryAum":695829702,"crd":"284919","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5611956","suffix":null,"lastName":"BEHRENS","firstName":"ALEJANDRO","middleName":"ENRIQUE"},{"crd":"7493143","suffix":null,"lastName":"Haag","firstName":"William","middleName":"Taggart"},{"crd":"2346704","suffix":null,"lastName":"VAN WALLEGHEM","firstName":"ELIZABETH","middleName":null},{"crd":"6348640","suffix":null,"lastName":"van Walleghem","firstName":"Maximilien","middleName":"Paul"},{"crd":"5992580","suffix":null,"lastName":"VIETE","firstName":"DANIELLA","middleName":null}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-08","regulatoryAum":350503215,"clients":84,"employees":6,"offices":1},{"filedOn":"2022-01-31","regulatoryAum":444413540,"clients":269,"employees":6,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":405744944,"clients":269,"employees":6,"offices":1},{"filedOn":"2024-02-27","regulatoryAum":493700426,"clients":205,"employees":6,"offices":2},{"filedOn":"2025-03-25","regulatoryAum":538675000,"clients":282,"employees":10,"offices":2},{"filedOn":"2026-03-24","regulatoryAum":695829702,"clients":171,"employees":8,"offices":2}],"secFileNumber":"801-108257","legalName":"Maximai Investment Partners, LLC","displayName":"Maximai Investment Partners","slug":"maximai-investment-partners-284919","website":"https://maximaipartners.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/284919/dd8f14006c12061e-r1.webp","tone":"dark","width":236,"height":200,"sourceUrl":"https://maximaipartners.com/","sourceLabel":"Maximai Investment Partners, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://linkedin.com/company/maximai-investment-partners","founded":"2016","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"500 S. Dixie Hwy, Suite 301","city":"Coral Gables","state":"FL","stateName":"Florida","country":"United States","postalCode":"33146"},"tradeNames":[],"registration":{"secApproved":"8 August 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4069179.543859649,"staff":{"employees":8,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":695829702,"discretionary":550681107,"discretionaryAccounts":818,"nonDiscretionary":145148595,"nonDiscretionaryAccounts":156,"wrapProgram":14889910,"nonUsClientsPct":47,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":12,"regulatoryAum":1357311},{"label":"High-net-worth individuals","clients":159,"regulatoryAum":694472391}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024360","versionId":1024360,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-24","documentName":"MAXIMAI INVESTMENT PARTNERS, LLC DISCLOSURE BROCHURE","fee_rate_low":0.5,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:19:36.031628+00:00","documents":[{"name":"MAXIMAI INVESTMENT PARTNERS, LLC DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024360","versionId":1024360,"submittedOn":"2026-03-24"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024361","versionId":1024361,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":351334072},{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":240908227}],"custodyNote":"Maximai Investment Partners does not have custody of client assets.","leadership":[{"name":"Daniella Viete","title":"Chief Compliance Officer / COO","crd":"5992580"},{"name":"Elizabeth Van Walleghem","title":"Principal, CEO, Managing Member","crd":"2346704"}],"ownership":[{"label":"Cocovan Corp","detail":"Managing member in the 75% or more ownership band and a control person, since September 2016."},{"label":"Mayordomo Corp","detail":"Managing member in the 5% to 10% ownership band and a control person, since September 2016."},{"label":"Elizabeth Van Walleghem","detail":"Indirect owner: a managing member of Cocovan Corp in the 75% or more band and a control person, since September 2016.","parent":"Cocovan Corp"},{"label":"Thomas Butler","detail":"Indirect owner: a managing member of Mayordomo Corp in the 75% or more band and a control person, since September 2016.","parent":"Mayordomo Corp"}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"500 S. Dixie Hwy, Suite 301","city":"Coral Gables","headquarters":true},{"street":"500 S Dixie Hwy","city":"Coral Gables"}]}],"brochureServices":["family office services","financial planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"786-332-6050","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"U.S. government/agency bonds","percent":12},{"label":"Investment grade corporate bonds","percent":4},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":12},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":30,"detail":"Exchange Traded Funds (Etfs)"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284919/PDF/284919.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024360","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Maximai Investment Partners have?","answer":"Maximai Investment Partners has 171 clients and manages $696 million for them, as of March 2026. They include 159 high-net-worth individuals and 12 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Maximai Investment Partners offer?","answer":"Maximai Investment Partners provides portfolio management for individuals and small businesses, selecting other managers, family office services, and financial planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Maximai Investment Partners charge?","answer":"Maximai Investment Partners charges 0.50%–2.00% a year for its Portfolio Management Services. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"MAXIMAI INVESTMENT PARTNERS, LLC DISCLOSURE BROCHURE, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Maximai Investment Partners use?","answer":"Maximai Investment Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $351M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $241M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Maximai Investment Partners have?","answer":"Maximai Investment Partners has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Maximai Investment Partners invest in?","answer":"At the end of its last fiscal year, Maximai Investment Partners’ separately managed accounts held 30% other, 24% exchange-traded equities, 12% U.S. government and agency bonds, 12% pooled vehicles (private funds and similar), 10% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 4% investment grade corporate bonds and 1% high-yield corporate bonds. The 30% other category is described as: Exchange Traded Funds (Etfs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Maximai Investment Partners have a minimum investment?","answer":"Yes, Maximai Investment Partners’ minimum account size for its Portfolio Management Services is $1M.","source":"MAXIMAI INVESTMENT PARTNERS, LLC DISCLOSURE BROCHURE, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Maximai Investment Partners?","answer":"Maximai Investment Partners is owned through holding companies by Elizabeth Van Walleghem and Thomas Butler. Its direct owners are Cocovan Corp (75% or more) and Mayordomo Corp (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Maximai Investment Partners get paid?","answer":"Maximai Investment Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Maximai Investment Partners registered with the SEC?","answer":"Yes, Maximai Investment Partners has been registered with the SEC as an investment adviser since 8 August 2016. Its CRD number is 284919 and its SEC file number is 801-108257.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Maximai Investment Partners?","answer":"Maximai Investment Partners’ main office is at 500 S. Dixie Hwy, Suite 301, Coral Gables, FL 33146. Its phone number is 786-332-6050. Its website is maximaipartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}