{"url":"https://nivawealth.com/firms/matter-106806","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106806","regulatoryAum":3811053690,"crd":"106806","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2818688","suffix":null,"lastName":"ARMSTRONG","firstName":"JERREL","middleName":"LEE"},{"crd":"6561846","suffix":null,"lastName":"ATHERTON","firstName":"MADISON","middleName":"CHRISTA"},{"crd":"5932841","suffix":null,"lastName":"AWBREY","firstName":"KATHERINE","middleName":"MICHELLE"},{"crd":"5008420","suffix":null,"lastName":"BOWERS","firstName":"STEPHANIE","middleName":"LYNN"},{"crd":"6997503","suffix":null,"lastName":"Brown","firstName":"Lindsey","middleName":"Nicole"},{"crd":"5190320","suffix":null,"lastName":"BRUNEL","firstName":"THIERRY","middleName":"JEAN 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Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63105"},"tradeNames":[],"registration":{"secApproved":"14 December 1990","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":15984626.809734514,"staff":{"employees":55,"advisory":40,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":3811053690,"discretionary":599753782,"discretionaryAccounts":268,"nonDiscretionary":3211299908,"nonDiscretionaryAccounts":2092,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":98,"regulatoryAum":165337116},{"label":"High-net-worth individuals","clients":128,"regulatoryAum":3447188543},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":172260191},{"label":"Charitable organizations","clients":2,"regulatoryAum":26267840}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T04:02:08.112141+00:00","documents":[{"name":"2026-03-31 MATTER FAMILY OFFICE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051107","versionId":1051107,"submittedOn":"2026-07-08"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":3045887135}],"custodyNote":"Matter has custody of $2.41B in client assets for 156 clients.","leadership":[{"name":"Charles Willhoit","title":"Chief Executive","crd":"2773302"},{"name":"Darryl Larue","title":"Chief Operating Officer","crd":"7089947"},{"name":"Christopher Hunter","title":"Chief Compliance Officer","crd":"7089949"},{"name":"Paul Cichon","title":"Board of Directors","crd":"8004871"},{"name":"Andrew Frailey","title":"Board of Directors","crd":"5374888"},{"name":"Ryan Gable","title":"Board of Directors","crd":"3073444"},{"name":"Katherine Lintz","title":"Managing Partner, Board of Directors","crd":"4358913"},{"name":"Kevin McCabe","title":"Board of Directors","crd":"2048590"},{"name":"Kirby Ott","title":"Board of Directors","crd":"4572329"},{"name":"Philip Rollhaus","title":"Board of Directors","crd":"4937414"},{"name":"Tamara Ward","title":"Board of Directors","crd":"4043336"}],"ownership":[{"label":"Katherine Lintz","detail":"Managing partner, board of directors in the 10% to 25% ownership band and a control person, since August 2025."},{"label":"Matter Holdings LLC","detail":"Member in the 75% or more ownership band and a control person, since May 2015."},{"label":"Charles Willhoit","detail":"Chief executive in the 10% to 25% ownership band and a control person, since August 2025."},{"label":"Forsyth Matter Mezzanine, Inc.","detail":"Indirect owner: a owner of Matter Holdings LLC in the 25% to 50% band and a control person, since October 2024.","parent":"Matter Holdings LLC"},{"label":"Forsyth Matter Holdings, LLC","detail":"Indirect owner: a owner of Forsyth Matter Mezzanine, Inc. in the 75% or more band and a control person, since October 2024.","parent":"Forsyth Matter Mezzanine, Inc."},{"label":"BW Forsyth Partners, LLC","detail":"Indirect owner: a owner of Forsyth Matter Holdings, LLC in the 75% or more band and a control person, since October 2024.","parent":"Forsyth Matter Holdings, LLC"},{"label":"Barry Wehmiller Group, Inc","detail":"Indirect owner: a owner of BW Forsyth Partners, LLC in the 75% or more band and a control person, since October 1975.","parent":"BW Forsyth Partners, LLC"},{"label":"William Chapman","detail":"Indirect owner: a ceo of Barry Wehmiller Group, Inc in the 50% to 75% band and a control person, since March 2026.","parent":"Barry Wehmiller Group, Inc"}],"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"255 Fillmore St","city":"Denver"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"8001 Forsyth BLVD, Suite 950","city":"St Louis","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"2009 Fairview Road","city":"Raleigh"}]},{"state":"Texas","offices":1,"addresses":[{"street":"3811 Turtle Creek","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-862-5190","stateRegisteredReps":21,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":51},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":2,"detail":"Stifel Bank Deposit Notes"}],"privateFunds":1},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106806/PDF/106806.pdf","brochureDate":"8 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1051107","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Matter have?","answer":"Matter has 229 clients and manages $3.81 billion for them, as of July 2026. They include 128 high-net-worth individuals, 98 individual clients and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Matter offer?","answer":"Matter provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Matter use?","answer":"Matter’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $3.05B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Matter have?","answer":"Matter has 21 investment adviser representatives registered with state securities authorities, out of 55 employees, and 40 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Matter invest in?","answer":"At the end of its last fiscal year, Matter’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 14% pooled vehicles (private funds and similar), 4% state and local bonds, 4% cash and equivalents, 3% U.S. government and agency bonds and 2% other. The 2% other category is described as: Stifel Bank Deposit Notes. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Matter?","answer":"Matter is owned through a chain of holding companies by William Chapman. Its direct owners are Katherine Lintz (10% to 25%), Matter Holdings LLC (75% or more) and Charles Willhoit (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Matter get paid?","answer":"Matter is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Matter registered with the SEC?","answer":"Yes, Matter has been registered with the SEC as an investment adviser since 14 December 1990. Its CRD number is 106806 and its SEC file number is 801-37738.","source":"Form ADV Part 1A, Item 1, filed 21 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Matter?","answer":"Matter’s main office is at 8001 Forsyth BLVD, Suite 950, St Louis, MO 63105. Its phone number is 314-862-5190. Its website is matterfamilyoffice.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}