{"url":"https://nivawealth.com/firms/materetsky-financial-group-292353","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292353","regulatoryAum":720764738,"crd":"292353","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6228129","suffix":null,"lastName":"CARPENITO","firstName":"JOSEPH","middleName":"ROCCO"},{"crd":"2749161","suffix":null,"lastName":"MATERETSKY","firstName":"IRA","middleName":"SCOTT"},{"crd":"5932439","suffix":null,"lastName":"WELSH","firstName":"MATTHEW","middleName":"JOSEPH"},{"crd":"1579617","suffix":null,"lastName":"WRIGHT","firstName":"MICHAEL","middleName":"DAWSON"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-08","regulatoryAum":424452459,"clients":520,"employees":13,"offices":2},{"filedOn":"2022-06-01","regulatoryAum":468335979,"clients":570,"employees":13,"offices":2},{"filedOn":"2023-03-09","regulatoryAum":437314734,"clients":679,"employees":12,"offices":2},{"filedOn":"2024-03-08","regulatoryAum":523519976,"clients":629,"employees":8,"offices":3},{"filedOn":"2025-07-15","regulatoryAum":622654847,"clients":768,"employees":8,"offices":3},{"filedOn":"2026-03-31","regulatoryAum":720764738,"clients":830,"employees":9,"offices":3}],"secFileNumber":"801-112829","legalName":"Materetsky Financial Group, Inc.","displayName":"Materetsky Financial Group","slug":"materetsky-financial-group-292353","website":"https://materetsky.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/materetsky-financial-group","founded":"2018","organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"2240 Woolbright Road, Suite 354","city":"Boynton Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33426"},"tradeNames":[],"registration":{"secApproved":"13 April 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":868859.424205379,"staff":{"employees":9,"advisory":4,"brokerDealerReps":4,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":720764738,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":720764738,"nonDiscretionaryAccounts":2309,"wrapProgram":720764738,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":490,"regulatoryAum":210106851},{"label":"High-net-worth individuals","clients":328,"regulatoryAum":500620158},{"label":"Pension and profit-sharing plans","clients":12,"regulatoryAum":8032540},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":2005189}],"feePrograms":[{"role":"main","program":"Investment advisory services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022175","versionId":1022175,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-19","documentName":"MATERETSKY ADV PART 2A BROCHURE","fee_rate_low":0.45,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:29:08.291489+00:00","documents":[{"name":"MATERETSKY ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022175","versionId":1022175,"submittedOn":"2026-03-19"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022174","versionId":1022174,"submittedOn":null}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":652671673},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":68093065}],"custodyNote":"Materetsky Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ira Materetsky","title":"Principal/Chief Compliance Officer","crd":"2749161"}],"ownership":[{"label":"Ira Materetsky","detail":"Principal/chief compliance officer in the 75% or more ownership band and a control person, since January 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"2240 Woolbright Road, Suite 354","city":"Boynton Beach","headquarters":true},{"street":"1451 W. Cypress Creek Road","city":"Fort Lauderdale"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 Broadhollow Road","city":"Melville"}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-735-9227","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"1000","assetMix":[{"label":"Exchange-traded equity securities","percent":32},{"label":"Non-exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":51},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/292353/PDF/292353.pdf","brochureDate":"19 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022175","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Materetsky Financial Group have?","answer":"Materetsky Financial Group has 830 clients and manages $721 million for them, as of March 2026. They include 490 individual clients, 328 high-net-worth individuals, and 12 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Materetsky Financial Group offer?","answer":"Materetsky Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, educational seminars, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Materetsky Financial Group charge?","answer":"Materetsky Financial Group charges 0.45%–1.40% a year for its Investment advisory services. The fee is billed in advance and is negotiable.","source":"MATERETSKY ADV PART 2A BROCHURE, filed 19 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Materetsky Financial Group use?","answer":"Materetsky Financial Group’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $653M and Charles Schwab & Co., Inc. (Westlake, TX), with $68.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Materetsky Financial Group have?","answer":"Materetsky Financial Group has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Materetsky Financial Group invest in?","answer":"At the end of its last fiscal year, Materetsky Financial Group’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 13% non-exchange-traded equities, 3% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Materetsky Financial Group?","answer":"Materetsky Financial Group’s direct owner is Ira Materetsky (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Materetsky Financial Group get paid?","answer":"Materetsky Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Materetsky Financial Group?","answer":"Materetsky Financial Group’s main office is at 2240 Woolbright Road, Suite 354, Boynton Beach, FL 33426. Its phone number is 561-735-9227. Its website is materetsky.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}