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The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"ADV 2A FIRM BROCHURE, filed 29 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Mason & Associates use?","answer":"Mason & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $626M and National Financial Services LLC (Boston, MA), with $85.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mason & Associates have?","answer":"Mason & Associates has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mason & Associates invest in?","answer":"At the end of its last fiscal year, Mason & Associates’ separately managed accounts held 61% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 10% investment grade corporate bonds, 3% non-exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Mason & Associates have a minimum investment?","answer":"Yes, Mason & Associates’ minimum account size for its Investment Management Agreement is $1M.","source":"ADV 2A FIRM BROCHURE, filed 29 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Mason & Associates?","answer":"Mason & Associates is owned through a holding company by Brent Mason. 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