{"url":"https://nivawealth.com/firms/martin-nelson-and-co-2903","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/2903","regulatoryAum":287344200,"crd":"2903","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8205762","suffix":null,"lastName":"EDWARDS","firstName":"MIRANDA","middleName":"ELEANOR"},{"crd":"8208017","suffix":null,"lastName":"JARVIS","firstName":"JACK","middleName":"PETER"},{"crd":"3257471","suffix":null,"lastName":"KOENIG","firstName":"SABINE","middleName":"ERIKA 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assets.","otherCustodians":[],"leadership":[{"name":"Scott Thomas Macartney","title":"Vice President","crd":"7445713"},{"name":"Sabine Erika Regina Koenig","title":"Secretary/Treasurer/CCO","crd":"3257471"},{"name":"Martin Oliver Jr Nelson","title":"Chairman of the Board","crd":"346215"}],"ownership":[{"label":"Martin Oliver Jr Nelson","detail":"Chairman of the board in the 25% to 50% ownership band and a control person, since October 1970."},{"label":"Sabine Erika Regina Koenig","detail":"Secretary/treasurer/cco in the 25% to 50% ownership band and a control person, since October 2004."},{"label":"Scott Thomas Macartney","detail":"Vice president in the 25% to 50% ownership band and a control person, since April 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1500 Westlake Ave North #200","city":"Seattle","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"206-682-6261","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"U.S. government/agency bonds","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"17 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/2903/PDF/2903.pdf","brochureDate":"17 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055155","iapdCompiledDate":null,"retrievedDate":"15 October 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They include 422 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Martin Nelson & Co. offer?","answer":"Martin Nelson & Co. provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Martin Nelson & Co. charge?","answer":"Martin Nelson & Co. charges 0.80%–1.00% a year for its Portfolio Management Services.","source":"2026 AUGUST PART II, filed 17 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Martin Nelson & Co. use?","answer":"Martin Nelson & Co.’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $37.6M. The filing also lists Hilltop Securities Inc. with no separately managed account assets.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Martin Nelson & Co. have?","answer":"Martin Nelson & Co. has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Martin Nelson & Co. invest in?","answer":"At the end of its last fiscal year, Martin Nelson & Co.’s separately managed accounts held 95% exchange-traded equities, 5% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Martin Nelson & Co.?","answer":"Martin Nelson & Co.’s direct owners are Martin Oliver Jr Nelson, Sabine Erika Regina Koenig and Scott Thomas Macartney, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Martin Nelson & Co. get paid?","answer":"Martin Nelson & Co. is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Martin Nelson & Co.?","answer":"Martin Nelson & Co.’s main office is at 1500 Westlake Ave North #200, Seattle, WA 98109-3031. Its phone number is 206-682-6261. Its website is martinnelsonco.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}