{"url":"https://nivawealth.com/firms/martin-fleisher-jd-pc-319350","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319350","regulatoryAum":180088308,"crd":"319350","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7517688","suffix":null,"lastName":"Fleisher","firstName":"Martin","middleName":"Ephraim"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-28","regulatoryAum":29010000,"clients":9,"employees":1,"offices":1},{"filedOn":"2023-02-01","regulatoryAum":124868009,"clients":12,"employees":1,"offices":1},{"filedOn":"2024-06-14","regulatoryAum":147446827,"clients":24,"employees":1,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":163776601,"clients":12,"employees":1,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":180088308,"clients":12,"employees":1,"offices":1}],"secFileNumber":"801-123645","legalName":"Martin Fleisher, JD PC","displayName":"Martin Fleisher, JD PC","slug":"martin-fleisher-jd-pc-319350","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"18 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":15007359,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":180088308,"discretionary":180088308,"discretionaryAccounts":12,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":12,"regulatoryAum":180088308}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023919","versionId":1023919,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-23","documentName":"MARTIN FLEISHER JD., P.C. - FORM ADV PART 2A BROCHURE - MARCH 2026","fee_rate_low":0.5,"fee_rate_high":0.5,"fee_negotiable":true,"minimum_account":2000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:12:58.654526+00:00","documents":[{"name":"MARTIN FLEISHER JD., P.C. - FORM ADV PART 2A BROCHURE - MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023919","versionId":1023919,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":31403489},{"name":"E*trade Securities LLC","shortName":"E*trade Securities","location":"Jersey City, NJ","smaAssets":14879979},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":8775808},{"name":"Vanguard Group Inc.","shortName":"Vanguard Group","location":"Malvern, PA","smaAssets":69808732}],"custodyNote":"Martin Fleisher, JD PC does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Martin Fleisher","title":"Managing Member & Chief Compliance Officer","crd":"7517688"}],"ownership":[{"label":"Martin Fleisher","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since October 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-767-7307","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. state and local bonds","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":59},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319350/PDF/319350.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023919","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Martin Fleisher, JD PC have?","answer":"Martin Fleisher, JD PC has 12 clients and manages $180 million for them, as of March 2026. They include 12 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Martin Fleisher, JD PC offer?","answer":"Martin Fleisher, JD PC provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Martin Fleisher, JD PC charge?","answer":"Martin Fleisher, JD PC charges 0.50% a year for its Portfolio Management. The fee is billed in arrears, is negotiable and requires an account of at least $2,000,000.","source":"MARTIN FLEISHER JD., P.C. - FORM ADV PART 2A BROCHURE - MARCH 2026, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Martin Fleisher, JD PC use?","answer":"Martin Fleisher, JD PC’s separately managed account assets are held at Vanguard Group Inc. (Malvern, PA), with $69.8M, Charles Schwab & Co., Inc. (San Francisco, CA), with $31.4M, E*trade Securities LLC (Jersey City, NJ), with $14.9M and Fidelity Brokerage Services LLC (Smithfield, RI), with $8.78M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Martin Fleisher, JD PC have?","answer":"Martin Fleisher, JD PC has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Martin Fleisher, JD PC invest in?","answer":"At the end of its last fiscal year, Martin Fleisher, JD PC’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 15% state and local bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Martin Fleisher, JD PC have a minimum investment?","answer":"Yes, Martin Fleisher, JD PC’s minimum account size for its Portfolio Management is $2M.","source":"MARTIN FLEISHER JD., P.C. - FORM ADV PART 2A BROCHURE - MARCH 2026, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Martin Fleisher, JD PC?","answer":"Martin Fleisher, JD PC’s direct owner is Martin Fleisher (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Martin Fleisher, JD PC get paid?","answer":"Martin Fleisher, JD PC is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Martin Fleisher, JD PC?","answer":"Its phone number is 212-767-7307.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}