{"url":"https://nivawealth.com/firms/mariner-institutional-111964","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111964","regulatoryAum":2822300000,"crd":"111964","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4430340","suffix":null,"lastName":"BOKESCH","firstName":"ERIC","middleName":"MICHAEL"},{"crd":"5958895","suffix":null,"lastName":"Chaffee","firstName":"Richard","middleName":"J"},{"crd":"6758366","suffix":"Mr.","lastName":"Dietz","firstName":"Adam","middleName":"M"},{"crd":"3004592","suffix":null,"lastName":"DUNCAN","firstName":"TIMOTHY","middleName":"SHEPARD"},{"crd":"4688592","suffix":null,"lastName":"HARDY","firstName":"THOMAS","middleName":"CHARLES"},{"crd":"4761575","suffix":null,"lastName":"JOHNSON","firstName":"DANIEL","middleName":"VANCLEVE"},{"crd":"6761726","suffix":null,"lastName":"King","firstName":"David","middleName":"Franklin"},{"crd":"7051062","suffix":null,"lastName":"LECLUYSE","firstName":"JACOB","middleName":"William"},{"crd":"5791165","suffix":null,"lastName":"Ledger","firstName":"Tami","middleName":"Lynn"},{"crd":"2634601","suffix":null,"lastName":"Rivers","firstName":"Christopher","middleName":"John"},{"crd":"2834231","suffix":null,"lastName":"ROSSON","firstName":"ANGELYN","middleName":null},{"crd":"2981821","suffix":"JR","lastName":"SEROPIAN","firstName":"KENNETH","middleName":"GEORGE"},{"crd":"1311305","suffix":null,"lastName":"STOFER","firstName":"DAVID","middleName":"KENT"},{"crd":"7170617","suffix":null,"lastName":"Sullivan","firstName":"Patrick","middleName":"Buckley"},{"crd":"5407915","suffix":null,"lastName":"Takinen","firstName":"Kevin","middleName":"Adam"},{"crd":"5425393","suffix":null,"lastName":"TINSLEY","firstName":"JAMES","middleName":"JASON"},{"crd":"1194456","suffix":null,"lastName":"WOODARD","firstName":"ROBERT","middleName":"LEE"}],"total":17,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":296600000,"clients":10,"employees":90,"offices":7},{"filedOn":"2022-03-29","regulatoryAum":526200000,"clients":15,"employees":87,"offices":7},{"filedOn":"2023-03-28","regulatoryAum":718800000,"clients":19,"employees":98,"offices":7},{"filedOn":"2024-05-17","regulatoryAum":976600000,"clients":24,"employees":90,"offices":8},{"filedOn":"2025-03-28","regulatoryAum":2543100000,"clients":64,"employees":113,"offices":8},{"filedOn":"2026-08-05","regulatoryAum":2822300000,"clients":59,"employees":148,"offices":16}],"acquisitions":[{"date":"2025-09-30","datePrecision":"day","name":"Southeastern Advisory Services","crd":"109817","source":"adv_w","dealType":"acquisition","sellerAum":0,"sellerAumDate":"2025-01-08","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/109817"},{"date":"2025-05-02","datePrecision":"day","name":"Cardinal Investment Advisors","crd":"116418","source":"adv_w","dealType":"acquisition","sellerAum":0,"sellerAumDate":"2024-03-28","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/116418"},{"date":"2024-04-02","datePrecision":"day","name":"Fourth Street Performance Partners","crd":"107339","source":"adv_w","dealType":"acquisition","sellerAum":4512203227,"sellerAumDate":"2023-03-29","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/107339"},{"date":"2018-11-15","datePrecision":"day","name":"Summit Strategies (Summit Strategies Group)","crd":"107161","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/107161"}],"secFileNumber":"801-58253","legalName":"Mariner Institutional, LLC","displayName":"Mariner Institutional","slug":"mariner-institutional-111964","website":"https://marinerwealthadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/111964/425aabe17c6a6ae0-r1.webp","tone":"dark","width":1535,"height":200,"sourceUrl":"https://www.marinerwealthadvisors.com/our-services/business/mariner-institutional/","sourceLabel":"Mariner Institutional, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_consultant","typeLabel":"Consultant","feeDisclosure":"payment_only"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"531 W Morse BLVD, Suite 200","city":"Winter Park","state":"FL","stateName":"Florida","country":"United States","postalCode":"32789"},"tradeNames":["Andco Consulting, LLC","Mariner"],"registration":{"secApproved":"10 January 2001","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":64225000,"staff":{"employees":148,"advisory":148,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2822300000,"discretionary":2822300000,"discretionaryAccounts":59,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":891},"clientTypes":[{"label":"High-net-worth individuals","clients":8,"regulatoryAum":513800000},{"label":"Pension and profit-sharing plans","clients":14,"regulatoryAum":569700000},{"label":"Charitable organizations","clients":19,"regulatoryAum":1086300000},{"label":"State or municipal government entities","clients":8,"regulatoryAum":456800000},{"label":"Corporations and other businesses","clients":10,"regulatoryAum":195700000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Mariner Institutional does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Martin Bicknell","title":"Chief Executive Officer","crd":"2007121"},{"name":"Jeffrey Poe","title":"Chief Financial Officer","crd":"7088123"},{"name":"Cheryl Bicknell","title":"Chief Operating Officer","crd":"4906804"},{"name":"Sara Searle","title":"Chief Compliance Officer & VP, Compliance","crd":"6380470"},{"name":"Bryan Bakardjiev","title":"National Managing Director, Head of Mariner Institutional","crd":"4926641"},{"name":"Anne Dorian","title":"Chief Risk Officer","crd":"5736231"},{"name":"Deann Elmore","title":"Chief Services Officer","crd":"4964605"},{"name":"Bradley Rollins","title":"Chief Investment Officer","crd":"5546873"}],"ownership":[{"label":"Mariner Wealth","detail":"Managing member in the 75% or more ownership band and a control person, since April 2024."},{"label":"Gei Capital VIII, LLC","detail":"Indirect owner: general partner of Green Equity Investors Side VIII L.P. and a control person, since June 2019. Also general partner of Green Equity Investors VIII L.P. and a control person, since June 2019.","parent":"Green Equity Investors Side VIII L.P."},{"label":"LGP Management, Inc.","detail":"Indirect owner: manager of Gei Capital VIII, LLC and a control person, since December 2019. Also general partner of Leonard Green & Partners, L.P. and a control person, since June 1996.","parent":"Gei Capital VIII, LLC"},{"label":"Leonard Green & Partners, L.P.","detail":"Indirect owner: a manager of Peridot Coinvest Manager LLC in the 75% or more band and a control person, since July 2014.","parent":"Peridot Coinvest Manager LLC"},{"label":"LGP Feeder. L.P.","detail":"Indirect owner: a limited partner of Leonard Green & Partners, L.P. in the 50% to 75% band and a control person, since November 2022.","parent":"Leonard Green & Partners, L.P."},{"label":"Emerald Holdings II, L.P.","detail":"Indirect owner: a limited partner of LGP Feeder. L.P. in the 75% or more band and a control person, since November 2022.","parent":"LGP Feeder. L.P."},{"label":"The Danhakl Revocable Trust","detail":"Indirect owner: a limited partner of Emerald Holdings II, L.P. in the 25% to 50% band and a control person, since June 2012. Also a member of Emerald Holdings I, LLC in the 25% to 50% band and a control person, since May 2012.","parent":"Emerald Holdings II, L.P."},{"label":"John Danhakl","detail":"Indirect owner: trustee of The Danhakl Revocable Trust and a control person, since October 1997.","parent":"The Danhakl Revocable Trust"},{"label":"The Sokoloff Family Trust","detail":"Indirect owner: a limited partner of Emerald Holdings II, L.P. in the 25% to 50% band and a control person, since June 2012. Also a member of Emerald Holdings I, LLC in the 25% to 50% band and a control person, since May 2012.","parent":"Emerald Holdings II, L.P."},{"label":"Jonathan Sokoloff","detail":"Indirect owner: trustee of The Sokoloff Family Trust and a control person, since October 1997. Also elected manager of Mwa Holdco, LLC and a control person, since July 2021.","parent":"The Sokoloff Family Trust"},{"label":"Emerald Holdings I, LLC","detail":"Indirect owner: general partner of Emerald Holdings II, L.P. and a control person, since August 2016.","parent":"Emerald Holdings II, L.P."},{"label":"Peridot Coinvest Manager LLC","detail":"Indirect owner: manager of Gei VIII MW Blocker LLC and a control person, since April 2021. Also manager of Gei VIII MW Aggregator LLC and a control person, since April 2021.","parent":"Gei VIII MW Blocker LLC"},{"label":"Martin Bicknell","detail":"Indirect owner: elected manager of Mwa Holdco, LLC and a control person, since July 2021.","parent":"Mwa Holdco, LLC"},{"label":"Cheryl Bicknell","detail":"Indirect owner: elected manager of Mwa Holdco, LLC and a control person, since July 2021.","parent":"Mwa Holdco, LLC"},{"label":"Gary Henson","detail":"Indirect owner: elected manager of Mwa Holdco, LLC and a control person, since July 2021.","parent":"Mwa Holdco, LLC"},{"label":"Jonathan Seiffer","detail":"Indirect owner: elected manager of Mwa Holdco, LLC and a control person, since July 2021.","parent":"Mwa Holdco, LLC"},{"label":"Mariner Wealth Advisors, LLC","detail":"Indirect owner: a managing member of Mariner Wealth in the 75% or more band and a control person, since September 2008.","parent":"Mariner Wealth"},{"label":"Mwa Midco, LLC","detail":"Indirect owner: manager of Mariner Wealth and a control person, since June 2021.","parent":"Mariner Wealth"},{"label":"Mwa Holdco, LLC","detail":"Indirect owner: manager of Mwa Midco, LLC and a control person, since June 2021.","parent":"Mwa Midco, LLC"},{"label":"Gei VIII MW Aggregator LLC","detail":"Indirect owner: a member of Mwa Holdco, LLC in the 25% to 50% band and a control person, since June 2021.","parent":"Mwa Holdco, LLC"},{"label":"Green Equity Investors Side VIII L.P.","detail":"Indirect owner: a member of Gei VIII MW Blocker LLC in the 75% or more band and a control person, since April 2021.","parent":"Gei VIII MW Blocker LLC"},{"label":"Gei VIII MW Blocker LLC","detail":"Indirect owner: a member of Gei VIII MW Aggregator LLC in the 50% to 75% band, since April 2021.","parent":"Gei VIII MW Aggregator LLC"},{"label":"Green Equity Investors VIII L.P.","detail":"Indirect owner: a member of Gei VIII MW Aggregator LLC in the 25% to 50% band, since April 2021.","parent":"Gei VIII MW Aggregator LLC"},{"label":"Jeffrey Poe","detail":"Indirect owner: elected manager of Mwa Holdco, LLC and a control person, since November 2024.","parent":"Mwa Holdco, LLC"},{"label":"David Lyon","detail":"Indirect owner: elected manager of Mwa Holdco, LLC and a control person, since November 2024.","parent":"Mwa Holdco, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":15,"privateResidences":0},"listedOfficeAddresses":16,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"5000 Birch St., East Tower","city":"Newport Beach"}]},{"state":"Florida","offices":1,"addresses":[{"street":"531 W Morse BLVD, Suite 200","city":"Winter Park","headquarters":true}]},{"state":"Illinois","offices":2,"addresses":[{"street":"One Mid America Plaza","city":"Oakbrook Terrace"},{"street":"150 North Wacker Drive","city":"Chicago"}]},{"state":"Kansas","offices":1,"addresses":[{"street":"5700 W. 112th Street","city":"Overland Park"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"300 Ledgewood Place","city":"Rockland"}]},{"state":"Michigan","offices":1,"addresses":[{"street":"39533 Woodward Ave","city":"Bloomfield Hills"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"231 South Bemiston Avenue","city":"Clayton"}]},{"state":"Nebraska","offices":1,"addresses":[{"street":"13815 FNB Pkwy","city":"Omaha"}]},{"state":"Nevada","offices":1,"addresses":[{"street":"5470 Kietzke Lane","city":"Reno"}]},{"state":"Ohio","offices":2,"addresses":[{"street":"312 Walnut Street","city":"Cincinnati"},{"street":"9100 West Chester Towne Centre Drive","city":"West Chester"}]},{"state":"Oklahoma","offices":1,"addresses":[{"street":"4200 E. Skelly Drive","city":"Tulsa"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"875 Green Tree Road","city":"Pittsburgh"}]},{"state":"South Carolina","offices":1,"addresses":[{"street":"325 Rocky Slope RD.","city":"Greenville"}]},{"state":"Texas","offices":1,"addresses":[{"street":"5600 Tennyson Pkwy","city":"Plano"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"844-442-6326","stateRegisteredReps":17,"otherAdviserReps":11,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":10},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111964/PDF/111964.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mariner Institutional have?","answer":"Mariner Institutional has 59 clients and manages $2.82 billion for them, as of August 2026. They include 19 charitable organizations, 14 pension and profit-sharing plans, and 10 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mariner Institutional offer?","answer":"Mariner Institutional provides portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Mariner Institutional have?","answer":"Mariner Institutional has 17 investment adviser representatives registered with state securities authorities, out of 148 employees, and 148 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mariner Institutional invest in?","answer":"At the end of its last fiscal year, Mariner Institutional’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 10% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mariner Institutional?","answer":"Mariner Institutional is owned through a chain of holding companies by Mariner Wealth Advisors, LLC and Green Equity Investors VIII L.P. Its direct owner is Mariner Wealth (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mariner Institutional get paid?","answer":"Mariner Institutional is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Mariner Institutional?","answer":"Mariner Institutional’s main office is at 531 W Morse BLVD, Suite 200, Winter Park, FL 32789. Its phone number is 844-442-6326. Its website is marinerwealthadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}