{"url":"https://nivawealth.com/firms/marin-capital-management-136075","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/136075","regulatoryAum":170782711,"crd":"136075","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6302332","suffix":null,"lastName":"GROPP","firstName":"MATTHEW","middleName":"CRENSHAW"},{"crd":"2322348","suffix":null,"lastName":"HAKIM","firstName":"GEOFFREY","middleName":"AMEEN"},{"crd":"6561639","suffix":null,"lastName":"Jackson","firstName":"Brian","middleName":"Jeffrey"},{"crd":"1831429","suffix":null,"lastName":"LOURY","firstName":"KIRK","middleName":"EDWARD"},{"crd":"2615431","suffix":null,"lastName":"STAUFFER","firstName":"CURT","middleName":"ROBERT"},{"crd":"6500770","suffix":null,"lastName":"SWANSON","firstName":"NICHOLAS","middleName":"PETER"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-30","regulatoryAum":137629793,"clients":76,"employees":6,"offices":5},{"filedOn":"2023-07-07","regulatoryAum":124500183,"clients":72,"employees":6,"offices":6},{"filedOn":"2024-07-03","regulatoryAum":133684922,"clients":75,"employees":6,"offices":7},{"filedOn":"2025-03-26","regulatoryAum":151237610,"clients":82,"employees":7,"offices":7},{"filedOn":"2026-08-04","regulatoryAum":170782711,"clients":85,"employees":7,"offices":7}],"secFileNumber":"801-122613","legalName":"Marin Capital Management, LLC","displayName":"Marin Capital Management","slug":"marin-capital-management-136075","website":"https://mcmwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7250 Redwood BLVD, Suite 300","city":"Novato","state":"CA","stateName":"California","country":"United States","postalCode":"94945"},"tradeNames":["MCM Wealth"],"registration":{"secApproved":"1 November 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2020989.6626506024,"staff":{"employees":7,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":170782711,"discretionary":109388812,"discretionaryAccounts":315,"nonDiscretionary":61393899,"nonDiscretionaryAccounts":77,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":14,"regulatoryAum":4161846},{"label":"High-net-worth individuals","clients":69,"regulatoryAum":163580296},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":3040569}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Financial planning is billed at $500 an hour for clients with less than $1 million in investible assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050973","versionId":1050973,"submittedOn":"2026-07-07","documentName":"MCM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:18:06.681753+00:00","documents":[{"name":"MCM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050973","versionId":1050973,"submittedOn":"2026-07-07"}]},"custodians":[{"name":"Columbia Private Trust","shortName":"Columbia Private Trust","location":"Denver, CO","smaAssets":18960419},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":66008238}],"custodyNote":"Marin Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kirk Loury","title":"Chief Compliance Officer","crd":"1831429"},{"name":"Geoffrey Hakim","title":"Principal/Founder","crd":"2322348"}],"ownership":[{"label":"Geoffrey Hakim","detail":"Principal/founder in the 75% or more ownership band and a control person, since July 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":6},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"7250 Redwood BLVD, Suite 300","city":"Novato","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"844-626-4949","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":28},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":48},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"4 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/136075/PDF/136075.pdf","brochureDate":"7 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050973","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Marin Capital Management have?","answer":"Marin Capital Management has 85 clients and manages $171 million for them, as of August 2026. They include 69 high-net-worth individuals, 14 individual clients, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Marin Capital Management offer?","answer":"Marin Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Marin Capital Management use?","answer":"Marin Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $66M and Columbia Private Trust (Denver, CO), with $19M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Marin Capital Management have?","answer":"Marin Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Marin Capital Management invest in?","answer":"At the end of its last fiscal year, Marin Capital Management’s separately managed accounts held 48% pooled vehicles (private funds and similar), 28% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 6% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Marin Capital Management?","answer":"Marin Capital Management’s direct owner is Geoffrey Hakim (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Marin Capital Management get paid?","answer":"Marin Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Marin Capital Management?","answer":"Marin Capital Management’s main office is at 7250 Redwood BLVD, Suite 300, Novato, CA 94945. Its phone number is 844-626-4949. Its website is mcmwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}